Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Oceanwood Capital LLC CRD: 296850 | — | 0 | 0 | A | Unknown |
| Ochoco Investment, LLC CRD: 284816 | — | 0 | 0 | A | Unknown |
| Ochsenhaut & Co., Inc. CRD: 7576 | — | 0 | 0 | A | INACTIVE |
| OCM Distributors, Inc. CRD: 23204 | — | 0 | 0 | A | INACTIVE |
| OCM Investments, LLC CRD: 128803 | CA | 0 | 4 | A | Active |
| Ocnayr CRD: 13790 | — | 2 | 0 | B | INACTIVE |
| OCP Asia Limited CRD: 159914 | — | 0 | 0 | A | Unknown |
| OCP Capital, LLC CRD: 143381 | FL | 1 | 2 | B | Active |
| OCP Fund Management LP CRD: 298996 | — | 0 | 0 | A | Unknown |
| Octagon Finance LLC CRD: 289850 | — | 0 | 1 | A | Unknown |
| Octane Investments Inc. CRD: 331660 | — | 0 | 0 | A | Unknown |
| Octant Quantitative Investment Management LLC CRD: 165355 | — | 0 | 1 | A | Unknown |
| Octaura Securities CRD: 321877 | NY | 0 | 2 | A | Active |
| Octave Ventures LLC CRD: 309878 | — | 0 | 1 | A | Unknown |
| Octavewealth CRD: 170975 | — | 0 | 1 | A | Unknown |
| Octeg, LLC CRD: 117429 | — | 9 | 0 | D | INACTIVE |
| Octo Capital, LLC CRD: 174351 | — | 0 | 1 | A | Unknown |
| October Effect Ltd. CRD: 281369 | — | 0 | 3 | A | Unknown |
| Octogone NA CRD: 285157 | — | 0 | 0 | A | Unknown |
| Octogone NA CRD: 322478 | — | 0 | 1 | A | Unknown |
| Octoraro Co. CRD: 104107 | — | 1 | 0 | B | INACTIVE |
| OCV Management, LLC CRD: 291680 | — | 0 | 1 | A | Unknown |
| Ocvc, LLC CRD: 289991 | — | 0 | 1 | A | Unknown |
| Ocwen Trading, Inc. CRD: 13693 | — | 0 | 0 | A | INACTIVE |
| ODA and Company, Inc. CRD: 119952 | — | 0 | 4 | A | Unknown |
| Odba VC, LLC CRD: 325355 | — | 0 | 0 | A | Unknown |
| ODD EYE Trading, LLC CRD: 121973 | — | 0 | 0 | A | INACTIVE |
| ODD LOT Bonds, Inc CRD: 43033 | — | 1 | 0 | B | INACTIVE |
| ODD-LOT Execution Services, L.L.C. CRD: 40396 | — | 1 | 0 | B | INACTIVE |
| Oddo BHF NEW York Corporation CRD: 45104 | NY | 1 | 2 | B | Active |
| ODE Capital Inc CRD: 158005 | — | 0 | 0 | A | Unknown |
| Odell & Critchley PC CRD: 156639 | — | 0 | 0 | A | Unknown |
| Odette Partners LLC CRD: 325420 | — | 0 | 0 | A | Unknown |
| Odigo Financial, LLC CRD: 282578 | — | 0 | 0 | A | Unknown |
| Odin Venture Partners CRD: 308982 | — | 0 | 0 | A | Unknown |
| Odinic Advisors LLC CRD: 285166 | — | 0 | 1 | A | Unknown |
| Odinson Partners, LLC CRD: 316153 | — | 0 | 1 | A | Unknown |
| Odum Life Planning, LLC CRD: 305493 | — | 0 | 0 | A | Unknown |
| Odyssean, LLC CRD: 338473 | — | 0 | 1 | A | Unknown |
| Odyssey Investors, Inc. CRD: 14256 | — | 0 | 0 | A | INACTIVE |
| Odyssey Wealth CRD: 287886 | — | 0 | 0 | A | Unknown |
| Odyssey Wealth CRD: 139943 | — | 0 | 0 | A | Unknown |
| OEH Advisory GMBH CRD: 288804 | — | 0 | 0 | A | Unknown |
| OEM Capital Corp. CRD: 145738 | — | 0 | 0 | A | INACTIVE |
| OFC Wealth Management CRD: 133846 | — | 0 | 5 | A | Unknown |
| OFF the BAY Wealth LLC CRD: 338970 | — | 0 | 1 | A | Unknown |
| OFF-Trail Works LLC CRD: 337378 | — | 0 | 1 | A | Unknown |
| OFF-Zero Financial, LLC CRD: 328759 | — | 0 | 0 | A | Unknown |
| Offit Capital CRD: 144474 | — | 0 | 2 | A | Unknown |
| Offline Ventures, LLC CRD: 310724 | — | 0 | 1 | A | Unknown |