Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Parlay Read CRD: 310674 | — | 0 | 0 | A | Unknown |
| Parliament Hill Capital Corp. CRD: 11417 | — | 0 | 0 | A | INACTIVE |
| Parliament Securities Corp. CRD: 14263 | — | 0 | 0 | A | INACTIVE |
| Parnassus Investments CRD: 149193 | — | 0 | 0 | A | Unknown |
| Parplus Partners LLC CRD: 286478 | — | 0 | 0 | A | Unknown |
| Parr Securities Corp. CRD: 10234 | — | 0 | 0 | A | INACTIVE |
| Pars Securities, Inc. CRD: 4899 | — | 3 | 0 | C | INACTIVE |
| Parsec Financial CRD: 104919 | — | 0 | 0 | A | Unknown |
| Parsow Management LLC CRD: 160486 | — | 0 | 1 | A | Unknown |
| Partech Partners CRD: 325920 | — | 0 | 0 | A | Unknown |
| Parthenon Capital Partners CRD: 157398 | — | 0 | 1 | A | Unknown |
| Parthenon L.P. CRD: 40818 | — | 0 | 0 | A | INACTIVE |
| Parti Pris Investment Partners, Inc. CRD: 325990 | — | 0 | 0 | A | Unknown |
| Partner Financial CRD: 321182 | — | 0 | 0 | A | Unknown |
| Partner Wealth CRD: 287972 | — | 0 | 1 | A | Unknown |
| Partners Capital, LLC CRD: 328074 | — | 0 | 7 | A | Unknown |
| Partners Finance CRD: 315067 | TX | 0 | 3 | A | Active |
| Partners for Growth CRD: 163495 | — | 0 | 1 | A | Unknown |
| Partners for Planning, LLC CRD: 168849 | — | 0 | 0 | A | Unknown |
| Partners Group (USA) Inc. CRD: 145228 | — | 0 | 1 | A | Unknown |
| Partners Group AG CRD: 162791 | — | 0 | 0 | A | Unknown |
| Partum Capital CRD: 316186 | — | 0 | 0 | A | Unknown |
| Parus Finance (UK) Limited CRD: 169886 | — | 0 | 0 | A | Unknown |
| Parvin Fund Management CRD: 311304 | — | 0 | 3 | A | Unknown |
| PAS Capital, LLC CRD: 41498 | — | 3 | 0 | C | INACTIVE |
| PAS, Inc. CRD: 8180 | — | 0 | 0 | A | INACTIVE |
| Pasadena Private Wealth, LLC CRD: 295178 | — | 0 | 11 | A | Unknown |
| Pascal Capital, L.L.C. CRD: 331159 | — | 0 | 1 | A | Unknown |
| Pascuma, Michael J. SR. CRD: 33170 | — | 0 | 0 | A | INACTIVE |
| Pasi Investments, LLC CRD: 145640 | — | 0 | 6 | A | Unknown |
| Passaic Partners LLC CRD: 313290 | — | 0 | 1 | A | Unknown |
| Passive Management LLC CRD: 314627 | — | 0 | 2 | A | Unknown |
| Pastine Mrowka, L.L.C. CRD: 45110 | — | 0 | 0 | A | INACTIVE |
| PATAGON.COM Securities Corp. CRD: 21040 | — | 4 | 0 | C | INACTIVE |
| Patch Capital Partners CRD: 304054 | — | 0 | 0 | A | Unknown |
| Path by Origin CRD: 297153 | — | 0 | 0 | A | Unknown |
| Path Capital Partners, LLC CRD: 335156 | — | 0 | 1 | A | Unknown |
| Path Financial, LLC CRD: 146891 | — | 0 | 1 | A | Unknown |
| Path Partners LLC CRD: 112032 | — | 0 | 0 | A | INACTIVE |
| Path Wealth Management CRD: 170359 | — | 0 | 0 | A | Unknown |
| Pathfinder Advisory, Inc. CRD: 122768 | — | 0 | 2 | A | Unknown |
| Pathfinder Planning LLC CRD: 154713 | — | 0 | 2 | A | Unknown |
| Pathstone CRD: 151736 | — | 0 | 145 | A | Unknown |
| Pathway Asset & TAX Advisory CRD: 338876 | — | 0 | 1 | A | Unknown |
| Pathway Capital Management, LP CRD: 108016 | — | 0 | 1 | A | Unknown |
| Pathway Capital Partners LLC CRD: 171125 | — | 0 | 0 | A | Unknown |
| Pathway Financial Planning CRD: 159416 | — | 0 | 1 | A | Unknown |
| Pathway Financial Planning, Inc. CRD: 173222 | — | 0 | 1 | A | Unknown |
| Pathway Investment Co. CRD: 18717 | — | 0 | 0 | A | INACTIVE |
| Pathway Planning Inc CRD: 117051 | — | 0 | 2 | A | Unknown |