Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| PAX Magnus Asia-USA, Inc. CRD: 147839 | — | 0 | 0 | A | INACTIVE |
| PAX Options CRD: 34738 | — | 0 | 0 | A | INACTIVE |
| Paxion Partners LP CRD: 270025 | — | 0 | 0 | A | Unknown |
| Payden & Rygel CRD: 107160 | — | 0 | 10 | A | Unknown |
| Payne Capital Group CRD: 324335 | — | 0 | 0 | A | Unknown |
| Payne Capital Management, LLC CRD: 147119 | — | 0 | 15 | A | Unknown |
| Payne Wealth Partners, Inc. CRD: 105904 | — | 0 | 0 | A | Unknown |
| Payout Management LLC CRD: 340599 | — | 0 | 1 | A | Unknown |
| PAZ Securities, Inc. CRD: 17554 | — | 2 | 0 | B | INACTIVE |
| PB Capital CRD: 319410 | — | 0 | 1 | A | Unknown |
| PB Funding Corporation CRD: 27970 | — | 0 | 0 | A | INACTIVE |
| PB Investment Partners, L.P. CRD: 304731 | — | 0 | 0 | A | Unknown |
| PB Wealth, LLC CRD: 336597 | — | 0 | 1 | A | Unknown |
| PBL Partners, L.L.C. CRD: 43742 | — | 0 | 0 | A | INACTIVE |
| PBL Wealth Management CRD: 178522 | — | 0 | 1 | A | Unknown |
| PBS Securities, Inc. CRD: 15343 | — | 0 | 0 | A | INACTIVE |
| PC2 Capital CRD: 311208 | — | 0 | 3 | A | Unknown |
| PC3 Partners, LLC CRD: 339659 | — | 0 | 1 | A | Unknown |
| PCA Capital Corporation CRD: 7253 | — | 0 | 0 | A | INACTIVE |
| PCB Capital LLC CRD: 309784 | — | 0 | 1 | A | Unknown |
| PCCP, LLC CRD: 157505 | — | 0 | 1 | A | Unknown |
| PCG Wealth Management CRD: 290977 | — | 0 | 11 | A | Unknown |
| PCH Securities, Inc. CRD: 35661 | — | 1 | 0 | B | INACTIVE |
| Pcidx Group LLC CRD: 324662 | — | 0 | 0 | A | Unknown |
| PCK Investments CRD: 146997 | — | 0 | 2 | A | Unknown |
| PCM Encore, LLC CRD: 333127 | — | 0 | 6 | A | Unknown |
| PCM Partners IM L.P. CRD: 170219 | — | 0 | 0 | A | Unknown |
| PCM, L.L.C. CRD: 122390 | — | 1 | 0 | B | INACTIVE |
| PCO Capital LLC CRD: 328072 | — | 0 | 1 | A | Unknown |
| PCP GP Inc. CRD: 314586 | — | 0 | 0 | A | Unknown |
| PCS Group, LLC CRD: 104268 | — | 0 | 0 | A | INACTIVE |
| PCS Securities, Inc. CRD: 47588 | — | 1 | 0 | B | INACTIVE |
| PCT Capital LLC CRD: 340701 | — | 0 | 1 | A | Unknown |
| Pcxtrade, LLC CRD: 40297 | — | 0 | 0 | A | INACTIVE |
| PD Distributors CRD: 37443 | — | 0 | 0 | A | INACTIVE |
| PDS Planning Inc CRD: 106895 | — | 0 | 2 | A | Unknown |
| PDT Financial LLC CRD: 285494 | — | 0 | 0 | A | Unknown |
| PDT Partners, LLC CRD: 163776 | — | 0 | 1 | A | Unknown |
| Peace Bridge Partners, LP CRD: 290303 | — | 0 | 0 | A | Unknown |
| Peacelink Financial Planning CRD: 315129 | — | 0 | 1 | A | Unknown |
| Peachcap TAX & Advisory, LLC CRD: 158729 | — | 0 | 4 | A | Unknown |
| Peacher, Inc. CRD: 295662 | — | 0 | 1 | A | Unknown |
| Peachtree CRD: 163349 | — | 0 | 0 | A | Unknown |
| Peachtree Group CRD: 334742 | — | 0 | 1 | A | Unknown |
| Peachtree PC Investors, LLC CRD: 301004 | GA | 0 | 4 | A | Active |
| Peak Altitude Partners, LP CRD: 338110 | — | 0 | 1 | A | Unknown |
| Peak Financial Future CRD: 291549 | — | 0 | 0 | A | Unknown |
| Peak Financial Partners, LLC CRD: 147345 | — | 0 | 1 | A | Unknown |
| Peak Financial Planning CRD: 317288 | — | 0 | 4 | A | Unknown |
| Peak Financial Planning, LLC CRD: 288338 | — | 0 | 0 | A | Unknown |