Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Orbital Management CRD: 331602 | — | 0 | 1 | A | Unknown |
| Orca Capital Corporation CRD: 29597 | — | 0 | 0 | A | INACTIVE |
| Orca Capital, LLC CRD: 305225 | — | 0 | 1 | A | Unknown |
| Orchard Advisors CRD: 284061 | — | 0 | 1 | A | Unknown |
| Orchard Financial CRD: 300320 | — | 0 | 1 | A | Unknown |
| Orchid Advisory CRD: 327750 | — | 0 | 1 | A | Unknown |
| Orchid Asia CRD: 162756 | — | 0 | 0 | A | Unknown |
| ORD Minnett Inc. CRD: 10403 | — | 1 | 0 | B | INACTIVE |
| Order of Magnitude LLC CRD: 332036 | — | 0 | 1 | A | Unknown |
| Orderly Finance CRD: 306511 | — | 0 | 1 | A | Unknown |
| Ordinary CRD: 309415 | — | 0 | 0 | A | Unknown |
| ORE Advisory CRD: 306417 | — | 0 | 0 | A | INACTIVE |
| ORE CAP Advisors L.L.C. CRD: 328604 | NY | 0 | 2 | A | Active |
| ORE Investments Ltda CRD: 307545 | — | 0 | 0 | A | Unknown |
| Orei Advisors LP CRD: 284241 | — | 0 | 1 | A | Unknown |
| Oreka Wealth CRD: 328049 | — | 0 | 0 | A | Unknown |
| Oresund Capital LLC CRD: 166773 | — | 0 | 1 | A | Unknown |
| ORG Partners CRD: 312728 | — | 0 | 0 | A | Unknown |
| Orgallic Wealth CRD: 334919 | — | 0 | 2 | A | Unknown |
| Organic Wealth, LLC CRD: 331383 | — | 0 | 1 | A | Unknown |
| Organik Capital LLC CRD: 322705 | — | 0 | 1 | A | Unknown |
| Organize, Protect & Grow Your Wealth, LLC CRD: 321977 | — | 0 | 2 | A | Unknown |
| Oria Capital, LLC CRD: 126836 | — | 0 | 1 | A | Unknown |
| Oriens Fund II GP CRD: 285774 | — | 0 | 0 | A | Unknown |
| Orient Securities CRD: 338610 | — | 0 | 1 | A | Unknown |
| Oriental Trust CRD: 312982 | — | 0 | 1 | A | Unknown |
| Original Capital CRD: 330506 | — | 0 | 1 | A | Unknown |
| Original Capital, LLC CRD: 307982 | — | 0 | 0 | A | Unknown |
| Origins Ventures LLC CRD: 317868 | — | 0 | 1 | A | Unknown |
| Oriole Advisors, LLC CRD: 284077 | — | 0 | 0 | A | Unknown |
| Orion Capital CRD: 167516 | — | 0 | 1 | A | Unknown |
| Orion Investment Co CRD: 110867 | — | 0 | 3 | A | Unknown |
| Orion Royal Inc. CRD: 13618 | — | 0 | 0 | A | INACTIVE |
| Orion Securities, Inc. CRD: 10609 | — | 0 | 0 | A | INACTIVE |
| Orion Trading, LLC CRD: 43932 | — | 7 | 0 | D | INACTIVE |
| Orisha Capital, LLC CRD: 314548 | — | 0 | 1 | A | Unknown |
| Orix Advisers, LLC CRD: 307580 | — | 0 | 1 | A | Unknown |
| Orizon Analytics CRD: 339311 | — | 0 | 1 | A | Unknown |
| Orkila Management, LLC CRD: 171242 | — | 0 | 1 | A | Unknown |
| Orlando Opportunity Fund Management LLC CRD: 306458 | — | 0 | 0 | A | Unknown |
| Ormonde USA LLC CRD: 313328 | — | 0 | 0 | A | Unknown |
| ORO Financial, Inc. CRD: 20942 | — | 0 | 0 | A | INACTIVE |
| ORR Financial, LLC CRD: 139553 | — | 0 | 1 | A | Unknown |
| ORR Management Company CRD: 39614 | — | 0 | 0 | A | INACTIVE |
| ORR, Brad L. CRD: 140093 | — | 0 | 1 | A | Unknown |
| Orrell and Company, Inc. CRD: 15152 | — | 2 | 0 | B | INACTIVE |
| Orrery Invest CRD: 333323 | — | 0 | 1 | A | Unknown |
| Orso Partners, LP CRD: 304196 | — | 0 | 1 | A | Unknown |
| Orsus Research, LLC CRD: 287777 | — | 0 | 0 | A | Unknown |
| Ortelius Trading L.P. CRD: 24669 | — | 0 | 0 | A | INACTIVE |