Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| P.B. Blando & Company, Incorporated CRD: 10704 | — | 0 | 0 | A | INACTIVE |
| P.B. Jameson & Co.,Inc. CRD: 15696 | — | 0 | 0 | A | INACTIVE |
| P.D. Minton CRD: 25872 | — | 0 | 0 | A | INACTIVE |
| P.G. Investments, Inc. CRD: 13981 | — | 0 | 0 | A | INACTIVE |
| P.J. Moran & Co., Inc. CRD: 130106 | — | 0 | 1 | A | Unknown |
| P.R. Burke & Co., Inc. CRD: 13558 | — | 1 | 0 | B | INACTIVE |
| P.R. Taylor & Co., Inc. CRD: 23716 | — | 0 | 0 | A | INACTIVE |
| P.W.B., Inc. CRD: 123258 | — | 0 | 2 | A | Unknown |
| P/E Capital Investments CRD: 172695 | — | 0 | 2 | A | Unknown |
| P/E Global LLC CRD: 155642 | — | 0 | 1 | A | Unknown |
| P1 Capital LLC CRD: 174246 | — | 0 | 0 | A | Unknown |
| P2 Capital Partners, LLC CRD: 159299 | — | 0 | 1 | A | Unknown |
| P2 Corporate Finance, LLC CRD: 313187 | GA | 0 | 2 | A | Active |
| P2 Ventures LLC CRD: 329541 | — | 0 | 0 | A | Unknown |
| P2, LLC CRD: 312026 | — | 0 | 1 | A | Unknown |
| P23 Financial, Inc CRD: 291112 | — | 0 | 1 | A | Unknown |
| P3 Asset Management CRD: 327327 | — | 0 | 1 | A | Unknown |
| P3 Wealth Management CRD: 300373 | — | 0 | 1 | A | Unknown |
| P38 Enterprises, Inc. CRD: 135325 | — | 0 | 2 | A | Unknown |
| P6835 Capital V, LLC CRD: 331213 | — | 0 | 1 | A | Unknown |
| P74 BIO LP CRD: 331953 | — | 0 | 0 | A | Unknown |
| PA Management LLC CRD: 293446 | — | 0 | 1 | A | Unknown |
| PAA SA CRD: 326615 | — | 0 | 0 | A | Unknown |
| PAA UK CRD: 326653 | — | 0 | 0 | A | Unknown |
| Paamco Prisma, LLC CRD: 108989 | — | 0 | 1 | A | Unknown |
| PAC Capital, LLC CRD: 305303 | — | 0 | 1 | A | Unknown |
| Pace Capital Corp. CRD: 15766 | — | 1 | 0 | B | INACTIVE |
| Pace Investments CRD: 14614 | — | 0 | 0 | A | INACTIVE |
| Pace Securities, Inc. CRD: 10288 | — | 7 | 0 | D | INACTIVE |
| Pace Wealth CRD: 338289 | — | 0 | 1 | A | Unknown |
| Paceline Equity Partners, LLC CRD: 307683 | — | 0 | 1 | A | Unknown |
| Paceline IRA GP, L.P. CRD: 334179 | — | 0 | 1 | A | Unknown |
| Pacenote Equity CRD: 328599 | — | 0 | 1 | A | Unknown |
| Paces Battle Group, Inc. CRD: 118079 | — | 1 | 0 | B | INACTIVE |
| Pacesetter 1, L.P. CRD: 37386 | — | 0 | 0 | A | INACTIVE |
| Pacesetter Planning LLC CRD: 285168 | — | 0 | 2 | A | Unknown |
| Pacific Asset Managment of or LLC CRD: 133420 | — | 0 | 0 | A | Unknown |
| Pacific Capital Partners, Inc. CRD: 24519 | — | 0 | 0 | A | INACTIVE |
| Pacific Current Group CRD: 157976 | — | 0 | 0 | A | Unknown |
| Pacific Current Group CRD: 156263 | — | 0 | 0 | A | INACTIVE |
| Pacific Equity Partners PTY Limited CRD: 291967 | — | 0 | 0 | A | Unknown |
| Pacific Financial Planners, Inc CRD: 112249 | — | 0 | 0 | A | Unknown |
| Pacific Financial Planners, LLC CRD: 132314 | — | 0 | 2 | A | Unknown |
| Pacific Genesis Group, Inc. CRD: 37429 | — | 9 | 0 | D | INACTIVE |
| Pacific Global Advisory Group LLC CRD: 158601 | — | 0 | 1 | A | Unknown |
| Pacific Harbor Holdings, Limited CRD: 164404 | — | 0 | 0 | A | Unknown |
| Pacific Income Advisers Inc CRD: 104719 | — | 0 | 5 | A | Unknown |
| Pacific Insight Corp CRD: 289578 | — | 0 | 0 | A | Unknown |
| Pacific Investment Advisory CRD: 133484 | — | 0 | 0 | A | Unknown |
| Pacific Lake Partners, LLC CRD: 160377 | — | 0 | 1 | A | Unknown |