Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Crispin Koehler Securities CRD: 10596 | - | 0 | 0 | A | INACTIVE |
| Crispinelli, Leonard F. CRD: 124007 | - | 0 | 0 | A | INACTIVE |
| Crit Ventures CRD: 338109 | - | 0 | 0 | - | Unknown |
| Crit Ventures CRD: 324634 | - | 0 | 1 | - | Unknown |
| Criterion Africa Partners CRD: 291386 | - | 0 | 0 | - | Unknown |
| Criterion Capital Advisors LLC CRD: 295954 | - | 0 | 0 | - | Unknown |
| Criterion Capital Management, LLC CRD: 120541 | - | 0 | 0 | - | Unknown |
| Criterion Institutional Services Company CRD: 19777 | - | 0 | 0 | A | INACTIVE |
| Criterion Wealth Management CRD: 142180 | - | 0 | 0 | - | Unknown |
| Critical Capital LLC CRD: 342537 | - | 0 | 1 | - | Unknown |
| Critical Frontier CRD: 172281 | - | 0 | 0 | - | Unknown |
| Critical Mass Financial, LLC CRD: 336193 | - | 0 | 1 | - | Unknown |
| Critical Trading, LLC CRD: 165071 | - | 4 | 0 | C | INACTIVE |
| Crito Capital Advisers LLC CRD: 330570 | - | 0 | 3 | - | Unknown |
| Crito Capital LLC CRD: 161724 | CT | 0 | 5 | A | Active |
| CRJ Financial Security Consultants CRD: 120928 | - | 0 | 0 | - | Unknown |
| CRL Advisors CRD: 300635 | - | 0 | 1 | - | Unknown |
| CRM Capital Corp. CRD: 19191 | - | 0 | 0 | A | INACTIVE |
| Croak Capital CRD: 297666 | - | 0 | 1 | - | Unknown |
| Croake Roberts, Inc. CRD: 8150 | - | 0 | 0 | A | INACTIVE |
| Crocker Capital, LLC CRD: 298284 | - | 0 | 1 | - | Unknown |
| Crocker Securities LLC CRD: 119523 | - | 0 | 0 | A | INACTIVE |
| Crockett & Associates, Inc. CRD: 106645 | - | 0 | 0 | - | Unknown |
| Crockett Capital LLC CRD: 326751 | - | 0 | 1 | - | Unknown |
| Crockett Partners Fund GP, LLC CRD: 323478 | - | 0 | 0 | - | Unknown |
| Crocketts LLC CRD: 128670 | - | 0 | 0 | - | Unknown |
| Crocus Hill Partners CRD: 287803 | - | 0 | 0 | - | Unknown |
| Croft & Bender, LP CRD: 46680 | GA | 0 | 2 | A | Active |
| Croft Financial Planning CRD: 333357 | - | 0 | 1 | - | Unknown |
| Croft Investment Corp. CRD: 45060 | - | 0 | 0 | A | INACTIVE |
| Croft Leominster Inc CRD: 105561 | - | 0 | 0 | - | Unknown |
| Cromarty Market Research (Cromarty Research & Weal… CRD: 152643 | - | 0 | 0 | - | Unknown |
| Cromwell Equities Inc. CRD: 23379 | - | 0 | 0 | A | INACTIVE |
| Cromwell Funds CRD: 314411 | - | 0 | 1 | - | Unknown |
| Cromwell Harbor Investors Management, LLC CRD: 326811 | - | 0 | 1 | - | Unknown |
| Cromwell Securities, Inc. CRD: 25838 | - | 0 | 0 | A | INACTIVE |
| Cromwell, Knight & Co., Inc. CRD: 10512 | - | 0 | 0 | A | INACTIVE |
| Cromwell, Miller & Greer, Inc. CRD: 34010 | - | 0 | 0 | A | INACTIVE |
| Crone Wealth Management, PLLC CRD: 138125 | - | 0 | 3 | - | Unknown |
| Cronin & Co., Inc. CRD: 6996 | - | 4 | 0 | C | INACTIVE |
| Cronkhite Wealth Strategies CRD: 299566 | - | 0 | 2 | - | Unknown |
| Cronos Securities Corp CRD: 8556 | - | 0 | 0 | A | INACTIVE |
| Cronus Partners LLC CRD: 133392 | - | 0 | 0 | A | INACTIVE |
| Crosby Advisory Group, LLC CRD: 282673 | - | 0 | 2 | - | Unknown |
| Crosby Equity Partners LLC CRD: 332494 | - | 0 | 1 | - | Unknown |
| Crosby Financial Corporation CRD: 28332 | - | 0 | 0 | A | INACTIVE |
| Crosby Financial Corporation CRD: 8216 | - | 0 | 0 | A | INACTIVE |
| Crosby Securities Inc. CRD: 21124 | - | 0 | 0 | A | INACTIVE |
| Cross Atlantic Capital Partners, Inc. CRD: 161951 | - | 0 | 0 | - | Unknown |
| Cross Border Financial Planning USA LLC CRD: 317154 | - | 0 | 2 | - | Unknown |