Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ARGONAUT MANAGEMENT, L.P. CRD: 137799 | — | 0 | 0 | A | Unknown |
| ARGOS GLOBAL ADVISORS, LLC CRD: 287672 | — | 0 | 0 | A | Unknown |
| ARGOS WEALTH ADVISORS LLC CRD: 144481 | — | 0 | 0 | A | Unknown |
| ARGOSY CAPITAL CRD: 160212 | — | 0 | 0 | A | Unknown |
| ARGUS EQUITIES CORP., INC. CRD: 18436 | — | 0 | 0 | A | INACTIVE |
| ARGUS INVESTMENTS, INC. CRD: 41715 | — | 0 | 0 | A | INACTIVE |
| ARGYLE AGRI PARTNERS PTY LTD CRD: 318832 | — | 0 | 0 | A | Unknown |
| ARGYLE CAPITAL PARTNERS PTY LTD CRD: 318831 | — | 0 | 0 | A | Unknown |
| ARGYLE INVESTMENTS, LLC CRD: 43240 | — | 0 | 0 | A | INACTIVE |
| ARGYLE SECURITIES CORP. CRD: 26246 | — | 0 | 0 | A | INACTIVE |
| ARI ASSET MANAGEMENT, LLC CRD: 171945 | — | 0 | 0 | A | Unknown |
| ARI GROUP, LLC CRD: 286049 | — | 0 | 0 | A | Unknown |
| ARI PARTNERS LLC CRD: 126207 | — | 0 | 0 | A | INACTIVE |
| ARIA CAPITAL ADVISORS, LLC CRD: 130891 | FL | 0 | 1 | A | Active |
| ARIA CORPORATION CRD: 137252 | — | 0 | 0 | A | Unknown |
| ARIA PARTNERS GP, LLC CRD: 116022 | — | 0 | 0 | A | Unknown |
| ARIA WEALTH PARTNERS CRD: 334270 | — | 0 | 0 | A | Unknown |
| ARIADNE WEALTH ADVISORS CRD: 173544 | — | 0 | 0 | A | Unknown |
| ARIEL ALTERNATIVES, LLC CRD: 314178 | — | 0 | 0 | A | Unknown |
| ARIEL EQUITIES, INC. CRD: 19249 | — | 0 | 0 | A | INACTIVE |
| ARIEL INVESTMENTS, LLC CRD: 108211 | — | 0 | 0 | A | Unknown |
| ARIEL KRISHUN, LLC CRD: 283760 | — | 0 | 0 | A | Unknown |
| ARIES INVESTMENTS, LLC CRD: 333704 | — | 0 | 0 | A | Unknown |
| ARIN RISK ADVISORS LLC CRD: 151491 | — | 0 | 0 | A | Unknown |
| ARIS ALPHA LLC CRD: 335361 | — | 0 | 0 | A | Unknown |
| ARIS FUND I CRD: 336618 | — | 0 | 0 | A | Unknown |
| ARIS MANAGEMENT, LLC CRD: 317315 | — | 0 | 0 | A | Unknown |
| ARISAIG PARTNERS (ASIA) PTE LTD CRD: 162362 | — | 0 | 0 | A | Unknown |
| ARISTA ADVISORY GROUP, LLC CRD: 285722 | — | 0 | 0 | A | Unknown |
| ARISTA WEALTH ADVISORS, LTD CRD: 107763 | — | 0 | 0 | A | Unknown |
| ARISTEIA TRADING, L.L.C. CRD: 43543 | — | 0 | 0 | A | INACTIVE |
| ARISTO ADVISORS LLC CRD: 170696 | — | 0 | 0 | A | Unknown |
| ARISTON ADVISORS LLC CRD: 131811 | — | 0 | 0 | A | Unknown |
| ARISTOTLE INVESTORS, INC. CRD: 156706 | — | 0 | 0 | A | Unknown |
| ARIXA MANAGEMENT, LLC CRD: 336603 | — | 0 | 0 | A | Unknown |
| ARK ADVISORS LLC CRD: 167456 | — | 0 | 0 | A | Unknown |
| ARK ADVISORS, LLC CRD: 133687 | — | 0 | 0 | A | Unknown |
| ARK FINANCIAL ADVISORS, LLC CRD: 287588 | — | 0 | 0 | A | Unknown |
| ARK GLOBAL, LLC CRD: 172684 | NY | 0 | 1 | A | Active |
| ARK INVESTMENT ADVISORS CRD: 288874 | — | 0 | 0 | A | Unknown |
| ARK INVESTMENTS CRD: 10613 | — | 0 | 0 | A | INACTIVE |
| ARK SECURITIES LLC CRD: 246787 | CA | 0 | 1 | A | Active |
| ARK WEALTH ADVISORS, LLC CRD: 309396 | — | 0 | 0 | A | Unknown |
| ARK WEALTH MANAGEMENT CRD: 317264 | — | 0 | 0 | A | Unknown |
| ARKA VENTURE LABS FUND PARTNERS, L.L.C. CRD: 304167 | — | 0 | 0 | A | Unknown |
| ARKADIA ASSET MANAGEMENT AG CRD: 305428 | — | 0 | 0 | A | Unknown |
| ARKADIOS WEALTH ADVISORS CRD: 288863 | — | 0 | 0 | A | Unknown |
| ARKAGOS ADVISORS & ASSET MANAGEMENT, INC. CRD: 315366 | — | 0 | 0 | A | Unknown |
| ARKANE MANAGEMENT LLC CRD: 338358 | — | 0 | 0 | A | Unknown |
| ARKAY VENTURES CRD: 311732 | — | 0 | 0 | A | Unknown |