Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Craig-Hallum Capital Group LLC CRD: 121395 | MN | 4 | 6 | B | Active |
| Craig-Hallum, Inc. CRD: 1546 | - | 0 | 0 | A | INACTIVE |
| Crake Asset Management CRD: 304493 | - | 0 | 0 | - | Unknown |
| Cralin & Co., Inc. CRD: 7605 | - | 0 | 0 | A | INACTIVE |
| Cramer & Rauchegger, Inc. CRD: 164784 | - | 0 | 2 | - | Unknown |
| Cramer Rosenthal MCGLYNN LLC CRD: 107911 | - | 0 | 1 | - | Unknown |
| Cranbourne Securities Limited CRD: 10156 | - | 0 | 0 | A | INACTIVE |
| Cranbrook Wealth Management, LLC CRD: 132058 | - | 0 | 5 | - | Unknown |
| Crandall, Vickery & Co., Inc. CRD: 21674 | - | 0 | 0 | A | INACTIVE |
| Crane & Co. Securities Incorporated CRD: 16923 | - | 0 | 0 | A | INACTIVE |
| Crane Capital Associates, LLC CRD: 118115 | - | 0 | 0 | A | INACTIVE |
| Crane Capital Management LLC CRD: 288642 | - | 0 | 0 | - | Unknown |
| Crane Capital Management LLC CRD: 310157 | - | 0 | 1 | - | Unknown |
| Crane Financial Solutions CRD: 330410 | - | 0 | 0 | - | Unknown |
| Crane Investment Group CRD: 321614 | - | 0 | 0 | - | Unknown |
| Crane Investments Inc CRD: 172755 | - | 0 | 1 | - | Unknown |
| Crane Island Family Office CRD: 322088 | - | 0 | 0 | - | Unknown |
| Crane Street FW GP LLC CRD: 170559 | - | 0 | 0 | - | Unknown |
| Crane Street FW II GP CRD: 326587 | - | 0 | 0 | - | Unknown |
| Crane Street FW II Investment LP CRD: 326537 | - | 0 | 0 | - | Unknown |
| Crane Venture Partners LLP CRD: 297067 | - | 0 | 0 | - | Unknown |
| Cranmer & Cranmer, Inc. CRD: 33487 | - | 0 | 0 | A | INACTIVE |
| Cranston Capital Management, LLC CRD: 162190 | - | 0 | 1 | - | Unknown |
| Cranston Securities Company CRD: 7141 | - | 0 | 0 | A | INACTIVE |
| Crash Boat Capital CRD: 323548 | - | 0 | 0 | - | Unknown |
| Cratero Capital LLC CRD: 317496 | - | 0 | 1 | - | Unknown |
| Craton Capital Management, LLC CRD: 161653 | - | 0 | 0 | - | Unknown |
| Craton Equity Partners CRD: 156595 | - | 0 | 0 | - | Unknown |
| Cratty & Swanson Advisors L.L.C. CRD: 283587 | - | 0 | 1 | - | Unknown |
| Cratus Capital, LLC CRD: 282648 | - | 0 | 2 | - | Unknown |
| Craven Capital LLC CRD: 159238 | - | 0 | 1 | - | Unknown |
| Cravens & Company Wealth Management CRD: 130071 | - | 0 | 1 | - | Unknown |
| Cravens Brothers Private Wealth Management LLC CRD: 162673 | - | 0 | 1 | - | Unknown |
| Cravey Securities Corporation CRD: 15890 | - | 0 | 0 | A | INACTIVE |
| Crawford & Sons, Ltd. CRD: 41285 | - | 0 | 0 | A | INACTIVE |
| Crawford Advisory Group, LLC CRD: 115676 | - | 0 | 2 | - | Unknown |
| Crawford Asset Management, LLC CRD: 141475 | - | 0 | 1 | - | Unknown |
| Crawford Capital, LLC CRD: 297020 | - | 0 | 2 | - | Unknown |
| Crawford Financial Planning & Consulting CRD: 134936 | - | 0 | 1 | - | Unknown |
| Crawford Investment Counsel Inc CRD: 110271 | - | 0 | 8 | - | Unknown |
| Crawford Lake Capital Management, LLC CRD: 175132 | - | 0 | 0 | - | Unknown |
| Crawford N. Kirkpatrick, Investment Advisor CRD: 123338 | - | 0 | 0 | - | Unknown |
| Crawford Wealth Management CRD: 332941 | - | 0 | 2 | - | Unknown |
| Crawford, Maryellen CRD: 119616 | - | 0 | 0 | A | INACTIVE |
| Crayhill Capital Management LP CRD: 281154 | - | 0 | 1 | - | Unknown |
| Crazy Horse Trading, LLC CRD: 104772 | - | 0 | 0 | A | INACTIVE |
| CRB Securities, LLC CRD: 283134 | NJ | 0 | 3 | A | Active |
| CRB Strategic Services LLC CRD: 327156 | - | 0 | 1 | - | Unknown |
| CRC Capital LLC CRD: 152102 | - | 0 | 1 | - | Unknown |
| CRC Capital Markets LLC CRD: 142596 | - | 0 | 0 | A | INACTIVE |