Branch offices
2 offices
FINRA: Small firm
CRD #41243 · FINRA BrokerCheck + SEC IAPD
CPS Financial & Insurance Services, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, CPS Financial & Insurance Services, Inc. ranks #8,306 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #142 of 279 on the same disclosure sort used on the state browse page. CPS Financial & Insurance Services, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #8,306 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 41243 CPS Financial & Insurance Services, Inc.
CPS Financial & Insurance Services, Inc. · Grade A · 0 disc · 0.00/office · Small firm
- CRD 41243
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #8,306 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
CPS Financial & Insurance Services, Inc. ranks #8,306 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
CPS Financial & Insurance Services, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Irvine, CA
- CRD Number
- 41243
Clean BrokerCheck surface
CPS Financial & Insurance Services, Inc.'s clean BrokerCheck surface
CPS Financial & Insurance Services, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
CPS Financial & Insurance Services, Inc. shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of CPS Financial & Insurance Services, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
California cohort · 0.00× state average
CPS Financial & Insurance Services, Inc. sits below the California disclosure average
CPS Financial & Insurance Services, Inc. reports 0 BrokerCheck disclosures, 0.00× the California average of 2.1, lighter than most of the 279 graded firms filed there.
In California, 189 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the California state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does CPS Financial & Insurance Services, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, CPS Financial & Insurance Services, Inc. ranks #8,306 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #142 of 279 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for CPS Financial & Insurance Services, Inc.?
A grade of A means CPS Financial & Insurance Services, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does CPS Financial & Insurance Services, Inc. have?
CPS Financial & Insurance Services, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is CPS Financial & Insurance Services, Inc.?
CPS Financial & Insurance Services, Inc. operates 2 branch offices and is classified by FINRA as a small firm, registered in CA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify CPS Financial & Insurance Services, Inc.'s disciplinary record?
You can verify CPS Financial & Insurance Services, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 41243. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. CPS Financial & Insurance Services, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to CPS Financial & Insurance Services, Inc.'s 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to CPS Financial & Insurance Services, Inc.'s 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to CPS Financial & Insurance Services, Inc.'s 0.00
- Firms in CA - state roster that includes CPS Financial & Insurance Services, Inc.'s registration home.
- How to Vet a Financial Advisor - Use CPS Financial & Insurance Services, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like CPS Financial & Insurance Services, Inc.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside CPS Financial & Insurance Services, Inc..
- Compare firms - put CPS Financial & Insurance Services, Inc. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.