Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Creative Securities Corp.
CRD: 3509
 - 0 0 A INACTIVE
Creative TAX Planners, Inc.
CRD: 13246
 - 5 0 C INACTIVE
Creative Ventures GP, LLC
CRD: 312872
 - 0 0 - Unknown
Creative Ventures GP, LLC
CRD: 284558
 - 0 0 - Unknown
Creative Ventures Management, LLC
CRD: 325520
 - 0 1 - Unknown
Creative Wealth Builders, LLC
CRD: 171632
 - 0 1 - Unknown
Creative Wealth Management, LLC
CRD: 119273
 - 0 0 - Unknown
Creative/CW Equities Corporation
CRD: 11567
 - 0 0 A INACTIVE
Creativeone Securities, LLC
CRD: 152974
 KS 1 148 B Active
Creativeone Wealth, LLC
CRD: 281213
 - 0 239 - Unknown
Creativevest Inc
CRD: 323784
 - 0 2 - Unknown
Creator Partners Holdings, LLC
CRD: 337891
 - 0 1 - Unknown
Creator Wealth Management
CRD: 312840
 - 0 0 - Unknown
Creatorled Ventures, LLC
CRD: 322072
 - 0 1 - Unknown
Crecer
CRD: 335908
 - 0 1 - Unknown
Crecera Finance Management Company, LLC
CRD: 160764
 - 0 0 - Unknown
Creci Venture Partners
CRD: 334425
 - 0 1 - Unknown
Credence Rock Capital Management, LLC
CRD: 173264
 - 0 1 - Unknown
Credentia Group, LLC
CRD: 170587
 - 0 1 - Unknown
Credere Capital LLP
CRD: 289741
 - 0 0 - Unknown
Credicorp Capital Advisors LLC
CRD: 290081
 - 0 2 - Unknown
Credicorp Capital LLC
CRD: 136791
 FL 5 2 C Active
Credicorp Capital Securities, Inc.
CRD: 122199
 - 1 0 B INACTIVE
Credit Agricole Cheuvreux North America, Inc.
CRD: 8010
 - 6 0 D INACTIVE
Credit Agricole Securities (USA) Inc.
CRD: 190
 NY 18 6 D Active
Credit Bridge Advisors LLC
CRD: 332233
 - 0 1 - Unknown
Credit Capital Investments
CRD: 160537
 - 0 1 - Unknown
Credit Frontier Hong Kong Limited
CRD: 300468
 - 0 0 - Unknown
Credit Industriel ET Commercial, SA
CRD: 282697
 - 0 0 - Unknown
Credit Suisse Asset Management Securities LLC
CRD: 15654
 - 0 0 A INACTIVE
Credit Suisse Capital LLC
CRD: 103821
 - 1 0 B INACTIVE
Credit Suisse Hedging-Griffo Servios Internacionai…
CRD: 130528
 - 0 0 - Unknown
Credit Suisse Prime Securities Services (USA) LLC
CRD: 151470
 - 0 0 A INACTIVE
Credit Suisse Private Advisors AG
CRD: 112892
 - 0 0 A INACTIVE
Credit Suisse Securities (USA) LLC
CRD: 816
 - 354 0 F INACTIVE
Credit Union Brokerage Services, Inc.
CRD: 37548
 - 0 0 A INACTIVE
Credit Union Enhancements LLC
CRD: 152497
 - 0 0 - Unknown
Credit Union Investment Services
CRD: 144871
 - 0 305 - Unknown
Credit Value Partners, LLC
CRD: 154625
 - 0 0 - Unknown
Creditease Financial Services (USA) Corp.
CRD: 297557
 - 0 0 A INACTIVE
Creditease Urbanite Capital, LLC
CRD: 292006
 - 0 1 - Unknown
Creditease Wealth Management (USA) Limited
CRD: 285442
 - 0 0 - Unknown
Creditex Group, Inc.
CRD: 47847
 - 0 0 A INACTIVE
Creed Evans Financial Advisory, LLC
CRD: 337803
 - 0 1 - Unknown
Creegan & Associates
CRD: 339722
 - 0 1 - Unknown
Creek Drive Management Group LLC
CRD: 317656
 - 0 0 - Unknown
Creek Drive Management Group LLC
CRD: 332075
 - 0 1 - Unknown
Creekside Advisors, Inc.
CRD: 122712
 - 0 0 - Unknown
Creekside Capital, Inc.
CRD: 108972
 - 0 3 - Unknown
Creekside Consulting LLC
CRD: 174242
 - 0 0 - Unknown
Page 359 of 1601 (80,028 total)
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