Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Crestone Securities LLC CRD: 103981 | - | 2 | 0 | B | INACTIVE |
| Crestone VC CRD: 318628 | - | 0 | 1 | - | Unknown |
| Crestpoint Capital Management, LLC CRD: 157926 | - | 0 | 0 | - | Unknown |
| Crestview Partners CRD: 157488 | - | 0 | 2 | - | Unknown |
| Crestwave Capital Partners LLC CRD: 332709 | FL | 0 | 2 | A | Active |
| Crestway Advisory Group CRD: 309278 | - | 0 | 2 | - | Unknown |
| Crestwood Advisors CRD: 286243 | - | 0 | 13 | - | Unknown |
| Crestwood Advisors LLC CRD: 125361 | - | 0 | 0 | - | Unknown |
| Crestwood Capital Management, L.P. CRD: 160807 | - | 0 | 1 | - | Unknown |
| Cresvale International (US) LLC CRD: 44145 | - | 1 | 0 | B | INACTIVE |
| Cresvale International, Inc. CRD: 10813 | - | 0 | 0 | A | INACTIVE |
| Cresvita Capital CRD: 333252 | - | 0 | 1 | - | Unknown |
| Creto Capital Management, LLC CRD: 337914 | - | 0 | 1 | - | Unknown |
| Crew Capital Management, LLC CRD: 314357 | - | 0 | 0 | - | Unknown |
| Crew Capital Management, LLC CRD: 330610 | - | 0 | 1 | - | Unknown |
| Crew Capital Management, Ltd. CRD: 125402 | - | 0 | 5 | - | Unknown |
| Crew Wealth Management CRD: 132867 | - | 0 | 2 | - | Unknown |
| Crewcial AH 2024 MM, LLC CRD: 332044 | - | 0 | 1 | - | Unknown |
| Crewcial Partners LLC CRD: 131570 | - | 0 | 1 | - | Unknown |
| Crewe Advisors CRD: 173920 | - | 0 | 7 | - | Unknown |
| Crewe Capital CRD: 152527 | UT | 0 | 4 | A | Active |
| Crews & Associates, Inc. CRD: 8052 | AR | 16 | 30 | B | Active |
| Crews Capital Management, LP CRD: 133911 | - | 0 | 1 | - | Unknown |
| Crewson Financial CRD: 336683 | - | 0 | 1 | - | Unknown |
| CRF Advisors CRD: 289210 | - | 0 | 0 | - | Unknown |
| CRF Financial Group CRD: 127388 | - | 0 | 1 | - | Unknown |
| CRG CRD: 132967 | - | 0 | 1 | - | Unknown |
| CRG Financial Services, Inc. CRD: 112957 | - | 0 | 0 | - | Unknown |
| CRG Fund Manager, LLC CRD: 311944 | - | 0 | 1 | - | Unknown |
| CRG Wealth, LLC CRD: 300615 | - | 0 | 1 | - | Unknown |
| CRH Securities, LP CRD: 46856 | - | 0 | 0 | A | INACTIVE |
| CRI M&A Advisors, LLC CRD: 154996 | AL | 0 | 4 | A | Active |
| CRI Securities, LLC CRD: 22589 | - | 1 | 0 | B | INACTIVE |
| Cribstone Capital Management, LLC CRD: 174974 | - | 0 | 0 | - | Unknown |
| Crico Securities Corporation CRD: 11286 | - | 0 | 0 | A | INACTIVE |
| Crimson Capital China Inc. CRD: 163808 | - | 0 | 0 | - | Unknown |
| Crimson Holdings, Ltd. CRD: 298344 | - | 0 | 0 | - | Unknown |
| Crimson Investment Managers, LLC CRD: 282498 | - | 0 | 1 | - | Unknown |
| Crimson Management CRD: 111779 | - | 0 | 1 | - | Unknown |
| Crimson OAK Wealth Management, LLC CRD: 171360 | - | 0 | 1 | - | Unknown |
| Crimson Securities LLC CRD: 38454 | - | 1 | 0 | B | INACTIVE |
| Crimson Ventures, Ltd. CRD: 160728 | - | 0 | 0 | - | Unknown |
| Crimson Wealth CRD: 334123 | - | 0 | 1 | - | Unknown |
| Crinite Financial Strategies CRD: 122971 | - | 0 | 2 | - | Unknown |
| Crionna Wealth LLC CRD: 330136 | - | 0 | 3 | - | Unknown |
| Cris Capital, Ltd. CRD: 281642 | - | 0 | 1 | - | Unknown |
| Crisp Hughes Evans Brokerage LLC CRD: 120639 | - | 0 | 0 | A | INACTIVE |
| Crisp, Ronald W CRD: 123026 | - | 0 | 0 | - | Unknown |
| Crispian Venture Capital, LLC CRD: 134988 | - | 0 | 0 | - | Unknown |
| Crispin Capital Management, LLC CRD: 175192 | - | 0 | 0 | - | Unknown |