Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Open Street LLC CRD: 315267 | — | 0 | 0 | A | Unknown |
| Open to the Public Investing, Inc. CRD: 127818 | NY | 4 | 2 | B | Active |
| Open Wealth Network CRD: 298943 | — | 0 | 1 | A | Unknown |
| Openair Financial, LLC CRD: 300362 | — | 0 | 8 | A | Unknown |
| Openbondx LLC CRD: 168100 | — | 0 | 0 | A | INACTIVE |
| Opencash CRD: 317007 | PA | 0 | 2 | A | Active |
| Opendeal Broker LLC CRD: 297797 | — | 0 | 0 | A | INACTIVE |
| Opendeal Broker LLC CRD: 291387 | NY | 0 | 2 | A | Active |
| Openfolio LLC CRD: 226607 | — | 0 | 0 | A | Unknown |
| Openmind Money, LLC CRD: 169655 | — | 0 | 0 | A | Unknown |
| Openspace Ventures CRD: 297387 | — | 0 | 0 | A | Unknown |
| Openvest CRD: 328152 | — | 0 | 1 | A | Unknown |
| Openview Advisors, LLC CRD: 316766 | — | 0 | 1 | A | Unknown |
| Openx Markets, LLC CRD: 154903 | — | 0 | 0 | A | INACTIVE |
| Opera CRD: 319404 | — | 0 | 0 | A | Unknown |
| Operator Stack, LLC CRD: 318702 | — | 0 | 1 | A | Unknown |
| Operators Studio, LLC CRD: 332245 | — | 0 | 1 | A | Unknown |
| Operon Ventures LLC CRD: 202515 | — | 0 | 0 | A | Unknown |
| Operose Advisors LLC CRD: 287465 | — | 0 | 1 | A | Unknown |
| Opes Advisors, Inc. CRD: 132996 | — | 0 | 0 | A | Unknown |
| Opes Capital Group, LLC CRD: 166106 | — | 0 | 2 | A | Unknown |
| Opes MVB Capital, LLC CRD: 325623 | — | 0 | 2 | A | Unknown |
| Ophir Partners LLC CRD: 164729 | — | 0 | 0 | A | Unknown |
| Opinicus CRD: 168344 | — | 0 | 1 | A | Unknown |
| Opis Advisors, Inc. CRD: 134349 | — | 0 | 0 | A | Unknown |
| OPL Securities, LLC CRD: 120853 | — | 1 | 0 | B | INACTIVE |
| OPP Capital Advisors CRD: 324714 | — | 0 | 1 | A | Unknown |
| OPP Wealth Advisory LLC CRD: 333505 | — | 0 | 2 | A | Unknown |
| Oppenheim & Co. Limited CRD: 226709 | — | 0 | 0 | A | Unknown |
| Oppenheimer & Close, Inc. CRD: 15168 | — | 0 | 3 | A | INACTIVE |
| Oppenheimer & Co. Inc. CRD: 249 | NY | 284 | 630 | C | Active |
| Oppenheimerfunds Inc CRD: 104983 | — | 0 | 1 | A | Unknown |
| Oppjar CRD: 292855 | — | 0 | 0 | A | Unknown |
| Oppna Wealth LLC CRD: 336397 | — | 0 | 1 | A | Unknown |
| Oppoquest CRD: 166774 | — | 0 | 3 | A | Unknown |
| Oppvest, LLC CRD: 296317 | — | 0 | 1 | A | Unknown |
| Opsis Advisory Group CRD: 114240 | — | 0 | 1 | A | Unknown |
| Optas, LLC CRD: 299965 | — | 0 | 1 | A | Unknown |
| Optex Services LLC CRD: 47839 | — | 0 | 0 | A | INACTIVE |
| Optifolio CRD: 115110 | — | 0 | 1 | A | Unknown |
| Optima Capital LLC CRD: 305513 | — | 0 | 0 | A | Unknown |
| Optima Capital LLC CRD: 310146 | — | 0 | 7 | A | Unknown |
| Optima Securities LLC CRD: 168881 | — | 0 | 0 | A | INACTIVE |
| Optima Securities, Inc. CRD: 31135 | — | 0 | 0 | A | INACTIVE |
| Optima Securities, Ltd. CRD: 23755 | — | 0 | 0 | A | INACTIVE |
| Optimal AI Advisors LLC CRD: 298242 | — | 0 | 1 | A | Unknown |
| Optimal Planning LLC CRD: 283885 | — | 0 | 1 | A | Unknown |
| Optimal Portfolio, LLC CRD: 152462 | — | 0 | 0 | A | Unknown |
| Optimal Wealth CRD: 306120 | — | 0 | 1 | A | Unknown |
| Optimist Capital CRD: 292023 | — | 0 | 1 | A | Unknown |