Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Corporate Investments Group, Inc. CRD: 38690 | IL | 7 | 2 | C | Active |
| Corporate Partners & Co. LLC CRD: 168356 | NY | 0 | 2 | A | Active |
| Corporate Planning Investors, Inc. CRD: 10812 | - | 0 | 0 | A | INACTIVE |
| Corporate Support Research Institute Co., Ltd. CRD: 335693 | - | 0 | 0 | - | Unknown |
| Corps Capital Advisors, LLC CRD: 304643 | - | 0 | 2 | - | Unknown |
| Corps Capital Energy Advisors LLC CRD: 333481 | - | 0 | 0 | - | Unknown |
| Corpus Capital Management, Inc. CRD: 150833 | - | 0 | 0 | - | Unknown |
| Corpus Management Company X, LLC CRD: 336320 | - | 0 | 0 | - | Unknown |
| Corr Capital Management LLC CRD: 329821 | - | 0 | 0 | - | Unknown |
| Corrado Advisors, LLC CRD: 111721 | - | 0 | 2 | - | Unknown |
| Corrales & Co. CRD: 332189 | - | 0 | 2 | - | Unknown |
| Correct Capital Wealth Management, LLC CRD: 298774 | - | 0 | 3 | - | Unknown |
| Correlation Management, LLC CRD: 161940 | - | 0 | 1 | - | Unknown |
| Correll Co. Investment Services Corp. CRD: 17846 | - | 0 | 0 | A | INACTIVE |
| Correll Co. Investment Services Corp. CRD: 38995 | IL | 0 | 5 | A | Active |
| Correspondent Services Corporation CRD: 25927 | - | 4 | 0 | C | INACTIVE |
| Corrib Capital Management LP CRD: 220512 | - | 0 | 0 | - | Unknown |
| Corrick & Co. CRD: 15943 | - | 0 | 0 | A | INACTIVE |
| Corridor Capital Group LLC CRD: 140002 | - | 0 | 0 | A | INACTIVE |
| Corridor Capital, LLC CRD: 160922 | - | 0 | 1 | - | Unknown |
| Corridor Ventures CRD: 329120 | - | 0 | 0 | - | Unknown |
| Corriente Advisors, LLC CRD: 127639 | - | 0 | 0 | - | Unknown |
| Corrigan Financial Inc CRD: 109115 | - | 0 | 0 | - | Unknown |
| Corrigit Capital Group CRD: 292812 | - | 0 | 1 | - | Unknown |
| Corrum Capital Management CRD: 168693 | - | 0 | 1 | - | Unknown |
| Corry Capital Advisors, LLC CRD: 165403 | - | 0 | 1 | - | Unknown |
| Cors Financial Planning CRD: 284392 | - | 0 | 0 | - | Unknown |
| Corsair Advisors LLC CRD: 164469 | NY | 0 | 2 | A | Active |
| Corsair Capital LLC CRD: 137887 | - | 0 | 1 | - | Unknown |
| Corsair Capital Management, L.P. CRD: 157029 | - | 0 | 1 | - | Unknown |
| Corson Capital Management CRD: 282459 | - | 0 | 2 | - | Unknown |
| Cortado Capital CRD: 298779 | - | 0 | 0 | - | Unknown |
| Cortado Ventures Management, LLC CRD: 318228 | - | 0 | 1 | - | Unknown |
| Cortec Group Management Services, LLC CRD: 161429 | - | 0 | 1 | - | Unknown |
| Corten Capital CRD: 305335 | - | 0 | 0 | - | Unknown |
| Corten Real Estate Management LLC CRD: 321897 | - | 0 | 1 | - | Unknown |
| Cortes & Santillie, Inc. CRD: 15695 | - | 0 | 0 | A | INACTIVE |
| Cortex Applied Research Inc. CRD: 293558 | - | 0 | 0 | - | Unknown |
| Cortex Investment Banking, LLC CRD: 300803 | - | 0 | 0 | A | INACTIVE |
| Cortex Technology Capital Advisors, LLC CRD: 314121 | - | 0 | 0 | - | Unknown |
| Cortez Wealth Advisors LLC CRD: 285131 | - | 0 | 1 | - | Unknown |
| Cortez Wealth Management CRD: 333390 | - | 0 | 1 | - | Unknown |
| Cortical Ventures CRD: 316775 | - | 0 | 1 | - | Unknown |
| Cortina Asset Management, LLC CRD: 131394 | - | 0 | 0 | - | Unknown |
| Cortina Capital, LLC CRD: 297218 | - | 0 | 1 | - | Unknown |
| Cortland Distributors, Inc. CRD: 16142 | - | 0 | 0 | A | INACTIVE |
| Cortland Securities Corp. CRD: 14528 | - | 0 | 0 | A | INACTIVE |
| Cortlandt Capital Corporation CRD: 25152 | - | 0 | 0 | A | INACTIVE |
| Corto Capital Advisors LLC CRD: 328323 | - | 0 | 2 | - | Unknown |
| Corton Capital LLC CRD: 321889 | - | 0 | 0 | - | Unknown |