Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Parala Capital CRD: 338116 | — | 0 | 0 | A | Unknown |
| Parallax Capital Partners, LLC CRD: 167159 | — | 0 | 0 | A | Unknown |
| Parallax Fund, L.P. CRD: 39867 | — | 2 | 0 | B | INACTIVE |
| Parallel Resource Partners, LLC CRD: 160556 | — | 0 | 0 | A | Unknown |
| Paramo Capital Partners, LLC CRD: 159375 | — | 0 | 0 | A | Unknown |
| Paramount Investments International, Inc. CRD: 30898 | — | 0 | 0 | A | INACTIVE |
| Paramount Planners, LLC CRD: 108437 | — | 0 | 0 | A | INACTIVE |
| Parcion Private Wealth LLC CRD: 305115 | — | 0 | 1 | A | Unknown |
| Pardis CRD: 301564 | — | 0 | 0 | A | Unknown |
| Pare Partners II LLC CRD: 327575 | — | 0 | 1 | A | Unknown |
| Pare Partners LLC CRD: 309242 | — | 0 | 1 | A | Unknown |
| Pari Passu Ventures LLC CRD: 328557 | — | 0 | 1 | A | Unknown |
| Pari Passu Ventures LT LLC CRD: 334238 | — | 0 | 1 | A | Unknown |
| Pari Washington Company PVT. Ltd CRD: 161861 | — | 0 | 0 | A | Unknown |
| Parikh Securities CRD: 14174 | — | 0 | 0 | A | INACTIVE |
| Parisi Capital CRD: 308436 | — | 0 | 1 | A | Unknown |
| Park Avenue Securities, Inc./PA CRD: 31916 | — | 0 | 0 | A | INACTIVE |
| Park City Capital, LLC CRD: 148103 | — | 0 | 0 | A | Unknown |
| Park Equities,Ltd. CRD: 14655 | — | 0 | 0 | A | INACTIVE |
| Park Hill Group LLC CRD: 135898 | — | 0 | 0 | A | INACTIVE |
| Park Madison Partners LLC CRD: 140016 | NY | 0 | 4 | A | Active |
| Park Piedmont Advisors LLC CRD: 129451 | — | 0 | 0 | A | Unknown |
| Park Place Capital Corporation CRD: 107952 | — | 0 | 2 | A | Unknown |
| Park Place Wealth Advisors, Inc CRD: 142745 | — | 0 | 1 | A | Unknown |
| Park Presidio Capital LLC CRD: 168954 | — | 0 | 1 | A | Unknown |
| Park Properties & Securities CRD: 17836 | — | 0 | 0 | A | INACTIVE |
| Park Securities (USA), Inc. CRD: 25378 | — | 0 | 0 | A | INACTIVE |
| Park Shore Partners LLC CRD: 145265 | — | 0 | 10 | A | Unknown |
| Park South Securities, LLC CRD: 103520 | — | 1 | 0 | B | INACTIVE |
| Park Square Capital USA LP CRD: 296630 | — | 0 | 0 | A | Unknown |
| Park Square Capital USA LP CRD: 338573 | — | 0 | 1 | A | Unknown |
| Park Street Capital Advisers, L.L.C. CRD: 115443 | — | 0 | 1 | A | Unknown |
| Park View Advisory Group CRD: 305429 | — | 0 | 0 | A | Unknown |
| Park Wealth Ltd. CRD: 284928 | — | 0 | 0 | A | Unknown |
| Park, Ryan, Inc. CRD: 7154 | — | 0 | 0 | A | INACTIVE |
| Parker Advisory Group, LLC CRD: 150946 | — | 0 | 0 | A | Unknown |
| Parker Capital Corp. CRD: 47070 | — | 0 | 0 | A | INACTIVE |
| Parker Financial Corp. CRD: 42140 | — | 3 | 0 | C | INACTIVE |
| Parker Financial Planning, LLC. CRD: 147413 | — | 0 | 1 | A | Unknown |
| Parker Jameson, Inc. CRD: 18409 | — | 0 | 0 | A | INACTIVE |
| Parker Point Capital, LLC CRD: 149529 | — | 0 | 0 | A | INACTIVE |
| Parkgreen Securities Corp. CRD: 12955 | — | 0 | 0 | A | INACTIVE |
| Parkhurst Consulting CPA PC CRD: 149240 | — | 0 | 1 | A | Unknown |
| Parkridge|Jcam CRD: 294458 | — | 0 | 0 | A | Unknown |
| Parks Capital CRD: 138121 | — | 0 | 0 | A | Unknown |
| Parkview Financial Fund GP, Inc. CRD: 298856 | — | 0 | 0 | A | Unknown |
| Parkview US LLC CRD: 160172 | — | 0 | 1 | A | Unknown |
| Parkway Advisors, L.P. CRD: 112629 | — | 0 | 4 | A | Unknown |
| Parkwoods Wealth Partners, LLC CRD: 331565 | — | 0 | 16 | A | Unknown |
| Parlan Financial Corp CRD: 105470 | — | 0 | 0 | A | Unknown |