Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pathways Advisory Group, Inc. CRD: 143817 | — | 0 | 1 | A | Unknown |
| Pathways Financial Planning CRD: 334143 | — | 0 | 1 | A | Unknown |
| Pathwise CRD: 174215 | — | 0 | 2 | A | Unknown |
| Patina Financial Partners, LLC CRD: 339516 | — | 0 | 1 | A | Unknown |
| Patina Wealth CRD: 283813 | — | 0 | 2 | A | Unknown |
| Patina Wealth GP, LLC CRD: 304068 | — | 0 | 0 | A | Unknown |
| Patoka Financial Planning LLC CRD: 298835 | — | 0 | 0 | A | Unknown |
| Paton Wagner Corporation CRD: 30784 | — | 0 | 0 | A | INACTIVE |
| Patria Capital Partners LLP CRD: 144651 | — | 0 | 0 | A | Unknown |
| Patria Private Equity (Europe) Limited CRD: 318769 | — | 0 | 0 | A | Unknown |
| Patriarch Partners XV, LLC CRD: 160755 | — | 0 | 0 | A | Unknown |
| Patricia Heaton Parker, CFP CRD: 174884 | — | 0 | 1 | A | Unknown |
| Patrick Pascal Trading Co. CRD: 29710 | — | 0 | 0 | A | INACTIVE |
| Patrick Programs, Inc. CRD: 5915 | — | 0 | 0 | A | INACTIVE |
| Patrick Reid, LLC CRD: 315732 | — | 0 | 1 | A | Unknown |
| Patrick T. Conlin CRD: 170000 | — | 0 | 0 | A | Unknown |
| Patricof Securities Corp. CRD: 23580 | — | 0 | 0 | A | INACTIVE |
| Patriot Advisory Group CRD: 120649 | — | 0 | 2 | A | Unknown |
| Patriot Financial Manager, L.P. CRD: 159818 | — | 0 | 1 | A | Unknown |
| Patriot Wealth Planners LLC CRD: 328307 | — | 0 | 1 | A | Unknown |
| Patron Management LLC CRD: 316219 | — | 0 | 0 | A | Unknown |
| Patron Partners, LLC CRD: 310629 | — | 0 | 1 | A | Unknown |
| Patten and Patten, Inc. CRD: 105414 | — | 0 | 2 | A | Unknown |
| Patten Securities Corp. CRD: 8210 | — | 0 | 0 | A | INACTIVE |
| Pattern CRD: 321915 | — | 0 | 0 | A | Unknown |
| Patterson Icenogle, Inc. CRD: 15652 | — | 0 | 0 | A | INACTIVE |
| Patterson Partners Ltd. CRD: 305859 | — | 0 | 0 | A | Unknown |
| Patton Hall, LLC CRD: 167346 | — | 0 | 1 | A | Unknown |
| Pauker, Peter Mathias CRD: 33173 | — | 0 | 0 | A | INACTIVE |
| Paul Berkman & Company L.P. CRD: 31212 | — | 0 | 0 | A | INACTIVE |
| Paul C Pennington CRD: 299077 | — | 0 | 0 | A | Unknown |
| Paul Capital CRD: 121168 | — | 0 | 1 | A | Unknown |
| Paul Comstock Partners CRD: 105335 | — | 0 | 6 | A | Unknown |
| Paul K. Magrino, Sole Proprietor CRD: 133039 | — | 0 | 0 | A | INACTIVE |
| Paul P. ST. Onge Company CRD: 31338 | — | 1 | 0 | B | INACTIVE |
| Paul R. Ried Financial Group, LLC CRD: 297284 | — | 0 | 1 | A | Unknown |
| Pauls Real Estate Opportunities RIA, LLC CRD: 159959 | — | 0 | 0 | A | Unknown |
| Paulson & CO.INC. CRD: 127831 | — | 0 | 0 | A | Unknown |
| Paulson Management LP CRD: 138659 | — | 0 | 0 | A | Unknown |
| Paulson Private Wealth LLC CRD: 333973 | — | 0 | 1 | A | Unknown |
| Paulson Wealth Management Inc. CRD: 150374 | — | 0 | 3 | A | Unknown |
| Pavadi Capital CRD: 298368 | — | 0 | 0 | A | Unknown |
| Pave Securities, LLC CRD: 324533 | NY | 0 | 2 | A | Active |
| Pave, LLC CRD: 316172 | — | 0 | 0 | A | Unknown |
| Pavilion Advisory Group Inc. CRD: 137901 | — | 0 | 0 | A | Unknown |
| Pavilion Financial Planning CRD: 315349 | — | 0 | 1 | A | Unknown |
| Pawelko, LLC CRD: 288308 | — | 0 | 0 | A | Unknown |
| PAX Clearing Corporation CRD: 104263 | — | 1 | 0 | B | INACTIVE |
| PAX Equity LLC CRD: 304908 | — | 0 | 1 | A | Unknown |
| PAX Financial Group CRD: 284164 | — | 0 | 2 | A | Unknown |