Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| OLD Forge Advisors CRD: 334598 | — | 0 | 1 | A | Unknown |
| OLD Fort Partners Ltd. CRD: 157648 | — | 0 | 0 | A | Unknown |
| OLD Hill Partners Inc. CRD: 161488 | — | 0 | 0 | A | Unknown |
| OLD Mission Markets LLC CRD: 281867 | IL | 0 | 3 | A | Active |
| OLD OAK Advisors, LLC CRD: 159893 | — | 0 | 1 | A | Unknown |
| OLD OAK Financial Planning, Inc. CRD: 122500 | — | 0 | 1 | A | Unknown |
| OLD OAK Securities CRD: 35697 | — | 0 | 0 | A | INACTIVE |
| OLD Orchard Capital Management LP CRD: 170641 | — | 0 | 1 | A | Unknown |
| OLD Peak Finance CRD: 154804 | — | 0 | 1 | A | Unknown |
| OLD Peak Limited CRD: 284472 | — | 0 | 0 | A | Unknown |
| OLD Port Advisors CRD: 108228 | — | 0 | 1 | A | Unknown |
| OLD School Capital LLC CRD: 118226 | — | 0 | 2 | A | Unknown |
| OLD Security Group CRD: 163125 | — | 0 | 1 | A | Unknown |
| OLD Vine Capital CRD: 305172 | — | 0 | 2 | A | Unknown |
| OLD Vines Capital, LLC CRD: 326582 | — | 0 | 1 | A | Unknown |
| OLD Well Partners, LLC CRD: 285195 | — | 0 | 0 | A | Unknown |
| Olde World Investments CRD: 329714 | — | 0 | 1 | A | Unknown |
| Oldslip Management LLC CRD: 310932 | — | 0 | 1 | A | Unknown |
| Oleet Securities, LLC CRD: 146895 | — | 2 | 0 | B | INACTIVE |
| Olhoeft Financial, LLC CRD: 139870 | — | 0 | 2 | A | Unknown |
| Olimpia Partners (USA) LLC CRD: 306172 | — | 0 | 0 | A | INACTIVE |
| Olistico Wealth, LLC CRD: 315028 | — | 0 | 1 | A | Unknown |
| Olive Capital CRD: 322767 | — | 0 | 1 | A | Unknown |
| Olive Invest CRD: 313384 | — | 0 | 0 | A | Unknown |
| Oliveira Wealth CRD: 315326 | — | 0 | 1 | A | Unknown |
| Oliver Investments CRD: 173769 | — | 0 | 1 | A | Unknown |
| Oliver Investments, Inc. CRD: 7558 | — | 0 | 0 | A | INACTIVE |
| Olivet Capital CRD: 167482 | — | 0 | 0 | A | Unknown |
| Oller Advisors LLC CRD: 315112 | — | 0 | 0 | A | Unknown |
| Ollert, George Gregory CRD: 122228 | — | 0 | 0 | A | INACTIVE |
| Olliv CRD: 324079 | — | 0 | 0 | A | Unknown |
| Olma Advisors CRD: 306220 | — | 0 | 2 | A | Unknown |
| Olmsted & Mulhall, Inc. CRD: 2948 | — | 0 | 0 | A | INACTIVE |
| Olsen & Company CRD: 5623 | — | 0 | 0 | A | INACTIVE |
| Olsen Family Financial, LLC CRD: 282627 | — | 0 | 3 | A | Unknown |
| Olsen Palmer LLC CRD: 166536 | DC | 0 | 8 | A | Active |
| Olsen Payne & Company CRD: 15607 | — | 17 | 0 | F | INACTIVE |
| Olsen Securities Corp. CRD: 33072 | — | 0 | 0 | A | INACTIVE |
| Olson Asset MGT., Inc. CRD: 126439 | — | 0 | 0 | A | Unknown |
| Olson Consulting LLC CRD: 300445 | — | 0 | 2 | A | Unknown |
| Olson Economics, LLC CRD: 156609 | — | 0 | 1 | A | Unknown |
| Olson Management CRD: 112298 | — | 0 | 0 | A | Unknown |
| Olson, Cross & Alamo LLC CRD: 157249 | — | 0 | 0 | A | INACTIVE |
| Olympia Advisors LLC CRD: 330035 | — | 0 | 1 | A | Unknown |
| Olympia Investments CRD: 301101 | — | 0 | 0 | A | Unknown |
| Olympia Ridge, LLC CRD: 283892 | — | 0 | 0 | A | Unknown |
| Olympiad Research LP CRD: 304420 | — | 0 | 1 | A | Unknown |
| Olympian Securities of Arizona, Inc. CRD: 18333 | — | 0 | 0 | A | INACTIVE |
| Olympic Financial, LLC CRD: 123138 | — | 0 | 1 | A | Unknown |
| Olympus Advisors L.L.C CRD: 151227 | — | 0 | 0 | A | Unknown |