Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Coupland Cardiff Asset Management LLP CRD: 136936 | - | 0 | 0 | - | Unknown |
| Cour Financial LLC CRD: 287729 | - | 0 | 0 | - | Unknown |
| Courage Capital Management, LLC CRD: 130449 | - | 0 | 1 | - | Unknown |
| Courage Korving Miller Partners, LLC CRD: 318067 | - | 0 | 4 | - | Unknown |
| Couric Financial CRD: 317137 | - | 0 | 1 | - | Unknown |
| Courier Capital Corporation CRD: 109908 | - | 0 | 0 | - | Unknown |
| Courier Capital, LLC CRD: 282485 | - | 0 | 5 | - | Unknown |
| Courizon Partners LLC CRD: 340510 | - | 0 | 1 | - | Unknown |
| Course 26, LLC CRD: 171325 | - | 0 | 1 | - | Unknown |
| Course Pilot Financial LLC CRD: 140051 | - | 0 | 1 | - | Unknown |
| Courseview Capital LLC CRD: 311997 | - | 0 | 1 | - | Unknown |
| Court Place Advisors LLC CRD: 108545 | - | 0 | 0 | - | Unknown |
| Court Square Capital CRD: 156776 | - | 0 | 1 | - | Unknown |
| Court Square Ventures CRD: 162843 | - | 0 | 0 | - | Unknown |
| Courter Financial, LLC CRD: 151047 | - | 0 | 0 | - | Unknown |
| Courtland Equities Corp. CRD: 18340 | - | 0 | 0 | A | INACTIVE |
| Courtland Partners, Ltd. CRD: 107444 | - | 0 | 0 | - | Unknown |
| Courtlandt Securities Corporation CRD: 137356 | CA | 0 | 2 | A | Active |
| Courtlandt Wealth Management CRD: 136639 | - | 0 | 0 | - | Unknown |
| Courtrust Investment Corporation CRD: 15963 | - | 0 | 0 | A | INACTIVE |
| Courtside Ventures CRD: 306603 | - | 0 | 1 | - | Unknown |
| Courtside Wealth Partners LLC CRD: 332257 | - | 0 | 1 | - | Unknown |
| Courtyard Advisors CRD: 309988 | - | 0 | 0 | - | Unknown |
| Coury Investment Advisors, Inc. CRD: 116004 | - | 0 | 0 | - | Unknown |
| Cousins & Co Asset Management GP LLC CRD: 338660 | - | 0 | 1 | - | Unknown |
| Cousins Securities Corporation CRD: 27859 | - | 0 | 0 | A | INACTIVE |
| Coutts Securities Inc. CRD: 105260 | - | 0 | 0 | A | INACTIVE |
| Couture Financial Inc. CRD: 134303 | - | 0 | 1 | - | Unknown |
| Cova Capital Partners LLC CRD: 109761 | NY | 2 | 2 | B | Active |
| Cova Capital, Inc. CRD: 30652 | - | 0 | 0 | A | INACTIVE |
| Coval Anderson Coval LLC CRD: 147769 | - | 0 | 0 | - | Unknown |
| Covalence Capital, LLC CRD: 299555 | - | 0 | 1 | - | Unknown |
| Covalence Investment Partners, L.P. CRD: 332274 | - | 0 | 0 | - | Unknown |
| Covalent Partners LLC CRD: 140494 | - | 0 | 1 | - | Unknown |
| Covalis (Gibraltar) Limited CRD: 311614 | - | 0 | 0 | - | Unknown |
| Covalis Capital (America) LLC CRD: 286139 | - | 0 | 0 | - | Unknown |
| Covalis Capital LLP CRD: 174043 | - | 0 | 0 | - | Unknown |
| Covara Capital, LLC CRD: 337515 | - | 0 | 1 | - | Unknown |
| Covariance Capital Management, Inc. CRD: 154984 | - | 0 | 0 | - | Unknown |
| Covato Capital Management, LLC CRD: 173956 | - | 0 | 1 | - | Unknown |
| Covato/Lipsitz, Inc. CRD: 8247 | - | 0 | 0 | A | INACTIVE |
| Cove CRD: 329900 | - | 0 | 1 | - | Unknown |
| Cove Associates Ltd. CRD: 25345 | - | 0 | 0 | A | INACTIVE |
| Cove Capital LLC CRD: 332933 | - | 0 | 0 | - | Unknown |
| Cove Capital Management Inc. CRD: 157912 | - | 0 | 1 | - | Unknown |
| Cove Capital Management Inc. CRD: 284649 | - | 0 | 1 | - | Unknown |
| Cove Capital SA CRD: 297313 | - | 0 | 0 | - | Unknown |
| Cove Financial Planning, LLC CRD: 301217 | - | 0 | 4 | - | Unknown |
| Cove Financial Wellness CRD: 332219 | - | 0 | 0 | - | Unknown |
| Cove Five Capital, LLC CRD: 171797 | - | 0 | 0 | - | Unknown |