Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ARBOR HILL ADVISORS, LLC CRD: 163571 | — | 0 | 0 | A | Unknown |
| ARBOR MUTUAL ADVISORS, INC. CRD: 159275 | — | 0 | 0 | A | Unknown |
| ARBOR PARTNERS INC CRD: 340378 | — | 0 | 0 | A | Unknown |
| ARBOR POINT ADVISORS CRD: 165127 | — | 0 | 0 | A | Unknown |
| ARBOR VENTURES, LTD. CRD: 288856 | — | 0 | 0 | A | Unknown |
| ARBOR WEALTH CRD: 153640 | — | 0 | 0 | A | Unknown |
| ARBOR WEALTH ADVISORS LLC CRD: 169570 | — | 0 | 0 | A | Unknown |
| ARBOR WEALTH MANAGEMENT CRD: 134711 | — | 0 | 0 | A | Unknown |
| ARBORFI ADVISORS, LLC CRD: 305009 | — | 0 | 0 | A | Unknown |
| ARC (GP1) LTD CRD: 173530 | — | 0 | 0 | A | Unknown |
| ARC ADVISERS LLC CRD: 307497 | — | 0 | 0 | A | Unknown |
| ARC ADVISORY LLC CRD: 330258 | — | 0 | 0 | A | Unknown |
| ARC ASSET MANAGEMENT LLC CRD: 329460 | — | 0 | 0 | A | Unknown |
| ARC FINANCIAL CRD: 162336 | — | 0 | 0 | A | Unknown |
| ARC LABS, LLC CRD: 299072 | — | 0 | 0 | A | Unknown |
| ARC SECURITIES, LLC CRD: 38045 | — | 1 | 0 | F | INACTIVE |
| ARC180 CAPITAL, L.L.C. CRD: 338666 | — | 0 | 0 | A | Unknown |
| ARC24 MANAGEMENT, LP CRD: 331983 | — | 0 | 0 | A | Unknown |
| ARC70 ADVISERS LP CRD: 288087 | — | 0 | 0 | A | Unknown |
| ARCA ARCHA, LLC CRD: 145490 | — | 0 | 0 | A | Unknown |
| ARCA ASSET MANAGEMENT LLC CRD: 156373 | — | 0 | 0 | A | Unknown |
| ARCADIA CAPITAL L.L.C. CRD: 130251 | — | 0 | 0 | A | INACTIVE |
| ARCADIA WEALTH LLC CRD: 312464 | — | 0 | 0 | A | Unknown |
| ARCADIAN ASSOCIATES, LLC CRD: 339355 | — | 0 | 0 | A | Unknown |
| ARCANO CAPITAL ADVISORS, S.L. CRD: 162998 | — | 0 | 0 | A | Unknown |
| ARCANO CAPITAL USA, INC. CRD: 317164 | — | 0 | 0 | A | Unknown |
| ARCAP PARTNERS LLC CRD: 313006 | — | 0 | 0 | A | Unknown |
| ARCH CREEK ADVISORS LLC CRD: 127686 | — | 0 | 0 | A | INACTIVE |
| ARCH ENERGY PARTNERS CRD: 322548 | — | 0 | 0 | A | Unknown |
| ARCH GLOBAL ADVISORS, LLC CRD: 297397 | — | 0 | 0 | A | Unknown |
| ARCH OTC LLC CRD: 332061 | — | 0 | 0 | A | Unknown |
| ARCH W. ROBERTS & CO. CRD: 7140 | — | 0 | 0 | A | INACTIVE |
| ARCH WEALTH ADVISERS, LLC CRD: 313280 | — | 0 | 0 | A | Unknown |
| ARCHELON LLC CRD: 43187 | — | 10 | 0 | F | INACTIVE |
| ARCHER BAY CAPITAL LLC CRD: 296793 | — | 0 | 0 | A | Unknown |
| ARCHER ROW ADVISORY CRD: 297118 | — | 0 | 0 | A | Unknown |
| ARCHER WEALTH ADVISORS CRD: 330575 | — | 0 | 0 | A | Unknown |
| ARCHETYPE ADVISORS, LLC CRD: 156527 | — | 0 | 0 | A | Unknown |
| ARCHETYPE ONE CRD: 339937 | — | 0 | 0 | A | Unknown |
| ARCHIBALD, JOHN J. CRD: 125467 | — | 0 | 0 | A | INACTIVE |
| ARCHIE GRAY ALLEN, JR. CRD: 104745 | — | 0 | 0 | A | Unknown |
| ARCHITECT CAPITAL CORP. CRD: 315010 | — | 0 | 0 | A | Unknown |
| ARCHITECT EQUITY CRD: 328703 | — | 0 | 0 | A | Unknown |
| ARCHON PARTNERS LLC CRD: 155756 | — | 0 | 0 | A | Unknown |
| ARCIERO ANTHONY PHILIP CRD: 33459 | — | 0 | 0 | A | INACTIVE |
| ARCM CRD: 165312 | — | 0 | 0 | A | Unknown |
| ARCO SECURITIES, INC. CRD: 24570 | — | 0 | 0 | A | INACTIVE |
| ARCTARIS IMPACT INVESTORS CRD: 306898 | — | 0 | 0 | A | Unknown |
| ARCTERN VENTURES CRD: 323007 | — | 0 | 0 | A | Unknown |
| ARCTIC ASSET MANAGEMENT AS CRD: 306578 | — | 0 | 0 | A | Unknown |