Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cottonwood Investment Group, LLC CRD: 171319 | - | 0 | 0 | - | Unknown |
| Cottonwood Securities, L.P. CRD: 29997 | - | 0 | 0 | A | INACTIVE |
| Cottonwood Wealth Management, LLC CRD: 166861 | - | 0 | 0 | - | Unknown |
| Cottonwood Wealth Strategies, LLC CRD: 311272 | - | 0 | 3 | - | Unknown |
| Cotulla Holdings LLC CRD: 330008 | - | 0 | 0 | - | Unknown |
| Couch & Company, Incorporated CRD: 18433 | - | 4 | 0 | C | INACTIVE |
| Couch Hallum Financial Group CRD: 140136 | - | 0 | 0 | - | Unknown |
| Couch Securities Corporation CRD: 15581 | - | 0 | 0 | A | INACTIVE |
| Cougar Global Investments CRD: 109439 | - | 0 | 0 | - | Unknown |
| Cougar Mutual Company Inc CRD: 337475 | - | 0 | 1 | - | Unknown |
| Cougar Securities, Inc. CRD: 29303 | - | 0 | 0 | A | INACTIVE |
| Coughdrop Capital Advisors LLC CRD: 304988 | - | 0 | 0 | - | Unknown |
| Coughdrop Capital Advisors LLC CRD: 318869 | - | 0 | 1 | - | Unknown |
| Coughlen Financial Services, Inc. CRD: 145142 | - | 0 | 0 | - | Unknown |
| Coughlin & Company, Inc. CRD: 185 | - | 6 | 0 | D | INACTIVE |
| Coughlin Associates CRD: 118720 | - | 0 | 0 | - | Unknown |
| Coughlin II, George Harper CRD: 112852 | - | 0 | 0 | - | Unknown |
| Couillard Capital LLC CRD: 333709 | - | 0 | 1 | - | Unknown |
| Couleur Investments CRD: 313231 | - | 0 | 1 | - | Unknown |
| Couleur, John T. CRD: 209513 | - | 0 | 0 | - | Unknown |
| Couloir Wealth Advisors, Inc. CRD: 324446 | - | 0 | 1 | - | Unknown |
| Coulston Capital, LLC CRD: 107011 | - | 0 | 0 | A | INACTIVE |
| Council Capital Funds Management, LLC CRD: 174036 | - | 0 | 1 | - | Unknown |
| Council Capital Management, LLC CRD: 161939 | - | 0 | 0 | - | Unknown |
| Council OAK Wealth Advisors CRD: 297180 | - | 0 | 1 | - | Unknown |
| Council Oaks Partners, LLC CRD: 332138 | - | 0 | 1 | - | Unknown |
| Council Settlement Group CRD: 159288 | - | 0 | 0 | - | Unknown |
| Councilor, Buchanan & Mitchell, P. C. (CBM) CRD: 290348 | - | 0 | 0 | - | Unknown |
| Counsel Fiduciary, LLC CRD: 139948 | - | 0 | 0 | - | Unknown |
| Counsel Wealth Management, Inc. CRD: 115165 | - | 0 | 0 | - | Unknown |
| Count Your Beans Financial Planning LLC CRD: 336344 | - | 0 | 1 | - | Unknown |
| Countdown Capital Management II, LLC CRD: 318731 | - | 0 | 1 | - | Unknown |
| Counter Culture GP LLC CRD: 330734 | - | 0 | 0 | - | Unknown |
| Counter Global, L.P. CRD: 330571 | - | 0 | 0 | - | Unknown |
| Counterculture Wealth CRD: 318333 | - | 0 | 1 | - | Unknown |
| Counterpart Ventures CRD: 310398 | - | 0 | 1 | - | Unknown |
| Counterpoint CRD: 339041 | - | 0 | 1 | - | Unknown |
| Counterpoint Capital Advisers, LLC CRD: 150771 | - | 0 | 0 | - | Unknown |
| Counterpoint Funds CRD: 172379 | - | 0 | 4 | - | Unknown |
| Counterstrike Capital CRD: 299664 | - | 0 | 1 | - | Unknown |
| Countervail Capital CRD: 334507 | - | 0 | 1 | - | Unknown |
| Countervew Capital Management LLC CRD: 307449 | - | 0 | 1 | - | Unknown |
| Counterwave Capital Management CRD: 321947 | - | 0 | 0 | - | Unknown |
| Counterweight Private Wealth CRD: 327880 | - | 0 | 1 | - | Unknown |
| Country Capital Management Company CRD: 12060 | IL | 0 | 653 | A | Active |
| Country Club Financial Services, LLC CRD: 29807 | - | 1 | 0 | B | INACTIVE |
| Countryside Financial LLC CRD: 337489 | - | 0 | 1 | - | Unknown |
| Countrywide Investment Services, Inc. CRD: 103919 | - | 0 | 0 | A | INACTIVE |
| Countrywide Securities Corporation CRD: 10598 | - | 3 | 0 | B | INACTIVE |
| County Natwest Global Securities Limited CRD: 16212 | - | 0 | 0 | A | INACTIVE |