Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Optimize Advisors LLC CRD: 315717 | — | 0 | 0 | A | Unknown |
| Optimo Capital CRD: 288421 | — | 0 | 1 | A | Unknown |
| Optimum Capital, Inc. CRD: 10644 | — | 0 | 0 | A | INACTIVE |
| Optimum Financial LLC CRD: 329188 | — | 0 | 1 | A | Unknown |
| Optimum Quantvest Corporation CRD: 301469 | — | 0 | 1 | A | Unknown |
| Optimum Wealth LLC CRD: 285944 | — | 0 | 1 | A | Unknown |
| Optimumsquare, LLC CRD: 285159 | — | 0 | 0 | A | Unknown |
| Optimus Advisory Group CRD: 111239 | — | 0 | 2 | A | Unknown |
| Optimus Capital LLP CRD: 310535 | — | 0 | 0 | A | Unknown |
| Optimx Securities LLC CRD: 290963 | CT | 0 | 2 | A | Active |
| Option Matrix LLC CRD: 120104 | — | 0 | 0 | A | Unknown |
| Option Opportunities Company CRD: 34270 | — | 0 | 0 | A | INACTIVE |
| Options Best Financial CRD: 301027 | — | 0 | 1 | A | Unknown |
| Options Lake CRD: 312705 | — | 0 | 0 | A | Unknown |
| Options Strategy C.V. CRD: 31292 | — | 0 | 0 | A | INACTIVE |
| Options Unlimited CRD: 31910 | — | 0 | 0 | A | INACTIVE |
| Optionshouse1, LLC CRD: 135625 | — | 2 | 0 | B | INACTIVE |
| Optionsxpress, Inc. CRD: 103849 | — | 33 | 0 | F | INACTIVE |
| Optionvue Securities Corp. CRD: 146085 | — | 1 | 0 | B | INACTIVE |
| Optium Digital, LLC CRD: 292059 | — | 0 | 0 | A | Unknown |
| Optiver US LLC CRD: 128030 | IL | 11 | 4 | D | Active |
| Optivest Partners, L.P. CRD: 125175 | — | 0 | 0 | A | INACTIVE |
| Optivest, Inc. CRD: 137070 | — | 0 | 1 | A | Unknown |
| Optsecurities, LLC CRD: 47529 | NC | 0 | 2 | A | Active |
| Optum Ventures CRD: 290116 | — | 0 | 1 | A | Unknown |
| Optura Advisors, Inc. CRD: 175424 | — | 0 | 1 | A | Unknown |
| Opulence Planning CRD: 318104 | — | 0 | 1 | A | Unknown |
| Opulent Wealth CRD: 332007 | — | 0 | 1 | A | Unknown |
| Opulentia, LLC CRD: 314197 | — | 0 | 2 | A | Unknown |
| Opulus CRD: 304763 | — | 0 | 1 | A | Unknown |
| Opus Capital Group LLC CRD: 160159 | — | 0 | 1 | A | Unknown |
| Opus Capital Group, Inc. CRD: 8428 | — | 0 | 0 | A | INACTIVE |
| Opus Financial LLC CRD: 334279 | — | 0 | 1 | A | Unknown |
| Opus Investments CRD: 125187 | — | 0 | 0 | A | Unknown |
| Opus Point & Co., LLC CRD: 150077 | — | 0 | 0 | A | INACTIVE |
| Opus Trading Fund LLC CRD: 125204 | — | 0 | 0 | A | INACTIVE |
| OPV Partners CRD: 327419 | — | 0 | 0 | A | Unknown |
| OQ Funds Management CRD: 326070 | — | 0 | 0 | A | Unknown |
| Oqulent, LLC CRD: 285259 | — | 0 | 0 | A | Unknown |
| Oracle Alpha Inc CRD: 326267 | — | 0 | 0 | A | Unknown |
| Orama Securities, Inc. CRD: 47733 | — | 0 | 0 | A | INACTIVE |
| Orange Capital, LLC CRD: 159706 | — | 0 | 0 | A | Unknown |
| Orange DAO CRD: 333224 | — | 0 | 1 | A | Unknown |
| Orasis Capital CRD: 172536 | — | 0 | 0 | A | Unknown |
| Orbimed Advisors LLC CRD: 118608 | — | 0 | 1 | A | Unknown |
| Orbimed Capital LLC CRD: 120188 | — | 0 | 0 | A | Unknown |
| Orbis Investments (U.S.), LLC CRD: 172663 | ME | 0 | 6 | A | Active |
| Orbit CRD: 334086 | — | 0 | 1 | A | Unknown |
| Orbit Group LLC CRD: 173271 | — | 0 | 0 | A | INACTIVE |
| Orbit II Partners, L.P. CRD: 33549 | — | 0 | 0 | A | INACTIVE |