Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Olympus Advisors, LLC CRD: 160851 | — | 0 | 1 | A | Unknown |
| Olympus Capital, LLC CRD: 310659 | — | 0 | 1 | A | Unknown |
| OM Advisers LP CRD: 309024 | — | 0 | 1 | A | Unknown |
| OM Investments CRD: 324256 | — | 0 | 1 | A | Unknown |
| OM Pacific Capital LLC CRD: 269970 | — | 0 | 1 | A | Unknown |
| OM Partners, LLC CRD: 323351 | TN | 0 | 1 | A | Active |
| Omaha Advisors, Inc. CRD: 142513 | — | 0 | 0 | A | Unknown |
| Omaris Financial, LLC CRD: 315577 | — | 0 | 0 | A | Unknown |
| Omega Advisers, LLC. CRD: 291076 | — | 0 | 0 | A | Unknown |
| Omega Advisors,Inc. CRD: 106867 | — | 0 | 0 | A | Unknown |
| Omega Advisory LLC CRD: 287459 | — | 0 | 1 | A | Unknown |
| Omega Capital CRD: 169868 | — | 0 | 1 | A | Unknown |
| Omega Northwest, Inc. CRD: 8630 | — | 0 | 0 | A | INACTIVE |
| Omega Research Corporation CRD: 43068 | — | 1 | 0 | B | INACTIVE |
| Omega Securities, Inc. CRD: 7164 | — | 0 | 0 | A | INACTIVE |
| Omega Wealth, LLC CRD: 156838 | — | 0 | 0 | A | Unknown |
| Omen Advisory, LLC CRD: 337532 | — | 0 | 1 | A | Unknown |
| Omers Infrastructure and Omers Infrastructure US CRD: 170309 | — | 0 | 1 | A | Unknown |
| OMI Advisors LLC CRD: 301773 | — | 0 | 0 | A | Unknown |
| Omicron Advisors, LLC CRD: 165250 | — | 0 | 1 | A | Unknown |
| Omicron Group, Ltd. CRD: 104611 | — | 0 | 0 | A | Unknown |
| Omicron Systems LLC CRD: 281753 | — | 0 | 0 | A | Unknown |
| Omkara Capital LLC CRD: 172570 | — | 0 | 1 | A | Unknown |
| Omni 360 Wealth, Inc. CRD: 124878 | — | 0 | 2 | A | Unknown |
| Omni Advisory Limited CRD: 325492 | — | 0 | 0 | A | Unknown |
| Omni Brokerage, Inc. CRD: 16878 | — | 6 | 0 | D | INACTIVE |
| Omni Financial LLC CRD: 314670 | — | 0 | 2 | A | Unknown |
| Omni Hospitality, Inc. CRD: 285790 | — | 0 | 0 | A | Unknown |
| Omni Mutual, Inc. CRD: 10243 | — | 0 | 0 | A | INACTIVE |
| Omni Partners LLP CRD: 157256 | — | 0 | 0 | A | Unknown |
| Omni Partners US LLC CRD: 284118 | — | 0 | 0 | A | Unknown |
| Omni Securities Corp. CRD: 15392 | — | 0 | 0 | A | INACTIVE |
| Omni Securities, Inc. CRD: 21310 | — | 0 | 0 | A | INACTIVE |
| Omnia Finance, LLC CRD: 159820 | — | 0 | 1 | A | Unknown |
| Omnicap Group LLC CRD: 133387 | — | 0 | 3 | A | Unknown |
| Omnicap, LLC CRD: 137353 | NY | 0 | 2 | A | Active |
| Omnicapital Group CRD: 162588 | — | 0 | 0 | A | Unknown |
| Omnimed Capital LLC CRD: 326628 | — | 0 | 1 | A | Unknown |
| Omniquest Capital, LLC CRD: 124393 | — | 0 | 0 | A | Unknown |
| Omnivest Group LLC CRD: 141057 | — | 0 | 0 | A | Unknown |
| Omnivest, Inc. CRD: 13396 | — | 6 | 0 | D | INACTIVE |
| OMP Capital CRD: 277102 | — | 0 | 0 | A | Unknown |
| Omphalos Partners, LLC CRD: 172202 | — | 0 | 0 | A | Unknown |
| Omsai COM LLC CRD: 317800 | — | 0 | 2 | A | Unknown |
| Omvest LLC CRD: 293242 | — | 0 | 0 | A | Unknown |
| OMX Ventures, LLC CRD: 313397 | — | 0 | 1 | A | Unknown |
| ON Keel Capital CRD: 311185 | — | 0 | 2 | A | Unknown |
| ON Keel Capital, LLC CRD: 146079 | — | 0 | 0 | A | Unknown |
| ON PAR Trading, LLC CRD: 112216 | — | 0 | 0 | A | INACTIVE |
| ON Point Crna CRD: 312142 | — | 0 | 2 | A | Unknown |