Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Copper Street Capital LLP CRD: 288882 | - | 0 | 0 | - | Unknown |
| Copper Trading, J.V. CRD: 100880 | - | 0 | 0 | A | INACTIVE |
| Copper Trail Partners, LLC CRD: 287691 | - | 0 | 0 | - | Unknown |
| Copperleaf Capital, LLC CRD: 117823 | - | 0 | 1 | - | Unknown |
| Copperleafe Wealth Management, LLC CRD: 141539 | - | 0 | 0 | - | Unknown |
| Copperline Trading Advisors, LLC CRD: 168224 | - | 0 | 1 | - | Unknown |
| Copperpine, Inc. CRD: 170068 | - | 0 | 0 | - | Unknown |
| Copperplate Capital LLC CRD: 174528 | - | 0 | 1 | - | Unknown |
| Coppertree®, LLC CRD: 175222 | - | 0 | 0 | - | Unknown |
| Copperwood Financial CRD: 310859 | - | 0 | 4 | - | Unknown |
| Copperwynd Financial CRD: 143442 | - | 0 | 0 | - | Unknown |
| Coppice Asset Management CRD: 147831 | - | 0 | 0 | - | Unknown |
| Coppin Collings CRD: 173932 | - | 0 | 0 | - | Unknown |
| Cora Capital Advisors CRD: 318134 | - | 0 | 2 | - | Unknown |
| Coral Capital Management LLC CRD: 314282 | - | 0 | 0 | - | Unknown |
| Coral Cove US GP Ltd. CRD: 340381 | - | 0 | 1 | - | Unknown |
| Coral Gables Asset Management LLC CRD: 174399 | - | 0 | 0 | - | Unknown |
| Coral Group CRD: 163823 | - | 0 | 0 | - | Unknown |
| Coral Insight LLC CRD: 309880 | - | 0 | 0 | - | Unknown |
| Coral Reef Advisors LLC CRD: 328929 | - | 0 | 2 | - | Unknown |
| Coral Reef Capital LP CRD: 286252 | - | 0 | 0 | - | Unknown |
| Coral Reef Securities, Inc. CRD: 18171 | - | 0 | 0 | A | INACTIVE |
| Coral Rock Capital Corp. CRD: 30813 | - | 0 | 0 | A | INACTIVE |
| Coral Securities Inc. CRD: 24874 | - | 0 | 0 | A | INACTIVE |
| Coral Tree Asset Management CRD: 172221 | - | 0 | 0 | - | Unknown |
| Coral Tree Management, LP CRD: 313118 | - | 0 | 1 | - | Unknown |
| Coral Tree Partners CRD: 157774 | - | 0 | 0 | - | Unknown |
| Coral Tree Wealth Advisors CRD: 304483 | - | 0 | 0 | - | Unknown |
| Coral Wealth Management, LLC CRD: 307117 | - | 0 | 1 | - | Unknown |
| Coram Partners, LP CRD: 338705 | - | 0 | 1 | - | Unknown |
| Corax Asset Management CRD: 312855 | - | 0 | 1 | - | Unknown |
| Corazon Group LLC CRD: 285865 | - | 0 | 1 | - | Unknown |
| Corbel Capital Partners CRD: 171849 | - | 0 | 1 | - | Unknown |
| Corbenic Partners, LLC CRD: 158681 | - | 0 | 0 | - | Unknown |
| Corbett Road Capital Management, LLC CRD: 305063 | - | 0 | 1 | - | Unknown |
| Corbett Securities Corporation CRD: 16649 | - | 0 | 0 | A | INACTIVE |
| Corbett Wealth Management LLC CRD: 323421 | - | 0 | 2 | - | Unknown |
| Corbiere Capital Management (Jersey) Limited CRD: 330061 | - | 0 | 0 | - | Unknown |
| Corbin Capital Partners, L.P. CRD: 130819 | - | 0 | 1 | - | Unknown |
| Corboy & Company, L.P. CRD: 23706 | - | 0 | 0 | A | INACTIVE |
| Corboy and Jerde, LLC CRD: 103640 | - | 0 | 0 | A | INACTIVE |
| Corby Capital Markets, Inc. CRD: 7165 | - | 9 | 0 | D | INACTIVE |
| Corbyn Investment Management Inc CRD: 104716 | - | 0 | 4 | - | Unknown |
| Corcoran Capital Management LLC CRD: 292636 | - | 0 | 0 | - | Unknown |
| Corcoran Jennison Securities, Inc. CRD: 14420 | - | 0 | 0 | A | INACTIVE |
| Corda Investment Management, LLC CRD: 108046 | - | 0 | 14 | - | Unknown |
| Cordant Wealth Partners CRD: 152395 | - | 0 | 1 | - | Unknown |
| Cordasco Financial Network, Inc. CRD: 159544 | - | 0 | 0 | - | Unknown |
| Cordatus Advisors, LLC CRD: 169653 | - | 0 | 0 | - | Unknown |
| Cordell Reserve Advisors CRD: 291665 | - | 0 | 0 | - | Unknown |