Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| CPS Financial & Insurance Services, Inc. CRD: 41243 | CA | 0 | 2 | A | Active |
| CPX Energy Management, LLC CRD: 323727 | - | 0 | 0 | - | Unknown |
| CQ Capital CRD: 162612 | - | 0 | 0 | - | Unknown |
| CQ Solutions, LLC CRD: 150113 | - | 0 | 0 | A | INACTIVE |
| CQL Capital Management CRD: 319557 | - | 0 | 1 | - | Unknown |
| CQS (UK) LLP CRD: 282124 | - | 0 | 0 | - | Unknown |
| CQS (US), LLC CRD: 147329 | - | 0 | 1 | - | Unknown |
| CQS Cayman Limited Partnership CRD: 162757 | - | 0 | 0 | - | Unknown |
| CR Broker Services, LLC CRD: 45753 | - | 1 | 0 | B | INACTIVE |
| CR Capital Distributors, LLC CRD: 171776 | - | 0 | 0 | A | INACTIVE |
| CR Capital Investment Management Limited CRD: 161812 | - | 0 | 0 | - | Unknown |
| CR Financial Inc. CRD: 40787 | - | 0 | 0 | A | INACTIVE |
| CR Global Markets Inc. CRD: 166318 | NY | 0 | 1 | A | Active |
| CR Ventures Management, LLC CRD: 319360 | - | 0 | 1 | - | Unknown |
| CR3 Capital, LLC CRD: 289884 | - | 0 | 0 | - | Unknown |
| CRA Financial Services, L.L.C. CRD: 124004 | - | 0 | 4 | - | Unknown |
| Crabbe Huson Securities, Inc. CRD: 13389 | - | 0 | 0 | A | INACTIVE |
| Crabel Capital Management, LLC CRD: 167332 | - | 0 | 1 | - | Unknown |
| Crable Securities,Inc. CRD: 14319 | - | 0 | 0 | A | INACTIVE |
| Crabtree Asset Management L.L.C. CRD: 149587 | - | 0 | 0 | - | Unknown |
| Crabtree Securities Corporation CRD: 16785 | - | 0 | 0 | A | INACTIVE |
| Cracks Fund Management, LLC CRD: 321199 | - | 0 | 0 | - | Unknown |
| Cradle to College Financial, LLC CRD: 338930 | - | 0 | 1 | - | Unknown |
| Craft & Sage Wealth CRD: 323565 | - | 0 | 2 | - | Unknown |
| Craft Capital Management LLC CRD: 171350 | NY | 0 | 6 | A | Active |
| Craft Ventures Management LP CRD: 292571 | - | 0 | 1 | - | Unknown |
| Craft Wealth Management LLC CRD: 170395 | - | 0 | 1 | - | Unknown |
| Craft Wealth Services CRD: 289557 | - | 0 | 8 | - | Unknown |
| Crafted Finance, LLC CRD: 283318 | - | 0 | 3 | - | Unknown |
| Crafted Financial Planning CRD: 329597 | - | 0 | 1 | - | Unknown |
| Crafted Wealth Management CRD: 282090 | - | 0 | 1 | - | Unknown |
| Craftsman Management LLC CRD: 299245 | - | 0 | 0 | - | Unknown |
| Craftwork Capital LLC CRD: 311626 | - | 0 | 4 | - | Unknown |
| Crager Laborde Cpa's LLC CRD: 313121 | - | 0 | 0 | - | Unknown |
| Craig & Associates, Inc. CRD: 10646 | - | 2 | 0 | B | INACTIVE |
| Craig B. Johnson, CFP CRD: 117416 | - | 0 | 0 | - | Unknown |
| Craig Barrett Financial, PLC CRD: 155077 | - | 0 | 0 | - | Unknown |
| Craig Burdo LLC CRD: 332858 | - | 0 | 1 | - | Unknown |
| Craig Capital Corporation CRD: 16626 | - | 0 | 0 | A | INACTIVE |
| Craig Drill Capital Corporation CRD: 163355 | - | 0 | 1 | - | Unknown |
| Craig Duvarney, CFP CRD: 126911 | - | 0 | 1 | - | Unknown |
| Craig Family Office CRD: 323358 | - | 0 | 1 | - | Unknown |
| Craig R Tesch, CPA CFP MBA LLC CRD: 147836 | - | 0 | 0 | - | Unknown |
| Craig R. Weiner Securities, Inc. CRD: 13058 | - | 0 | 0 | A | INACTIVE |
| Craig Ritchie & Associates Asset Management CRD: 150617 | - | 0 | 0 | - | Unknown |
| Craig Scott Capital, LLC CRD: 155924 | - | 16 | 0 | D | INACTIVE |
| Craig Tompkins RIA CRD: 298647 | - | 0 | 0 | - | Unknown |
| Craig V. Castanos CPA CRD: 136533 | - | 0 | 2 | - | Unknown |
| Craig Verdi Investments, LLC CRD: 313435 | - | 0 | 2 | - | Unknown |
| Craig-Hallum Advisors LLC CRD: 326968 | - | 0 | 2 | - | Unknown |