Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Crescent Securities Corporation CRD: 13263 | - | 0 | 0 | A | INACTIVE |
| Crescent Securities Corporation CRD: 30713 | - | 0 | 0 | A | INACTIVE |
| Crescent Securities Group, Inc. CRD: 114993 | TX | 2 | 7 | B | Active |
| Crescent SKY Capital LP CRD: 283893 | - | 0 | 0 | - | Unknown |
| Crescent Sterling Ltd. CRD: 106633 | - | 0 | 1 | - | Unknown |
| Crescent Wealth Advisory, LLC CRD: 151156 | - | 0 | 2 | - | Unknown |
| Crescita Capital LLC CRD: 174990 | - | 0 | 0 | - | Unknown |
| Cresen Limited CRD: 333893 | - | 0 | 0 | - | Unknown |
| Cresfund Advisors CRD: 337933 | - | 0 | 1 | - | Unknown |
| Crespo Capital LLC CRD: 285294 | - | 0 | 2 | - | Unknown |
| Cresscila Wealth Management CRD: 339914 | - | 0 | 1 | - | Unknown |
| Cresset Asset Management, LLC CRD: 288566 | - | 0 | 182 | - | Unknown |
| Cresset SPG, LLC CRD: 299180 | - | 0 | 0 | - | Unknown |
| Cressey & Company LP CRD: 155606 | - | 0 | 1 | - | Unknown |
| Cressida Capital, Inc CRD: 32352 | - | 0 | 0 | A | INACTIVE |
| Cresskill Financial CRD: 106086 | - | 0 | 0 | - | Unknown |
| Cressman Esser Investment Advisors, Inc. CRD: 122962 | - | 0 | 0 | - | Unknown |
| Cressman Investment Management, L.L.C. CRD: 143242 | - | 0 | 0 | - | Unknown |
| Crest CAP Advisors, Inc CRD: 299551 | - | 0 | 1 | - | Unknown |
| Crest Capital LLC CRD: 172664 | - | 3 | 0 | C | INACTIVE |
| Crest Capital, Inc. CRD: 14484 | - | 0 | 0 | A | INACTIVE |
| Crest Evergreen Securities, Inc. CRD: 37868 | - | 1 | 0 | B | INACTIVE |
| Crest Family Advisers, LLC CRD: 302069 | - | 0 | 0 | - | Unknown |
| Crest Financial, LLC CRD: 332357 | - | 0 | 2 | - | Unknown |
| Crest International CRD: 147155 | - | 0 | 0 | - | Unknown |
| Crest Investments, Inc. CRD: 16788 | - | 0 | 0 | A | INACTIVE |
| Crest Management Partners, L.P. CRD: 38698 | - | 1 | 0 | B | INACTIVE |
| Crest Private Wealth, LLC CRD: 328856 | - | 0 | 1 | - | Unknown |
| Crest Rock Partners CRD: 305101 | - | 0 | 1 | - | Unknown |
| Crest Securities, Inc. CRD: 10486 | - | 0 | 0 | A | INACTIVE |
| Crest Wealth Advisors LLC CRD: 311760 | - | 0 | 1 | - | Unknown |
| Crest Wealth Management LLC CRD: 338818 | - | 0 | 1 | - | Unknown |
| Cresta Advisors CRD: 169641 | - | 0 | 1 | - | Unknown |
| Cresta Capital Strategies, LLC CRD: 134488 | - | 0 | 0 | A | INACTIVE |
| Cresta Fund Management LLC CRD: 288079 | - | 0 | 1 | - | Unknown |
| Cresta Westhall LLP CRD: 164986 | - | 0 | 0 | A | Active |
| Crestar Securities Corporation CRD: 17464 | - | 6 | 0 | D | INACTIVE |
| Crestera Management LLC CRD: 332310 | - | 0 | 1 | - | Unknown |
| Crestfield Capital Ltd. CRD: 340498 | - | 0 | 1 | - | Unknown |
| Crestfin Capital Partners LLC CRD: 322730 | - | 0 | 0 | - | Unknown |
| Crestgrove Capital LLC CRD: 338009 | - | 0 | 1 | - | Unknown |
| Crestland Capital Management, LLC CRD: 338909 | - | 0 | 1 | - | Unknown |
| Crestlight Venture Productions CRD: 165968 | - | 0 | 0 | - | Unknown |
| Crestline Capital, LLC CRD: 140794 | - | 0 | 0 | - | Unknown |
| Crestline Denali Capital, L.P. CRD: 126953 | - | 0 | 0 | - | Unknown |
| Crestline Management, L.P. CRD: 122711 | - | 0 | 2 | - | Unknown |
| Crestmont Advisors, LLC. CRD: 164795 | - | 0 | 0 | - | Unknown |
| Crestmont Private Wealth LLC CRD: 304170 | - | 0 | 2 | - | Unknown |
| Crestmont Securities,Inc. CRD: 14691 | - | 0 | 0 | A | INACTIVE |
| Crestone Asset Management LLC CRD: 108581 | - | 0 | 0 | - | Unknown |