Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pakha Investment Advisory CRD: 173205 | — | 0 | 1 | A | Unknown |
| PAL Investment Partners, LLC CRD: 127521 | — | 0 | 0 | A | INACTIVE |
| PAL-BRO Partners, L.L.C. CRD: 43655 | — | 0 | 0 | A | INACTIVE |
| Paladin Financial CRD: 288387 | — | 0 | 2 | A | Unknown |
| Paladin Partners CRD: 132024 | — | 0 | 1 | A | Unknown |
| Paladin Realty Partners, LLC CRD: 158258 | — | 0 | 1 | A | Unknown |
| Paladin Research & Registry CRD: 143203 | — | 0 | 0 | A | Unknown |
| Paladin Wealth Partners CRD: 285303 | — | 0 | 1 | A | Unknown |
| Paladino Wealth CRD: 307799 | — | 0 | 1 | A | Unknown |
| Palamon Capital Partners, LP CRD: 162059 | — | 0 | 0 | A | Unknown |
| Palatine Private Equity LLP CRD: 163410 | — | 0 | 0 | A | Unknown |
| Palico LLC CRD: 15960 | NY | 0 | 1 | A | Active |
| Palisade Financial CRD: 158695 | — | 0 | 1 | A | Unknown |
| Palisades Planning Corp. CRD: 7988 | — | 0 | 0 | A | INACTIVE |
| Pallas Investment Partners, L.P. CRD: 109592 | — | 0 | 0 | A | Unknown |
| Pallas Ventures CRD: 311314 | — | 0 | 0 | A | Unknown |
| Palliser Capital (UK) Ltd CRD: 315071 | — | 0 | 0 | A | Unknown |
| Palliser Capital (US) LLC CRD: 336396 | — | 0 | 1 | A | Unknown |
| Palm Capital Group LLC CRD: 285794 | — | 0 | 0 | A | Unknown |
| Palm Capital Group LLC CRD: 333395 | — | 0 | 1 | A | Unknown |
| Palm Lane Capital LLP CRD: 311225 | — | 0 | 0 | A | Unknown |
| Palm Management (US) LLC CRD: 317192 | — | 0 | 1 | A | Unknown |
| Palm Peak Capital, LLC CRD: 334986 | — | 0 | 1 | A | Unknown |
| Palm Securities, Inc. CRD: 27509 | — | 0 | 0 | A | INACTIVE |
| Palm Springs Advisory LLC CRD: 289398 | — | 0 | 0 | A | Unknown |
| Palm Ventures, LLC CRD: 170118 | — | 0 | 0 | A | Unknown |
| Palm View Investments CRD: 328848 | — | 0 | 1 | A | Unknown |
| Palm Wealth Partners CRD: 323361 | — | 0 | 1 | A | Unknown |
| Palmas Investments CRD: 19471 | — | 0 | 0 | A | INACTIVE |
| Palmas Securities CRD: 299935 | PR | 0 | 2 | A | Active |
| Palmer Partners, Inc. CRD: 104142 | — | 0 | 0 | A | INACTIVE |
| Palmer Wealth Planning CRD: 313374 | — | 0 | 1 | A | Unknown |
| Palmer, Pollacchi & Co., Inc. CRD: 641 | — | 2 | 0 | B | INACTIVE |
| Palmetto Advisory CRD: 152286 | — | 0 | 4 | A | Unknown |
| Palmetto Advisory Group, LLC CRD: 150270 | SC | 0 | 2 | A | Active |
| Palmetto Premier Advisors, LLC CRD: 282960 | — | 0 | 0 | A | Unknown |
| Palmetto Private Wealth, LLC CRD: 328052 | — | 0 | 1 | A | Unknown |
| Palo Alto Advisors, Inc. CRD: 140828 | — | 0 | 0 | A | Unknown |
| Palo Duro Partners, LLC CRD: 305990 | — | 0 | 1 | A | Unknown |
| Palogic Value Management, L.P. CRD: 155133 | — | 0 | 2 | A | Unknown |
| Palomar Point Partners, LLC CRD: 290995 | — | 0 | 0 | A | Unknown |
| Palos Management Inc. CRD: 304309 | — | 0 | 0 | A | Unknown |
| Palumni VC, LLC CRD: 321066 | — | 0 | 1 | A | Unknown |
| Pama Group Inc. CRD: 107523 | — | 0 | 0 | A | Unknown |
| Pamela Otten LLC CRD: 156826 | — | 0 | 1 | A | Unknown |
| Pamex Securities, L.L.C. CRD: 40948 | — | 0 | 0 | A | INACTIVE |
| Pamlico Capital CRD: 157532 | — | 0 | 1 | A | Unknown |
| Pampa Capital CRD: 163477 | — | 0 | 0 | A | Unknown |
| Pamria, LLC CRD: 154027 | — | 0 | 0 | A | Unknown |
| PAN GEO Investment Inc CRD: 106007 | — | 0 | 0 | A | Unknown |