Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Creekside Financial Planning, L.L.C. CRD: 339701 | - | 0 | 1 | - | Unknown |
| Creekside Investment Management, Inc. CRD: 104800 | - | 0 | 0 | - | Unknown |
| Creekside Partners CRD: 125401 | - | 0 | 1 | - | Unknown |
| Creekstone Capital CRD: 325715 | TN | 0 | 2 | A | Active |
| Creekstone Capital Management, LLC CRD: 154764 | - | 0 | 0 | - | Unknown |
| Creighton Capital Management LLC CRD: 307737 | - | 0 | 1 | - | Unknown |
| Creighton James Germeroth CRD: 115398 | - | 0 | 0 | - | Unknown |
| Creighton Retirement Partners CRD: 289943 | - | 0 | 0 | - | Unknown |
| Crellin Capital, LLC CRD: 164402 | - | 0 | 0 | - | Unknown |
| Crenshaw Associates CRD: 131735 | - | 0 | 0 | - | Unknown |
| Crenshaw Capital Management CRD: 153427 | - | 0 | 2 | - | Unknown |
| Creo Capital CRD: 174752 | - | 0 | 0 | - | Unknown |
| Creo Capital Partners Management LLC CRD: 296861 | - | 0 | 1 | - | Unknown |
| Creo Global Capital LLC CRD: 159771 | - | 0 | 1 | - | Unknown |
| Creole Wealth Solutions, LLC CRD: 305150 | - | 0 | 1 | - | Unknown |
| Cresalta Investment Management, Inc. CRD: 339872 | - | 0 | 1 | - | Unknown |
| Cresap, Inc. CRD: 25899 | PA | 3 | 6 | B | Active |
| Crescat Portfolio Management LLC CRD: 139620 | - | 0 | 2 | - | Unknown |
| Crescendo Capital Management, LLC CRD: 157397 | - | 0 | 1 | - | Unknown |
| Crescendo Equity Partners Limited CRD: 319233 | - | 0 | 0 | - | Unknown |
| Crescendo Markets LLC CRD: 298072 | NY | 0 | 2 | A | Active |
| Crescendo Wealth Advisors CRD: 153703 | - | 0 | 0 | - | Unknown |
| Crescendo Wealth Group LLC CRD: 333264 | - | 0 | 3 | - | Unknown |
| Crescent Advisor Group, Inc. CRD: 115974 | - | 0 | 9 | - | Unknown |
| Crescent Advisory LLC CRD: 327884 | - | 0 | 0 | - | Unknown |
| Crescent Asset Management Asia PTE Ltd CRD: 289875 | - | 0 | 0 | - | Unknown |
| Crescent BAY Advisors, LLC CRD: 149719 | - | 0 | 0 | - | Unknown |
| Crescent CAP Advisors, LLC CRD: 175430 | - | 0 | 1 | - | Unknown |
| Crescent CAP NT Advisors, LLC CRD: 324139 | - | 0 | 1 | - | Unknown |
| Crescent Capital CRD: 324513 | - | 0 | 0 | - | Unknown |
| Crescent Capital & Research,Inc. CRD: 124345 | - | 0 | 0 | - | Unknown |
| Crescent Capital BDC, Inc. CRD: 330493 | - | 0 | 1 | - | Unknown |
| Crescent Capital Consulting, LLC CRD: 154925 | - | 0 | 0 | - | Unknown |
| Crescent Capital Corporation CRD: 14128 | - | 0 | 0 | A | INACTIVE |
| Crescent Capital Group LP CRD: 153966 | - | 0 | 1 | - | Unknown |
| Crescent Capital Partners CRD: 161825 | - | 0 | 0 | - | Unknown |
| Crescent City Retirement Group CRD: 146666 | - | 0 | 2 | - | Unknown |
| Crescent Court Corp. CRD: 34254 | - | 13 | 0 | D | INACTIVE |
| Crescent Cove Advisors, LP CRD: 305568 | - | 0 | 0 | - | Unknown |
| Crescent Cove Advisors, LP CRD: 288111 | - | 0 | 1 | - | Unknown |
| Crescent Cove Private Equity, LLC CRD: 319169 | - | 0 | 1 | - | Unknown |
| Crescent Crypto Manager LLC CRD: 308381 | - | 0 | 0 | - | Unknown |
| Crescent Fund CRD: 322311 | - | 0 | 1 | - | Unknown |
| Crescent Grove Advisors CRD: 170912 | - | 0 | 7 | - | Unknown |
| Crescent Hill Partners LLC CRD: 166276 | - | 0 | 1 | - | Unknown |
| Crescent Lake Advisors CRD: 309030 | - | 0 | 1 | - | Unknown |
| Crescent Meridian Capital LLC CRD: 341276 | - | 0 | 1 | - | Unknown |
| Crescent Park Management, L.P. CRD: 172326 | - | 0 | 1 | - | Unknown |
| Crescent Real Estate LLC CRD: 158397 | - | 0 | 1 | - | Unknown |
| Crescent Rock Capital Management, LP CRD: 299265 | - | 0 | 1 | - | Unknown |