Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Corecap Advisors CRD: 158819 | - | 0 | 112 | - | Unknown |
| Corecap Investments, LLC CRD: 37068 | MI | 9 | 43 | B | Active |
| Coreco Central America Partners I, LLC CRD: 165281 | - | 0 | 0 | - | Unknown |
| Corecode Management, LLC CRD: 340351 | - | 0 | 1 | - | Unknown |
| Corecommodity Management, LLC CRD: 135810 | - | 0 | 1 | - | Unknown |
| Coreline Management LLC CRD: 334542 | - | 0 | 1 | - | Unknown |
| Corepath Wealth Partners LLC CRD: 299951 | - | 0 | 4 | - | Unknown |
| Corepro Capital, LLC CRD: 171300 | - | 0 | 0 | - | Unknown |
| Corestates Capital Advisors, LLC CRD: 137697 | - | 0 | 0 | - | Unknown |
| Corestone Distributors, LLC CRD: 155941 | - | 0 | 0 | A | INACTIVE |
| Corestrat Management, LLC CRD: 323345 | - | 0 | 1 | - | Unknown |
| Coretegic Capital, LLC CRD: 291343 | - | 0 | 1 | - | Unknown |
| Corevalue Investment Co., Ltd. CRD: 298607 | - | 0 | 0 | - | Unknown |
| Coreview Capital Management Limited CRD: 311966 | - | 0 | 0 | - | Unknown |
| Corevision Financial Group CRD: 325310 | - | 0 | 6 | - | Unknown |
| Corex Portfolios, LLC CRD: 310870 | - | 0 | 0 | - | Unknown |
| Corey LEE Fisher CRD: 163479 | - | 0 | 0 | A | INACTIVE |
| Corey LEE Fisher CRD: 130040 | - | 0 | 0 | A | INACTIVE |
| Corfman Capital, Inc CRD: 137378 | - | 0 | 0 | - | Unknown |
| Corgi Strategies, LLC CRD: 337985 | - | 0 | 2 | - | Unknown |
| Coriander Financial Group LLC CRD: 330667 | - | 0 | 2 | - | Unknown |
| Corient CRD: 319448 | - | 0 | 551 | - | Unknown |
| Corient Capital Partners, LLC CRD: 170920 | - | 0 | 0 | - | Unknown |
| Corient IA LP CRD: 326262 | - | 0 | 1 | - | Unknown |
| Corington Wealth CRD: 340040 | - | 0 | 1 | - | Unknown |
| Corinth Capital Partners, LLC CRD: 299331 | - | 0 | 1 | - | Unknown |
| Corinthia Global Management CRD: 332982 | - | 0 | 1 | - | Unknown |
| Corinthia UK Management Limited CRD: 335155 | - | 0 | 0 | - | Unknown |
| Corinthian Capital Company CRD: 112018 | - | 0 | 0 | - | Unknown |
| Corinthian Capital Group, LLC CRD: 160346 | - | 0 | 1 | - | Unknown |
| Corinthian Partners, L.L.C. CRD: 38912 | NY | 4 | 3 | B | Active |
| Cork Tree Wealth Partners, LLC CRD: 338778 | - | 0 | 1 | - | Unknown |
| Corkern & Co., Inc. CRD: 104730 | - | 0 | 2 | - | Unknown |
| Corkery Investments, Inc. CRD: 17560 | - | 0 | 0 | A | INACTIVE |
| Corless & Associates, LLC CRD: 114940 | - | 0 | 0 | - | Unknown |
| Corlett Financial, Inc. CRD: 289019 | - | 0 | 1 | - | Unknown |
| Corley Capital LLC CRD: 301873 | - | 0 | 1 | - | Unknown |
| Corley Investment Management CRD: 159719 | - | 0 | 1 | - | Unknown |
| Cormark Securities (USA) Limited CRD: 101000 | - | 0 | 0 | A | Active |
| Cormorant Asset Management, LP CRD: 167820 | - | 0 | 1 | - | Unknown |
| Corna and Co., Inc. CRD: 8124 | - | 0 | 0 | A | INACTIVE |
| Corna Securities, Inc. CRD: 28663 | - | 0 | 0 | A | INACTIVE |
| Cornbelt Financial, LLC CRD: 299617 | - | 0 | 2 | - | Unknown |
| Cornell Capital CRD: 226779 | - | 0 | 1 | - | Unknown |
| Cornell Capital Group LLC CRD: 301002 | - | 0 | 3 | - | Unknown |
| Cornell Capital Group, LLC CRD: 289558 | - | 0 | 2 | - | Unknown |
| Cornell Capital Holdings LLC CRD: 319451 | - | 0 | 1 | - | Unknown |
| Cornell Capital Management CRD: 304229 | - | 0 | 1 | - | Unknown |
| Cornell Pochily Investment Advisors, Inc. CRD: 145355 | - | 0 | 1 | - | Unknown |
| Cornell Securities, Inc. CRD: 16041 | - | 0 | 0 | A | INACTIVE |