Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Corum Asset Management CRD: 282845 | - | 0 | 0 | - | Unknown |
| Corundum Group, Inc. CRD: 106490 | - | 0 | 3 | - | Unknown |
| Corundum Partners CRD: 282191 | - | 0 | 1 | - | Unknown |
| Corus Family Wealth Advisors, Inc. CRD: 114702 | - | 0 | 3 | - | Unknown |
| Corvara Capital, LLC CRD: 288065 | - | 0 | 0 | - | Unknown |
| Corvest Capital Management, LLC CRD: 298381 | - | 0 | 0 | - | Unknown |
| Corvex Management LP CRD: 158197 | - | 0 | 1 | - | Unknown |
| Corvi Capital Advisors, LLC CRD: 293272 | - | 0 | 0 | - | Unknown |
| Corvus Capital Management LLC CRD: 174277 | - | 0 | 0 | - | Unknown |
| Corvus Financial LLC CRD: 157694 | - | 0 | 1 | - | Unknown |
| Corvus Wealth Advisors LLC CRD: 311261 | - | 0 | 6 | - | Unknown |
| Corwin Company LLC CRD: 285657 | - | 0 | 1 | - | Unknown |
| Coryell Capital Management CRD: 310586 | - | 0 | 1 | - | Unknown |
| Coryo International NEW York Inc. CRD: 39655 | - | 0 | 0 | A | INACTIVE |
| Cos COB BD Limited CRD: 40059 | - | 0 | 0 | A | INACTIVE |
| Cosentino & DE Felice, Inc. CRD: 6054 | - | 0 | 0 | A | INACTIVE |
| Cosimo Venture Partners L.P. CRD: 297914 | - | 0 | 1 | - | Unknown |
| Cosmic Management, LLC CRD: 308528 | - | 0 | 1 | - | Unknown |
| Cosmic Venture Partners LLC CRD: 327429 | - | 0 | 1 | - | Unknown |
| Cosmo Securities (America) Inc. CRD: 16816 | - | 0 | 0 | A | INACTIVE |
| Cosmolite Securities Corporation CRD: 8281 | - | 0 | 0 | A | INACTIVE |
| Cosmopolitan Planning, Ltd. CRD: 11415 | - | 0 | 0 | A | INACTIVE |
| Cosmos Management LLC CRD: 340741 | - | 0 | 1 | - | Unknown |
| Cosmos Wealth, LLC CRD: 341781 | - | 0 | 1 | - | Unknown |
| Cosner Financial Group, LLC CRD: 147942 | - | 0 | 4 | - | Unknown |
| Cosse' International Securities, Inc. CRD: 6216 | - | 6 | 0 | D | INACTIVE |
| Cost Containment Services, Inc. CRD: 22938 | - | 3 | 0 | C | INACTIVE |
| Costa Consulting, LLC CRD: 312476 | - | 0 | 0 | - | Unknown |
| Costa, Andre CRD: 289590 | - | 0 | 0 | - | Unknown |
| Costanoa Ventures CRD: 164808 | - | 0 | 1 | - | Unknown |
| Costello (JR), Ralph CRD: 38099 | - | 0 | 0 | A | INACTIVE |
| Costello Financial Planning, Inc. CRD: 175295 | - | 0 | 3 | - | Unknown |
| Coston and Mcisaac Investment Advisers, LLC CRD: 109730 | - | 0 | 7 | - | Unknown |
| Cosyntris Advisory Network, LLC CRD: 165106 | - | 0 | 0 | - | Unknown |
| Cota Capital Management, LLC CRD: 226750 | - | 0 | 1 | - | Unknown |
| Cote & Stewart, Ltd. CRD: 10267 | - | 0 | 0 | A | INACTIVE |
| Cote Financial Management CRD: 153088 | - | 0 | 1 | - | Unknown |
| Cothran Capital, LLC CRD: 154975 | - | 0 | 1 | - | Unknown |
| Cottage Capital, LLC CRD: 164113 | - | 0 | 0 | - | Unknown |
| Cottage Street Advisors CRD: 173487 | - | 0 | 3 | - | Unknown |
| Cottingham Management Company, LLC CRD: 134276 | - | 0 | 2 | - | Unknown |
| Cotton Creek Capital Management, LLC CRD: 288915 | - | 0 | 0 | - | Unknown |
| Cotton Currency Investment Consulting CRD: 307259 | - | 0 | 0 | - | Unknown |
| Cotton Investment Group, L.P. CRD: 47848 | - | 0 | 0 | A | INACTIVE |
| Cottone Capital, LLC CRD: 298117 | - | 0 | 0 | - | Unknown |
| Cottonwood Capital Advisors CRD: 322366 | - | 0 | 2 | - | Unknown |
| Cottonwood Capital Group CRD: 327911 | - | 0 | 1 | - | Unknown |
| Cottonwood Capital Management LLC CRD: 330836 | - | 0 | 1 | - | Unknown |
| Cottonwood Capital Partners CRD: 336442 | - | 0 | 1 | - | Unknown |
| Cottonwood Capital Partners III, LLC CRD: 319739 | - | 0 | 1 | - | Unknown |