Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ARKOMA MANAGEMENT CO. CRD: 10714 | — | 0 | 0 | A | INACTIVE |
| ARKONIS CAPITAL LLC CRD: 147798 | NY | 0 | 1 | A | Active |
| ARKOS GLOBAL ADVISORS, LLC CRD: 287466 | — | 0 | 0 | A | Unknown |
| ARLENE R. FOREMAN CRD: 141748 | — | 0 | 0 | A | Unknown |
| ARLES ADVISORS INC CRD: 162378 | — | 0 | 0 | A | Unknown |
| ARLON ADVISOR LLC CRD: 160635 | — | 0 | 0 | A | Unknown |
| ARM FINANCIAL LLC CRD: 144340 | — | 0 | 0 | A | Unknown |
| ARMADA ADVISORS CRD: 150416 | — | 0 | 0 | A | Unknown |
| ARMADA ETFS CRD: 317979 | — | 0 | 0 | A | Unknown |
| ARMATA FINANCIAL CORP. CRD: 6666 | — | 0 | 0 | A | INACTIVE |
| ARMATA PARTNERS, L.P. CRD: 30989 | — | 0 | 0 | A | INACTIVE |
| ARMATO SECURITIES CORP. CRD: 102200 | — | 1 | 0 | F | INACTIVE |
| ARMAVIR PARTNERS LLC CRD: 295267 | — | 0 | 0 | A | Unknown |
| ARMEN SAS CRD: 327264 | — | 0 | 0 | A | Unknown |
| ARMOR ADVISORS, L.L.C. CRD: 157238 | — | 0 | 0 | A | Unknown |
| ARMORY ADVISORS LLC CRD: 163620 | — | 0 | 0 | A | Unknown |
| ARMORY OAK WEALTH LLC CRD: 311092 | — | 0 | 0 | A | Unknown |
| ARMSTRONG & ASSOCIATES, INC. CRD: 122918 | — | 0 | 0 | A | Unknown |
| ARMSTRONG DIXON CRD: 168345 | — | 0 | 0 | A | Unknown |
| ARNHOLD LLC CRD: 290117 | — | 0 | 0 | A | Unknown |
| ARNIE ADVISORS LLC CRD: 307049 | — | 0 | 0 | A | Unknown |
| ARNOLD SIDNEY ARFA CRD: 43833 | — | 0 | 0 | A | INACTIVE |
| ARONOWITZ, JAY CRD: 119613 | — | 0 | 0 | A | INACTIVE |
| ARONSON GROUP, INC. CRD: 13248 | — | 0 | 0 | A | INACTIVE |
| ARONSON, ANDREW J CRD: 124192 | — | 0 | 0 | A | Unknown |
| AROS ASSET MANAGEMENT CRD: 124484 | — | 0 | 0 | A | Unknown |
| AROS SECURITIES INC. CRD: 39779 | — | 0 | 0 | A | INACTIVE |
| ARP ADVISORS, LLC CRD: 286540 | — | 0 | 0 | A | Unknown |
| ARPP CRD: 145291 | — | 0 | 0 | A | Unknown |
| ARQ WEALTH ADVISORS, LLC CRD: 147351 | — | 0 | 0 | A | Unknown |
| ARQUE ADVISORS, LLC CRD: 144862 | — | 0 | 0 | A | Unknown |
| ARQUE CAPITAL, LTD. CRD: 121192 | — | 5 | 0 | F | INACTIVE |
| ARRAY VENTURES, LP CRD: 179517 | — | 0 | 0 | A | Unknown |
| ARRIEN INVESTMENTS, INC. CRD: 321819 | — | 0 | 0 | A | Unknown |
| ARRIS INVESTMENTS LLC CRD: 166038 | — | 0 | 0 | A | Unknown |
| ARROW ALLIANCE CRD: 318519 | — | 0 | 0 | A | Unknown |
| ARROW FINANCIAL GROUP CRD: 119423 | — | 0 | 0 | A | Unknown |
| ARROW INVESTMENT MGMT. CRD: 138928 | — | 0 | 0 | A | Unknown |
| ARROW INVESTMENTS, INC. CRD: 45936 | NY | 0 | 1 | A | Active |
| ARROW PARTNERS, INC. CRD: 282416 | — | 0 | 0 | A | Unknown |
| ARROW WEALTH ADVISORS CRD: 290853 | — | 0 | 0 | A | Unknown |
| ARROW WEALTH ADVISORY LLC CRD: 296890 | — | 0 | 0 | A | Unknown |
| ARROWPOINT ASSET ADVISORS, LLC CRD: 337923 | — | 0 | 0 | A | Unknown |
| ARROYO SECO, INC. CRD: 39387 | — | 1 | 0 | F | INACTIVE |
| ARS ADVISORS, LLC CRD: 171170 | — | 0 | 0 | A | Unknown |
| ARS CAPITAL ADVISORS, INC. CRD: 155121 | — | 0 | 0 | A | Unknown |
| ARS WEALTH ADVISORS CRD: 124185 | — | 0 | 0 | A | Unknown |
| ARS WEALTH ADVISORS CRD: 314882 | — | 0 | 0 | A | Unknown |
| ARSENAL 401K ADVISORS CRD: 173055 | — | 0 | 0 | A | Unknown |
| ARSENEAU FINANCIAL CRD: 326865 | — | 0 | 0 | A | Unknown |