Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| CRC Digital Capital Advisors LLC CRD: 318004 | - | 0 | 0 | - | Unknown |
| CRC Investments, Inc. CRD: 10475 | - | 0 | 0 | A | INACTIVE |
| CRC Management LLC CRD: 312889 | - | 0 | 1 | - | Unknown |
| CRC-IB CRD: 158736 | NY | 0 | 5 | A | Active |
| CRCM L.P. CRD: 160976 | - | 0 | 1 | - | Unknown |
| CRE Venture Capital, Inc. CRD: 317875 | - | 0 | 1 | - | Unknown |
| Creacion Ventures Management US LLC CRD: 313672 | - | 0 | 1 | - | Unknown |
| Creacion Ventures Management, LLC CRD: 309866 | - | 0 | 0 | - | Unknown |
| Creador CRD: 170328 | - | 0 | 0 | - | Unknown |
| Creaegis Advisors PTE. Ltd. CRD: 336485 | - | 0 | 0 | - | Unknown |
| Creand Management CRD: 154894 | - | 0 | 1 | - | Unknown |
| Creand Securities CRD: 38964 | FL | 7 | 2 | C | Active |
| Creandum Fund Manager AB CRD: 330446 | - | 0 | 0 | - | Unknown |
| Creandum III Advisor AB CRD: 308517 | - | 0 | 0 | - | Unknown |
| Creandum IV Advisor AB CRD: 308519 | - | 0 | 0 | - | Unknown |
| Creandum V Advisor AB CRD: 306543 | - | 0 | 0 | - | Unknown |
| Crease Capital Partners CRD: 286358 | - | 0 | 0 | - | Unknown |
| Create Health Ventures LLC CRD: 317523 | - | 0 | 1 | - | Unknown |
| Create MY Wealth LLC CRD: 316717 | - | 0 | 1 | - | Unknown |
| Create Your Path LLC CRD: 310062 | - | 0 | 1 | - | Unknown |
| Create, LLC CRD: 309648 | - | 0 | 2 | - | Unknown |
| Creation Capital LLC CRD: 113912 | - | 0 | 0 | A | INACTIVE |
| Creation Investments CRD: 171581 | - | 0 | 1 | - | Unknown |
| Creatis Capital LLC CRD: 131986 | ME | 1 | 2 | B | Active |
| Creatis Manager LLC CRD: 286466 | - | 0 | 1 | - | Unknown |
| Creative Asset Management CRD: 128780 | - | 0 | 0 | - | Unknown |
| Creative Capital CRD: 311492 | - | 0 | 0 | - | Unknown |
| Creative Capital Management Corporation CRD: 11145 | - | 6 | 0 | C | INACTIVE |
| Creative Capital Management Inc CRD: 112363 | - | 0 | 0 | - | Unknown |
| Creative Capital Management Investments LLC CRD: 286567 | - | 0 | 1 | - | Unknown |
| Creative Capital Wealth Management Group CRD: 304376 | - | 0 | 1 | - | Unknown |
| Creative Capitalists, Inc CRD: 298898 | - | 0 | 1 | - | Unknown |
| Creative Climate Capital, LLC CRD: 328666 | - | 0 | 1 | - | Unknown |
| Creative Equity Resources, Inc. CRD: 8190 | - | 0 | 0 | A | INACTIVE |
| Creative Financial Concepts, Inc. CRD: 144618 | - | 0 | 1 | - | Unknown |
| Creative Financial Concepts,LLC CRD: 111844 | - | 0 | 0 | - | Unknown |
| Creative Financial Design CRD: 118906 | - | 0 | 0 | - | Unknown |
| Creative Financial Designs, Inc. CRD: 109032 | - | 0 | 174 | - | Unknown |
| Creative Financial Services, Inc CRD: 119801 | - | 0 | 0 | - | Unknown |
| Creative Funding Corporation CRD: 117439 | - | 0 | 2 | - | Unknown |
| Creative Growth Strategies CRD: 115630 | - | 0 | 0 | - | Unknown |
| Creative Health Ventures, Inc. CRD: 23749 | - | 0 | 0 | A | INACTIVE |
| Creative Investment Group CRD: 334028 | - | 0 | 1 | - | Unknown |
| Creative Money LLC CRD: 284357 | - | 0 | 7 | - | Unknown |
| Creative Planning CRD: 105348 | - | 0 | 1,073 | - | Unknown |
| Creative Planning Company CRD: 1551 | - | 1 | 0 | B | INACTIVE |
| Creative Planning Concepts, LLC CRD: 115954 | - | 0 | 0 | - | Unknown |
| Creative Portfolios, LLC CRD: 171503 | - | 0 | 0 | - | Unknown |
| Creative Resources Investment Advisors LLC CRD: 110484 | - | 0 | 3 | - | Unknown |
| Creative Retirement Planning, Inc. CRD: 138274 | - | 0 | 2 | - | Unknown |