Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Cross Border Investment Management LLC
CRD: 305978
 - 0 0 - Unknown
Cross Border Planning, LLC D/B/a Dunhill Financial
CRD: 165251
 - 0 0 - Unknown
Cross Border Private Capital, L.L.C.
CRD: 41054
 - 1 0 B INACTIVE
Cross Border Wealth Advisors
CRD: 309890
 - 0 1 - Unknown
Cross Border Wealth, LLC
CRD: 288330
 - 0 2 - Unknown
Cross Borders Advisors LLC
CRD: 165725
 - 0 0 - Unknown
Cross Capital Corporation
CRD: 21223
 - 0 0 A INACTIVE
Cross Consulting LLC
CRD: 343230
 - 0 1 - Unknown
Cross Creek Advisors, LLC
CRD: 165803
 - 0 1 - Unknown
Cross Creek Media Fund Advisors
CRD: 297982
 - 0 1 - Unknown
Cross Culture Ventures
CRD: 269829
 - 0 1 - Unknown
Cross Financial Advisors
CRD: 287686
 - 0 5 - Unknown
Cross Financial Services
CRD: 166248
 - 0 0 - Unknown
Cross Keys Securities Limited Partnership
CRD: 19010
 - 0 0 A INACTIVE
Cross Lake Partners LP
CRD: 297215
 - 0 1 - Unknown
Cross Manhasset Capital LLC
CRD: 316436
 - 0 1 - Unknown
Cross Ocean Adviser (Ireland) Limited
CRD: 298688
 - 0 0 - Unknown
Cross Ocean Adviser LLP
CRD: 282145
 - 0 0 - Unknown
Cross Ocean Aviation Management Limited
CRD: 288479
 - 0 0 - Unknown
Cross Ocean ESS Management Limited
CRD: 288481
 - 0 0 - Unknown
Cross Ocean Partners Management LP
CRD: 285340
 - 0 1 - Unknown
Cross Ocean Ventures Management Company, LLC
CRD: 322524
 - 0 0 - Unknown
Cross Peak Capital Management LLC
CRD: 168352
 - 0 1 - Unknown
Cross Point Capital LLC
CRD: 136223
 NY 1 5 B Active
Cross Rapids Capital LP
CRD: 313143
 - 0 1 - Unknown
Cross Research
CRD: 144823
 - 0 0 A INACTIVE
Cross Research LLC
CRD: 144570
 - 0 0 - Unknown
Cross River Management, LLC
CRD: 143241
 - 0 0 - Unknown
Cross Roads Divorce Advisors
CRD: 281829
 - 0 1 - Unknown
Cross Shore Capital Management, LLC
CRD: 136650
 - 0 1 - Unknown
Cross State Financial Group LLC
CRD: 282011
 - 0 8 - Unknown
Cross Stone Capital Management LP
CRD: 286126
 - 0 0 - Unknown
Cross-Border Impact Ventures
CRD: 339117
 - 0 0 - Unknown
Crossbeam Capital
CRD: 161211
 - 0 0 - Unknown
Crossbeam Venture Partners
CRD: 309047
 - 0 1 - Unknown
Crossbow Capital Mangement
CRD: 133200
 - 0 0 - Unknown
Crossbow Investments L.L.C
CRD: 42181
 - 0 0 A INACTIVE
Crossbridge Capital Asia PTE Ltd
CRD: 304527
 - 0 0 - Unknown
Crosscap Management, Inc.
CRD: 114332
 - 0 0 - Unknown
Crosscut Ventures Management, LLC
CRD: 165792
 - 0 1 - Unknown
Crossgate Wealth Advisors, LLC
CRD: 121856
 - 0 1 - Unknown
Crossgen Wealth LLC
CRD: 336270
 - 0 1 - Unknown
Crossharbor Capital Partners LLC
CRD: 165580
 - 0 1 - Unknown
Crosshill Financial Group Inc.
CRD: 41284
 - 0 0 A INACTIVE
Crossland Capital Partners, LLC
CRD: 118017
 - 1 0 B INACTIVE
Crossland Investor Services Corp.
CRD: 23677
 - 0 0 A INACTIVE
Crosslayer Capital Management LLC
CRD: 318810
 - 0 1 - Unknown
Crosslink Capital, Inc.
CRD: 109948
 - 0 1 - Unknown
Crossman-Thaddeus Corporation
CRD: 6622
 - 0 0 A INACTIVE
Crossmark Distributors, Inc.
CRD: 14970
 TX 2 2 B Active
Page 364 of 1601 (80,028 total)
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