Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Cove Fort Capital, LLC
CRD: 289204
- 0 1 - Unknown
Cove Hill Partners, L.P.
CRD: 288684
- 0 1 - Unknown
Cove KEY Management LP
CRD: 285856
- 0 0 - Unknown
Cove Lane Partners LP
CRD: 313092
- 0 0 - Unknown
Cove Line Capital, LP
CRD: 323584
- 0 0 - Unknown
Cove Private Wealth, LLC
CRD: 316866
- 0 3 - Unknown
Cove Property Group LLC
CRD: 282709
- 0 0 - Unknown
Cove River LLC
CRD: 277077
- 0 0 - Unknown
Cove Street Capital, LLC
CRD: 156260
- 0 1 - Unknown
Cove View Investment Partners, LLC
CRD: 339631
- 0 1 - Unknown
Cove Wealth Management
CRD: 114236
- 0 2 - Unknown
Covell Financial
CRD: 144165
- 0 0 - Unknown
Covell Financial
CRD: 306279
- 0 1 - Unknown
Covenant
CRD: 152651
- 0 0 - Unknown
Covenant Capital Advisors, LLC
CRD: 305838
- 0 1 - Unknown
Covenant Credit Partners, LLC
CRD: 288194
- 0 0 - Unknown
Covenant Financial Planning and Resource Managemen…
CRD: 165873
- 0 1 - Unknown
Covenant Financial, LLC
CRD: 169149
- 0 0 - Unknown
Covenant Investment Solutions L.L.C.
CRD: 294629
- 0 1 - Unknown
Covenant Partners, LLC
CRD: 110137
- 0 0 - Unknown
Covenant Securities Corporation
CRD: 16516
- 0 0 A INACTIVE
Covenant Securities, Inc.
CRD: 2484
- 0 0 A INACTIVE
Covenant Venture Capital, LLC
CRD: 316578
- 0 1 - Unknown
Covenant Wealth
CRD: 341432
- 0 2 - Unknown
Covenant Wealth Advisors
CRD: 160394
- 0 1 - Unknown
Covenant Wealth Advisors
CRD: 155221
- 0 9 - Unknown
Covenant Wealth Management, Ltd DBA Covenant Wealt…
CRD: 122587
- 0 0 - Unknown
Coventry Capital Partners, Inc.
CRD: 161314
- 0 0 - Unknown
Coventry Capital, Inc.
CRD: 14890
- 3 0 C INACTIVE
Coventry Securities, LLC
CRD: 150462
PA 0 2 A Active
Covepilot LLC
CRD: 336591
- 0 1 - Unknown
Covera Ventures Management, LLC
CRD: 163441
- 0 0 - Unknown
Coverage Solutions Group
CRD: 166862
- 0 0 - Unknown
Covered Bridge Advisors, LLC
CRD: 291598
- 0 0 - Unknown
Covered Bridge Financial LLC
CRD: 151827
- 0 1 - Unknown
Covered Bridge Financial LLC
CRD: 142492
- 0 1 - Unknown
Covered Call Academy, Inc.
CRD: 156673
- 0 0 - Unknown
Covered Call LLC
CRD: 170297
- 0 1 - Unknown
Covered Edge Asset Management, LLC
CRD: 158525
- 0 1 - Unknown
Coveredbridge
CRD: 304069
- 0 1 - Unknown
Covert & Co., LLC
CRD: 144915
- 0 0 A INACTIVE
Covest
CRD: 173226
- 0 0 - Unknown
Covest Securities Corporation
CRD: 20893
- 0 0 A INACTIVE
Covexic LLC
CRD: 136007
- 0 2 - Unknown
Covey & Co., Inc.
CRD: 4110
- 0 0 A INACTIVE
Covey & Covey
CRD: 135454
- 0 2 - Unknown
Covey Advisors LLC
CRD: 318949
- 0 0 - Unknown
Covey Capital Advisors, LLC
CRD: 151978
- 0 1 - Unknown
Covian Capital Group LLC
CRD: 335208
- 0 0 - Unknown
Coview Capital, Inc.
CRD: 35842
NY 2 2 B Active
Page 353 of 1601 (80,028 total)