Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Oneascent Capital CRD: 323220 | — | 0 | 1 | A | Unknown |
| Oneascent Family Offices CRD: 323305 | — | 0 | 7 | A | Unknown |
| Oneascent Financial Services LLC CRD: 284549 | — | 0 | 79 | A | Unknown |
| Onechronos CRD: 286322 | NY | 0 | 2 | A | Active |
| Onedigital CRD: 106766 | — | 0 | 401 | A | Unknown |
| Oneil Advisory Services CRD: 302018 | — | 0 | 0 | A | Unknown |
| Onemoney CRD: 155391 | — | 0 | 1 | A | Unknown |
| Oneprime Capital CRD: 299697 | — | 0 | 1 | A | Unknown |
| Oneseven CRD: 283087 | — | 0 | 118 | A | Unknown |
| Onesource FI LLC CRD: 310933 | NY | 0 | 2 | A | Active |
| Onethirty Capital CRD: 339848 | — | 0 | 1 | A | Unknown |
| Oneup CRD: 327832 | — | 0 | 0 | A | Unknown |
| Onewall Advisors UK LLP CRD: 171621 | — | 0 | 0 | A | Unknown |
| Onewelth Inc CRD: 325277 | — | 0 | 1 | A | Unknown |
| Onforan Capital LLC CRD: 314410 | — | 0 | 0 | A | Unknown |
| Onitus Capital, LLC CRD: 321632 | — | 0 | 2 | A | Unknown |
| Online Database Discussion CRD: 327195 | — | 0 | 0 | A | Unknown |
| Online Securities, Inc. CRD: 46349 | — | 0 | 0 | A | INACTIVE |
| Onlyfunds CRD: 312403 | — | 0 | 1 | A | Unknown |
| Onpeak Capital LLC CRD: 310173 | FL | 0 | 2 | A | Active |
| Onqix Securities LLC CRD: 324321 | — | 0 | 0 | A | INACTIVE |
| Onroute Financial CRD: 292834 | — | 0 | 1 | A | Unknown |
| Onset Ventures CRD: 159305 | — | 0 | 0 | A | Unknown |
| Onthree Management, LLC CRD: 154368 | — | 0 | 0 | A | Unknown |
| Ontrak Advisors Inc CRD: 304654 | — | 0 | 0 | A | Unknown |
| Onus Financial LLC CRD: 300120 | — | 0 | 2 | A | Unknown |
| Onus Observer LLC CRD: 312663 | — | 0 | 1 | A | Unknown |
| Onvest LLC CRD: 281910 | — | 0 | 0 | A | Unknown |
| Onward Advisors LLC CRD: 316214 | — | 0 | 1 | A | Unknown |
| Onward FI, LLC CRD: 326824 | — | 0 | 1 | A | Unknown |
| Onward Investors CRD: 335825 | — | 0 | 1 | A | Unknown |
| Onyx Investments, Inc. CRD: 133244 | — | 0 | 1 | A | Unknown |
| Onyx Trading Corporation CRD: 39881 | — | 0 | 0 | A | INACTIVE |
| Oori Capital LLC CRD: 340076 | — | 0 | 1 | A | Unknown |
| OP Investment GP LLC CRD: 306854 | — | 0 | 0 | A | Unknown |
| OP Investment LP CRD: 306861 | — | 0 | 0 | A | Unknown |
| Opal Advisors CRD: 164014 | — | 0 | 1 | A | Unknown |
| Opal Advisory LLC CRD: 306042 | — | 0 | 1 | A | Unknown |
| Opal Capital LLC CRD: 322755 | — | 0 | 2 | A | Unknown |
| Opal Securities, Inc. CRD: 8246 | NY | 0 | 3 | A | Active |
| Opcapita LLP CRD: 175074 | — | 0 | 0 | A | Unknown |
| Open Door Financial CRD: 315046 | — | 0 | 0 | A | Unknown |
| Open Doors FP CRD: 315454 | — | 0 | 0 | A | Unknown |
| Open Family Office (OFO) Wealth Management LLC CRD: 332362 | — | 0 | 1 | A | Unknown |
| Open Field Capital LLC CRD: 136313 | — | 0 | 1 | A | Unknown |
| Open Invest Co. CRD: 269997 | — | 0 | 0 | A | Unknown |
| Open Opportunity Management, LLC CRD: 330851 | — | 0 | 1 | A | Unknown |
| Open Path Financial CRD: 329943 | — | 0 | 1 | A | Unknown |
| Open Range RIA CRD: 165637 | — | 0 | 0 | A | Unknown |
| Open Space Capital LLC CRD: 333078 | — | 0 | 2 | A | Unknown |