Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pacific Paradigm Advisors LLC CRD: 173188 | — | 0 | 1 | A | Unknown |
| Pacific Park Financial, Inc. CRD: 122867 | — | 0 | 1 | A | Unknown |
| Pacific Peak Advisors, LLC CRD: 326711 | — | 0 | 3 | A | Unknown |
| Pacific Peak Capital Partners Ltd CRD: 336547 | — | 0 | 1 | A | Unknown |
| Pacific Pearl Group CRD: 148077 | — | 0 | 0 | A | INACTIVE |
| Pacific Pension Advisors CRD: 164740 | — | 0 | 0 | A | Unknown |
| Pacific Point Advisors, LLC CRD: 283095 | — | 0 | 0 | A | Unknown |
| Pacific Point Advisors, LLC CRD: 310731 | — | 0 | 3 | A | Unknown |
| Pacific Point Capital, LLC CRD: 297105 | — | 0 | 0 | A | Unknown |
| Pacific Point Securities, LLC CRD: 150272 | CA | 0 | 2 | A | Active |
| Pacific Propartners CRD: 281754 | — | 0 | 0 | A | Unknown |
| Pacific Research & Trading, LLC CRD: 44278 | — | 0 | 0 | A | INACTIVE |
| Pacific Sage Partners, LLC CRD: 315663 | — | 0 | 1 | A | Unknown |
| Pacific Securities CRD: 35275 | — | 0 | 0 | A | INACTIVE |
| Pacific Summit Securities CRD: 30993 | — | 4 | 0 | C | INACTIVE |
| Pacific SUN Financial Corp CRD: 284286 | — | 0 | 2 | A | Unknown |
| Pacific United Planning, Inc. CRD: 283091 | — | 0 | 1 | A | Unknown |
| Pacific Value, LLC CRD: 147086 | — | 0 | 2 | A | Unknown |
| Pacific Venture Group CRD: 162144 | — | 0 | 0 | A | Unknown |
| Pacific Wealth Advisory, LLC CRD: 297657 | — | 0 | 1 | A | Unknown |
| Pacific Wealth Partners, LLC CRD: 315291 | — | 0 | 1 | A | Unknown |
| Pack Private Wealth, LLC CRD: 310523 | — | 0 | 1 | A | Unknown |
| Pack Ventures CRD: 317489 | — | 0 | 1 | A | Unknown |
| Packard Group Inc. CRD: 16722 | — | 0 | 0 | A | INACTIVE |
| Pacrim Advisory Services CRD: 164906 | — | 0 | 2 | A | Unknown |
| Pact CRD: 333871 | — | 0 | 1 | A | Unknown |
| Pactolus CRD: 155195 | — | 0 | 2 | A | Unknown |
| Pactolus Capital Partners CRD: 7518 | VA | 2 | 2 | B | Active |
| PAD Trading LLC CRD: 113686 | — | 0 | 0 | A | INACTIVE |
| Padden Financial Planning LLC CRD: 166611 | — | 0 | 3 | A | Unknown |
| Paddington Partners CRD: 16749 | — | 0 | 0 | A | INACTIVE |
| PAG CRD: 161814 | — | 0 | 0 | A | Unknown |
| PAG Financial, LLC CRD: 307279 | NJ | 0 | 2 | A | Active |
| PAG Investment Advisors PTE. Ltd. CRD: 296818 | — | 0 | 0 | A | Unknown |
| Pagaya Investments US LLC CRD: 299672 | — | 0 | 1 | A | Unknown |
| Page Edwards LLC CRD: 283532 | — | 0 | 0 | A | Unknown |
| Page, Kevin J CRD: 31737 | — | 0 | 0 | A | INACTIVE |
| Pagel Inc. CRD: 6007 | — | 0 | 0 | A | INACTIVE |
| Pagemill Partners, LLC CRD: 132184 | — | 0 | 0 | A | INACTIVE |
| Pagf GP, LLC CRD: 161760 | — | 0 | 0 | A | Unknown |
| Pagnatokarp Partners, LLC CRD: 282298 | — | 0 | 0 | A | Unknown |
| PAI Partners CRD: 162204 | — | 0 | 0 | A | Unknown |
| PAI Partners CRD: 335169 | — | 0 | 0 | A | Unknown |
| PAI Partners CRD: 306412 | — | 0 | 0 | A | Unknown |
| PAI Partners CRD: 307105 | — | 0 | 0 | A | Unknown |
| Paine Schwartz Partners, LLC CRD: 157551 | — | 0 | 1 | A | Unknown |
| Painted Porch Advisors LLC CRD: 304375 | — | 0 | 4 | A | Unknown |
| Pair Lending LLC CRD: 281987 | — | 0 | 2 | A | Unknown |
| Pairone Private Wealth CRD: 336860 | — | 0 | 1 | A | Unknown |
| Pairs Perfect Capital, LLC CRD: 153921 | — | 0 | 0 | A | Unknown |