Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ARCTOS PARTNERS CRD: 307116 | — | 0 | 0 | A | Unknown |
| ARCTRUST ADVISORS LLC CRD: 330531 | — | 0 | 0 | A | Unknown |
| ARCUS ADVISORY SERVICES LLC CRD: 162015 | — | 0 | 0 | A | Unknown |
| ARCUS SOUTH EAST ASIA CRD: 320764 | — | 0 | 0 | A | Unknown |
| ARCVEST, LLC CRD: 162827 | — | 0 | 0 | A | Unknown |
| ARCVIEW ADVISORS LLC CRD: 292556 | — | 0 | 0 | A | Unknown |
| ARD ADVISORY SERVICES, LLC CRD: 318653 | — | 0 | 0 | A | Unknown |
| ARDEA PARTNERS LP CRD: 283558 | NY | 0 | 1 | A | Active |
| ARDEN & ASSOCIATES, INC. CRD: 148126 | — | 0 | 0 | A | Unknown |
| ARDEN ADVISORY LLC CRD: 301985 | — | 0 | 0 | A | Unknown |
| ARDEN ASSET MANAGEMENT LLC CRD: 117773 | — | 0 | 0 | A | Unknown |
| ARDEN INVESTMENT ADVISORS CRD: 285247 | — | 0 | 0 | A | Unknown |
| ARDENT CAPITAL CRD: 134105 | — | 0 | 0 | A | Unknown |
| ARDENT WEALTH ADVISORS, LLC CRD: 320668 | — | 0 | 0 | A | Unknown |
| ARDENT WEALTH ADVISORS, LLC CRD: 301867 | — | 0 | 0 | A | Unknown |
| ARDENT WEALTH ADVISORY, LLC CRD: 284507 | — | 0 | 0 | A | Unknown |
| ARDIAN CRD: 121326 | — | 0 | 0 | A | Unknown |
| ARDSLEY PARTNERS CRD: 160595 | — | 0 | 0 | A | Unknown |
| ARDSLEY PARTNERS CRD: 301116 | — | 0 | 0 | A | Unknown |
| AREAM ADVISORS LLC CRD: 318177 | CA | 0 | 1 | A | Active |
| AREC EQUITIES CORPORATION CRD: 17361 | — | 0 | 0 | A | INACTIVE |
| AREIM AB CRD: 335284 | — | 0 | 0 | A | Unknown |
| AREL CAPITAL, LP CRD: 170574 | — | 0 | 0 | A | Unknown |
| ARENA ADVISORS LLC CRD: 304955 | — | 0 | 0 | A | Unknown |
| ARENA CAPITAL ADVISORS CRD: 170313 | — | 0 | 0 | A | Unknown |
| ARENA CAPITAL ADVISORS, LLC CRD: 133241 | — | 0 | 0 | A | INACTIVE |
| ARENA WEALTH ADVISORS LLC CRD: 331123 | — | 0 | 0 | A | Unknown |
| ARENITE ADVISORY CRD: 288242 | — | 0 | 0 | A | Unknown |
| ARENITE ADVISORY, INC. CRD: 306102 | — | 0 | 0 | A | Unknown |
| ARES MANAGEMENT LLC CRD: 130074 | — | 0 | 0 | A | Unknown |
| ARETE ADVISORS CRD: 299636 | — | 0 | 0 | A | Unknown |
| ARETE ASSET MANAGEMENT, LLC CRD: 146562 | — | 0 | 0 | A | Unknown |
| ARETE CAPITAL ADVISORS INC. CRD: 162300 | — | 0 | 0 | A | Unknown |
| ARETE WEALTH ADVISORS, LLC CRD: 145488 | — | 0 | 0 | A | Unknown |
| ARETÉ CRD: 287723 | — | 0 | 0 | A | Unknown |
| ARGAN CAPITAL CRD: 163139 | — | 0 | 0 | A | Unknown |
| ARGAND PARTNERS, LP CRD: 282127 | — | 0 | 0 | A | Unknown |
| ARGENT ADVISORS, INC. CRD: 112028 | — | 0 | 0 | A | Unknown |
| ARGENT WEALTH ADVISORS, LLC CRD: 172856 | — | 0 | 0 | A | Unknown |
| ARGENT WEALTH, LLC CRD: 311685 | — | 0 | 0 | A | Unknown |
| ARGENTIERE CAPITAL AG CRD: 166356 | — | 0 | 0 | A | Unknown |
| ARGENTIS ADVISORS, INC. CRD: 164205 | — | 0 | 0 | A | Unknown |
| ARGIRO & ASSOCIATES CRD: 131408 | — | 0 | 0 | A | Unknown |
| ARGO CAPITAL CORPORATION CRD: 20394 | — | 0 | 0 | A | INACTIVE |
| ARGO EQUITIES, INC. CRD: 14384 | — | 0 | 0 | A | INACTIVE |
| ARGO SECURITIES CORP. CRD: 38473 | — | 0 | 0 | A | INACTIVE |
| ARGO WEALTH ADVISORY, LLC CRD: 334041 | — | 0 | 0 | A | Unknown |
| ARGO WEALTH MANAGEMENT CRD: 312121 | — | 0 | 0 | A | Unknown |
| ARGON ADVISORS CRD: 330015 | — | 0 | 0 | A | Unknown |
| ARGON MANAGEMENT LLC CRD: 309111 | — | 0 | 0 | A | Unknown |