Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cordgrass Advisors, LLC CRD: 307948 | - | 0 | 0 | - | Unknown |
| Cordgrass Capital Advisors, LLC CRD: 311528 | - | 0 | 1 | - | Unknown |
| Cordhaven Capital Management CRD: 311566 | - | 0 | 0 | - | Unknown |
| Cordiant Capital Inc. CRD: 172313 | - | 0 | 0 | - | Unknown |
| Cordillera Investment Partners, L.P. CRD: 277036 | - | 0 | 1 | - | Unknown |
| Cordis Financial, LLC CRD: 294766 | - | 0 | 1 | - | Unknown |
| Cordoba Advisory Partners LLC CRD: 310199 | - | 0 | 6 | - | Unknown |
| Cordoba Capital Partners, LLC CRD: 329644 | - | 0 | 1 | - | Unknown |
| Cordus Wealth Advisors LLC CRD: 168786 | - | 0 | 0 | - | Unknown |
| Cordusio LLC CRD: 322031 | - | 0 | 0 | - | Unknown |
| Core Advisory Group CRD: 306661 | - | 0 | 7 | - | Unknown |
| Core Alpha, Inc. CRD: 119635 | - | 0 | 1 | - | Unknown |
| Core Alternative Capital, LLC CRD: 302011 | - | 0 | 1 | - | Unknown |
| Core and Value Advisors, LLC CRD: 156093 | - | 0 | 1 | - | Unknown |
| Core Asset Management Company CRD: 110463 | - | 0 | 1 | - | Unknown |
| Core Asset Management, LLC CRD: 155385 | - | 0 | 1 | - | Unknown |
| Core Capital Advisors, LLC CRD: 132936 | - | 0 | 0 | - | Unknown |
| Core Capital Management and Research Inc. CRD: 146285 | - | 0 | 2 | - | Unknown |
| Core Capital Management, LLC CRD: 143501 | - | 0 | 1 | - | Unknown |
| Core Capital Management, LLC CRD: 162814 | - | 0 | 1 | - | Unknown |
| Core Capital Management, LLC CRD: 120678 | - | 0 | 1 | - | Unknown |
| Core Capital Markets, LLC CRD: 150225 | - | 0 | 1 | - | Unknown |
| Core Capital Partners CRD: 162579 | - | 0 | 1 | - | Unknown |
| Core Capital Solutions LLC CRD: 136604 | - | 0 | 0 | - | Unknown |
| Core Capital Strategies CRD: 154590 | - | 0 | 0 | - | Unknown |
| Core Capital Wealth Management, LLC CRD: 307220 | - | 0 | 0 | - | Unknown |
| Core Eleven Investments Management LLC CRD: 338384 | - | 0 | 1 | - | Unknown |
| Core Equity Holdings GP Limited CRD: 285453 | - | 0 | 0 | - | Unknown |
| Core Fiduciary Advisors CRD: 135531 | - | 0 | 1 | - | Unknown |
| Core Financial CRD: 155205 | - | 0 | 2 | - | Unknown |
| Core Financial Advisors CRD: 168839 | - | 0 | 1 | - | Unknown |
| Core Financial Advisors, Inc. CRD: 126095 | - | 0 | 0 | - | Unknown |
| Core Financial Planning CRD: 149293 | - | 0 | 1 | - | Unknown |
| Core Financial, LLC CRD: 151044 | OH | 1 | 2 | B | Active |
| Core Group Financial CRD: 283406 | - | 0 | 0 | - | Unknown |
| Core Pacific Securities USA LLC CRD: 44442 | - | 1 | 0 | B | INACTIVE |
| Core Partners CRD: 300771 | - | 0 | 4 | - | Unknown |
| Core Planning CRD: 154660 | - | 0 | 64 | - | Unknown |
| Core Securities, Inc. CRD: 16790 | - | 0 | 0 | A | INACTIVE |
| Core Values Wealth Management LLC CRD: 325932 | - | 0 | 0 | - | Unknown |
| Core Venture Capital CRD: 163335 | - | 0 | 1 | - | Unknown |
| Core Wealth Advisors CRD: 157436 | - | 0 | 1 | - | Unknown |
| Core Wealth Advisors, Inc. CRD: 174386 | - | 0 | 1 | - | Unknown |
| Core Wealth Consultants, LLC CRD: 165246 | - | 0 | 3 | - | Unknown |
| Core Wealth Management, Inc. CRD: 162870 | - | 0 | 1 | - | Unknown |
| Core Wealth Management, LLC CRD: 115359 | - | 0 | 0 | - | Unknown |
| Core Wealth Management, LLC CRD: 158457 | - | 0 | 3 | - | Unknown |
| Core Wealth Partners LLC CRD: 322365 | - | 0 | 6 | - | Unknown |
| Corebridge Capital Services, Inc. CRD: 13158 | NJ | 1 | 5 | B | Active |
| Corebridge Institutional Investments (U.S.), LLC CRD: 150088 | - | 0 | 1 | - | Unknown |