Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Coyote Ventures Management Company, LLC CRD: 316270 | - | 0 | 1 | - | Unknown |
| Cozad Investment Services, Inc. CRD: 10065 | - | 0 | 0 | A | INACTIVE |
| Cozzene Advisors Inc. CRD: 125915 | - | 0 | 1 | - | Unknown |
| CP Advisors, Inc. CRD: 111701 | - | 0 | 3 | - | Unknown |
| CP Capital (US) Partners LP CRD: 158979 | - | 0 | 1 | - | Unknown |
| CP Capital Group LLC CRD: 331147 | - | 0 | 1 | - | Unknown |
| CP Capital Securities CRD: 15029 | - | 6 | 0 | D | INACTIVE |
| CP Client Solutions LLC CRD: 330402 | NY | 0 | 8 | A | Active |
| CP Investments, LLC CRD: 24029 | CA | 1 | 4 | B | Active |
| CP Wealth Management, LLC CRD: 154653 | - | 0 | 0 | - | Unknown |
| CP2 Limited CRD: 161074 | - | 0 | 0 | - | Unknown |
| CPA Advisors Network, Inc. CRD: 10880 | - | 0 | 0 | A | INACTIVE |
| CPA Advisory Services, P.C. CRD: 114170 | - | 0 | 1 | - | Unknown |
| CPA Allies, LLC CRD: 286120 | - | 0 | 2 | - | Unknown |
| CPA Financial Advisers, Inc. CRD: 44388 | - | 0 | 0 | A | INACTIVE |
| CPA Financial Planning, LLC CRD: 149778 | - | 0 | 0 | - | Unknown |
| CPA Financial Planning, LLC CRD: 171076 | - | 0 | 0 | - | Unknown |
| CPA Investment Solutions, Inc. CRD: 144888 | - | 0 | 1 | - | Unknown |
| CPA Service Corporation CRD: 24331 | - | 0 | 0 | A | INACTIVE |
| CPA Synced Financial CRD: 330284 | - | 0 | 1 | - | Unknown |
| CPA Wealth Advisors, LLC CRD: 281587 | - | 0 | 0 | - | Unknown |
| CPA Wealth Advisors, LLC CRD: 170129 | - | 0 | 1 | - | Unknown |
| Cpaplace Financial CRD: 152889 | - | 0 | 0 | - | Unknown |
| Cpasset Management, Inc. CRD: 129305 | - | 0 | 1 | - | Unknown |
| CPC Advisors, LLC CRD: 111025 | - | 0 | 8 | - | Unknown |
| CPC Financial Planning, Inc CRD: 119150 | - | 0 | 5 | - | Unknown |
| CPC Management, LLC CRD: 313413 | - | 0 | 1 | - | Unknown |
| CPC Securities Corporation CRD: 8461 | - | 0 | 0 | A | INACTIVE |
| CPE Capital CRD: 162126 | - | 0 | 0 | - | Unknown |
| CPF Texas CRD: 122484 | - | 0 | 0 | - | Unknown |
| CPFG Securities, Inc CRD: 146003 | - | 1 | 0 | B | INACTIVE |
| CPFG Securities, Inc. CRD: 46676 | - | 0 | 0 | A | INACTIVE |
| CPG Capital Advisors, LLC CRD: 331261 | - | 0 | 1 | - | Unknown |
| CPG Management Co LLC CRD: 316995 | - | 0 | 0 | - | Unknown |
| CPG Securities Inc. CRD: 10771 | - | 0 | 0 | A | INACTIVE |
| CPH Advisors, L.P. CRD: 329920 | - | 0 | 1 | - | Unknown |
| CPI Capital CRD: 44575 | - | 1 | 0 | B | INACTIVE |
| CPI Capital Services LLC CRD: 331203 | - | 0 | 1 | - | Unknown |
| Cpibd LLC CRD: 46049 | - | 5 | 0 | C | INACTIVE |
| Cpic International CRD: 104661 | - | 0 | 0 | - | Unknown |
| Cpim Securities LLC CRD: 141295 | - | 0 | 0 | A | INACTIVE |
| CPK Wealth Management LLC CRD: 296913 | - | 0 | 1 | - | Unknown |
| CPL Guernsey Limited CRD: 312394 | - | 0 | 0 | - | Unknown |
| CPM Management CRD: 10772 | - | 0 | 0 | A | INACTIVE |
| CPMG, Inc. CRD: 131417 | - | 0 | 4 | - | Unknown |
| Cpod Markets LLC CRD: 298660 | - | 0 | 0 | A | INACTIVE |
| CPP Securities L.L.C. CRD: 39490 | - | 0 | 0 | A | INACTIVE |
| CPR Financial & Insurance Services, Inc. CRD: 145855 | - | 0 | 4 | - | Unknown |
| CPR Investments Inc CRD: 139067 | - | 0 | 17 | - | Unknown |
| CPS CRD: 165319 | - | 0 | 0 | - | Unknown |