Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Advantage Equity Partners Corporation, Inc. CRD: 45492 | - | 0 | 0 | A | INACTIVE |
| Advantage Financial Consultants CRD: 136441 | - | 0 | 1 | - | Unknown |
| Advantage Financial Planning, L.L.C. CRD: 123191 | - | 0 | 0 | - | Unknown |
| Advantage Investing, Inc. CRD: 116059 | - | 0 | 3 | - | Unknown |
| Advantage Investment Advisors, LLC CRD: 313845 | - | 0 | 0 | - | Unknown |
| Advantage Investment Management, LLC CRD: 146236 | - | 0 | 0 | - | Unknown |
| Advantage Partners CRD: 324136 | - | 0 | 0 | - | Unknown |
| Advantage Partners (H.K.) Limited CRD: 291301 | - | 0 | 0 | - | Unknown |
| Advantage Partners, Inc. CRD: 277122 | - | 0 | 0 | - | Unknown |
| Advantage Retirement Group CRD: 144417 | - | 0 | 0 | - | Unknown |
| Advantage Securities CRD: 42879 | - | 0 | 0 | A | INACTIVE |
| Advantage Securities of Boca Raton, Inc. CRD: 14482 | - | 0 | 0 | A | INACTIVE |
| Advantage Wealth Advisors CRD: 280028 | - | 0 | 0 | - | Unknown |
| Advantage Wealth Management, L.L.C. CRD: 135092 | - | 0 | 3 | - | Unknown |
| Advantage Wealth Partners CRD: 329635 | - | 0 | 1 | - | Unknown |
| Advantech Capital Advisors II Limited CRD: 300893 | - | 0 | 0 | - | Unknown |
| Advantech Capital Advisors Ltd. CRD: 281747 | - | 0 | 0 | - | Unknown |
| Advanz Securities, Inc. CRD: 123952 | - | 0 | 0 | A | INACTIVE |
| Advaya LLP CRD: 334239 | - | 0 | 0 | - | Unknown |
| Advaya Manager LLC CRD: 339124 | - | 0 | 1 | - | Unknown |
| Advect Group, LLC CRD: 163971 | - | 0 | 0 | - | Unknown |
| Advenio Capital Management LLC CRD: 282213 | - | 0 | 1 | - | Unknown |
| Advenire Wealth Management CRD: 301177 | - | 0 | 2 | - | Unknown |
| Advent Advisors LLC CRD: 304835 | - | 0 | 1 | - | Unknown |
| Advent Capital Distributors, LLC CRD: 299740 | - | 0 | 0 | A | INACTIVE |
| Advent Capital LLC CRD: 165348 | - | 0 | 2 | - | Unknown |
| Advent Global Opportunities Management LLC CRD: 174333 | - | 0 | 1 | - | Unknown |
| Advent International, L.P. CRD: 105673 | - | 0 | 1 | - | Unknown |
| Advent Life Sciences LLP CRD: 173031 | - | 0 | 0 | - | Unknown |
| Advent Partners PTY Ltd CRD: 171232 | - | 0 | 0 | - | Unknown |
| Advent Securities, Inc. CRD: 16499 | - | 0 | 0 | A | INACTIVE |
| Advent Securities, Inc. CRD: 128281 | - | 1 | 0 | B | INACTIVE |
| Advent Ventures CRD: 163394 | - | 0 | 0 | - | Unknown |
| Advent-Morro Equity Partners, Inc. CRD: 162930 | - | 0 | 1 | - | Unknown |
| Adventedge Financial, LLC CRD: 314899 | - | 0 | 1 | - | Unknown |
| Adventix Global Markets LLC CRD: 170640 | NY | 0 | 2 | A | Active |
| Adventure Wealth Advisors CRD: 307039 | - | 0 | 1 | - | Unknown |
| Adventus Veritas LLC CRD: 175473 | - | 0 | 0 | - | Unknown |
| Adverb Ventures Management, LLC CRD: 326839 | - | 0 | 1 | - | Unknown |
| Advest, Inc. CRD: 10 | - | 77 | 0 | F | INACTIVE |
| Advice Only CRD: 334039 | - | 0 | 7 | - | Unknown |
| Advice to Thrive CRD: 337444 | - | 0 | 2 | - | Unknown |
| ADVICEANDTAXES.COM LLC CRD: 156608 | - | 0 | 2 | - | Unknown |
| Advicebridge, Inc. CRD: 166111 | - | 0 | 0 | - | Unknown |
| Adviceguild CRD: 290036 | - | 0 | 0 | - | Unknown |
| Advicemind LLC CRD: 325992 | - | 0 | 1 | - | Unknown |
| Adviceone Advisory Services, LLC CRD: 111614 | - | 0 | 5 | - | Unknown |
| Adviceperiod, LLC CRD: 169828 | - | 0 | 0 | - | Unknown |
| Adviceworks Wealth Advisors CRD: 284674 | - | 0 | 0 | - | Unknown |
| Advipartner, LLC CRD: 288116 | - | 0 | 1 | - | Unknown |