Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| PAN Midstream Management LLC CRD: 326732 | — | 0 | 1 | A | Unknown |
| PAN-West Capital Corp. CRD: 16624 | — | 0 | 0 | A | INACTIVE |
| Panagotacos, Nicholas CRD: 293924 | — | 0 | 1 | A | Unknown |
| Panda Power Funds CRD: 159237 | — | 0 | 0 | A | Unknown |
| Pandi, LLC CRD: 330112 | — | 0 | 1 | A | Unknown |
| Pandora Wealth, Inc. CRD: 331816 | — | 0 | 3 | A | Unknown |
| Pandtong Quantitative Research Limited CRD: 329039 | — | 0 | 0 | A | Unknown |
| Pangaea Ventures US Inc. CRD: 281517 | — | 0 | 1 | A | Unknown |
| Pangin Investments LLC CRD: 281071 | — | 0 | 0 | A | Unknown |
| Pani Bekaert Pluim & Co. LLC CRD: 284853 | — | 0 | 1 | A | Unknown |
| Panna Management LLC CRD: 301149 | — | 0 | 1 | A | Unknown |
| Panorama Partners, LLC CRD: 165643 | — | 0 | 0 | A | Unknown |
| Panorama Point Partners, LLC CRD: 165704 | — | 0 | 1 | A | Unknown |
| Panoramic Capital Partners LLC CRD: 331349 | — | 0 | 2 | A | Unknown |
| Panoramic Financial Planning CRD: 282461 | — | 0 | 1 | A | Unknown |
| Panos Financial Partners, LLC CRD: 158080 | — | 0 | 1 | A | Unknown |
| Pantheon CRD: 110091 | — | 0 | 1 | A | Unknown |
| Pantheon CRD: 300263 | — | 0 | 0 | A | Unknown |
| Pantheon CRD: 153425 | — | 0 | 1 | A | Unknown |
| Pantheon CRD: 161631 | — | 0 | 0 | A | Unknown |
| Pantheon Wealth Planning CRD: 166825 | — | 0 | 1 | A | Unknown |
| Panther Capital Group CRD: 152521 | — | 0 | 0 | A | Unknown |
| Panther Financial Planning, LLC CRD: 145707 | — | 0 | 0 | A | Unknown |
| Panther Global CRD: 338584 | — | 0 | 1 | A | Unknown |
| Pantheum Partners Limited CRD: 305106 | — | 0 | 0 | A | Unknown |
| Pantile Investments CRD: 312696 | — | 0 | 1 | A | Unknown |
| PAP LLC CRD: 122958 | — | 0 | 0 | A | INACTIVE |
| Pape Financial CRD: 331687 | — | 0 | 1 | A | Unknown |
| Pappas Ventures CRD: 163346 | — | 0 | 1 | A | Unknown |
| PAR5 Capital & Co LLC CRD: 134657 | FL | 0 | 3 | A | Active |
| Parabla, LLC CRD: 323978 | — | 0 | 1 | A | Unknown |
| Parabolic Trading Partners, L.P. CRD: 46618 | — | 0 | 0 | A | INACTIVE |
| Paracap Group LLC CRD: 141776 | — | 0 | 0 | A | INACTIVE |
| Paraclete Life Planning L.L.C. CRD: 325341 | — | 0 | 2 | A | Unknown |
| Parade Route LLC CRD: 322794 | — | 0 | 0 | A | Unknown |
| Paradiem, LLC CRD: 158200 | — | 0 | 3 | A | Unknown |
| Paradigm Capital U.S. Inc. CRD: 104425 | — | 1 | 0 | B | Active |
| Paradigm Group CRD: 305837 | — | 0 | 1 | A | Unknown |
| Paradigm Quantitative Technologies, LLC CRD: 291955 | — | 0 | 1 | A | Unknown |
| Paradigm Wealth CRD: 287797 | — | 0 | 0 | A | Unknown |
| Paradise Advisor Group LLC CRD: 332698 | — | 0 | 1 | A | Unknown |
| Paragon Advising Group, L.P. CRD: 116608 | — | 0 | 0 | A | INACTIVE |
| Paragon Advisor Partners LLP CRD: 284728 | — | 0 | 0 | A | Unknown |
| Paragon Capital Partners, LLC CRD: 132877 | — | 0 | 0 | A | INACTIVE |
| Paragon Financial Partners CRD: 158041 | — | 0 | 1 | A | Unknown |
| Paragon Investments CRD: 24845 | — | 0 | 0 | A | INACTIVE |
| Paragon JV Partners, LLC CRD: 163264 | — | 0 | 1 | A | Unknown |
| Paragon Pacific Securities, Inc. CRD: 20634 | — | 0 | 0 | A | INACTIVE |
| Paragon Partners GMBH CRD: 170648 | — | 0 | 0 | A | Unknown |
| Parakaleo Planning CRD: 322568 | — | 0 | 0 | A | Unknown |