Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Offman Securities, LLC CRD: 133675 | — | 0 | 0 | A | INACTIVE |
| Offshore Equities, Inc CRD: 10144 | — | 0 | 0 | A | INACTIVE |
| Offutt Securities, Inc. CRD: 19782 | — | 0 | 0 | A | INACTIVE |
| OFG Advisors LLC CRD: 283219 | — | 0 | 0 | A | Unknown |
| OFI Advisors, LLC CRD: 133229 | — | 0 | 0 | A | Unknown |
| OFI Steelpath, Inc. CRD: 165117 | — | 0 | 0 | A | Unknown |
| OFM Wealth CRD: 123091 | — | 0 | 0 | A | Unknown |
| OFP V Advisor AB CRD: 300416 | — | 0 | 0 | A | Unknown |
| OFS CRD: 107335 | — | 0 | 4 | A | Unknown |
| OFS CLO Management, LLC CRD: 288373 | — | 0 | 1 | A | Unknown |
| OFS Energy Fund, LLC CRD: 160490 | — | 0 | 0 | A | Unknown |
| OFS Securities, Inc. CRD: 39615 | — | 6 | 0 | C | INACTIVE |
| OFS, Inc. CRD: 14770 | — | 0 | 0 | A | INACTIVE |
| OG Advisory Group, LLC CRD: 326855 | — | 0 | 1 | A | Unknown |
| Ogam, LP CRD: 287919 | — | 0 | 1 | A | Unknown |
| Ogcp Management Co, LLC CRD: 226533 | — | 0 | 0 | A | Unknown |
| Ogden, Thomas CRD: 318003 | — | 0 | 1 | A | Unknown |
| Ohana Advisors CRD: 158515 | — | 0 | 1 | A | Unknown |
| Ohanae Securities LLC CRD: 304656 | NY | 0 | 2 | A | Active |
| Ohanesian / Lecours, Inc. CRD: 23757 | — | 1 | 0 | B | INACTIVE |
| Ohiowa Securities CRD: 23012 | — | 0 | 0 | A | INACTIVE |
| Ohtaka Securities, LLC CRD: 125233 | — | 0 | 0 | A | INACTIVE |
| OIA Ltd CRD: 136174 | — | 0 | 0 | A | Unknown |
| OIC CRD: 282499 | — | 0 | 1 | A | Unknown |
| OIC Financial CRD: 329938 | — | 0 | 2 | A | Unknown |
| Oien Securities, Inc. CRD: 47371 | — | 0 | 0 | A | INACTIVE |
| OIF Management Corp. CRD: 283129 | — | 0 | 1 | A | Unknown |
| OIF Management II, L.L.C. CRD: 328293 | — | 0 | 1 | A | Unknown |
| OIM Capital, LLC CRD: 157535 | — | 0 | 0 | A | Unknown |
| OJM Group, LLC CRD: 119850 | — | 0 | 0 | A | Unknown |
| OK401K, Inc. CRD: 286410 | — | 0 | 1 | A | Unknown |
| Okapi Capital, LLC CRD: 310176 | — | 0 | 1 | A | Unknown |
| Okapi Venture Capital CRD: 161098 | — | 0 | 1 | A | Unknown |
| Okcoin Securities LLC CRD: 136696 | — | 0 | 0 | A | INACTIVE |
| Okeefe & Associates, P.C. CRD: 123905 | — | 0 | 2 | A | Unknown |
| Okeefe, Harold John CRD: 37211 | — | 0 | 0 | A | INACTIVE |
| Okoboji Options LLC CRD: 34892 | — | 2 | 0 | B | INACTIVE |
| Okung Ventures LLC CRD: 315105 | — | 0 | 1 | A | Unknown |
| Okuno Associates, Inc. CRD: 139854 | — | 0 | 1 | A | Unknown |
| OLA Invierte, LLC CRD: 318691 | — | 0 | 1 | A | Unknown |
| OLA-I Consulting CRD: 339661 | — | 0 | 0 | A | Unknown |
| Olabola, Inc. CRD: 284782 | — | 0 | 0 | A | Unknown |
| OLD Barn Capital LLC CRD: 338745 | — | 0 | 1 | A | Unknown |
| OLD Bellows Partners L.P. CRD: 157569 | — | 0 | 1 | A | Unknown |
| OLD Bridge Wealth, Inc CRD: 332180 | — | 0 | 4 | A | Unknown |
| OLD City Partners LLC CRD: 139582 | — | 0 | 0 | A | Unknown |
| OLD Dominion Equities Corp. CRD: 16707 | — | 0 | 0 | A | INACTIVE |
| OLD Drake, LLC CRD: 318720 | — | 0 | 1 | A | Unknown |
| OLD ELM Investments, Inc. CRD: 42059 | — | 0 | 0 | A | INACTIVE |
| OLD Farm Partners LP CRD: 283573 | — | 0 | 1 | A | Unknown |