Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Crossmark Global Investments, Inc. CRD: 113360 | - | 0 | 9 | - | Unknown |
| Crossmarket Capital, LLC CRD: 168947 | - | 0 | 1 | - | Unknown |
| Crossover Capital CRD: 326625 | - | 0 | 1 | - | Unknown |
| Crossover Capital 2019, LLC CRD: 315605 | - | 0 | 1 | - | Unknown |
| Crossover Capital Management, LLC CRD: 165700 | - | 0 | 0 | - | Unknown |
| Crossover Capital Management, LLC CRD: 282674 | - | 0 | 1 | - | Unknown |
| Crossover Capital Partners, LLC CRD: 242798 | - | 0 | 0 | - | Unknown |
| Crossover Capital Trading LLC CRD: 328655 | - | 0 | 2 | - | Unknown |
| Crossplan Money Management CRD: 129489 | - | 0 | 2 | - | Unknown |
| Crossplane Capital Management, LP CRD: 300646 | - | 0 | 1 | - | Unknown |
| Crosspoint Capital Management CRD: 292051 | - | 0 | 0 | - | Unknown |
| Crosspoint Capital Management CRD: 150212 | - | 0 | 1 | - | Unknown |
| Crosspoint Capital Partners, LP CRD: 306981 | - | 0 | 1 | - | Unknown |
| Crosspoint Financial, LLC CRD: 286443 | - | 0 | 1 | - | Unknown |
| Crosspoint ONE Capital LLC CRD: 317536 | - | 0 | 1 | - | Unknown |
| Crosspoint Venture Partners CRD: 162766 | - | 0 | 0 | - | Unknown |
| Crossroads Advisor Network LLC CRD: 318072 | - | 0 | 1 | - | Unknown |
| Crossroads Capital Corporation CRD: 31771 | - | 0 | 0 | A | INACTIVE |
| Crossroads Capital Management LLC CRD: 148577 | - | 0 | 1 | - | Unknown |
| Crossroads Capital Management, Inc. CRD: 145677 | - | 0 | 0 | - | Unknown |
| Crossroads Capital, LLC CRD: 288241 | - | 0 | 1 | - | Unknown |
| Crossroads Financial Advisors CRD: 149534 | - | 0 | 0 | - | Unknown |
| Crossroads Financial Consulting CRD: 299701 | - | 0 | 0 | - | Unknown |
| Crossroads Financial Management, Inc. CRD: 115435 | - | 0 | 0 | - | Unknown |
| Crossroads Planning CRD: 277127 | - | 0 | 1 | - | Unknown |
| Crossroads Wealth Planning CRD: 317985 | - | 0 | 1 | - | Unknown |
| Crosstimbers Capital Group, LLC CRD: 285144 | - | 0 | 1 | - | Unknown |
| Crosstree Capital Securities, LLC CRD: 154675 | FL | 0 | 2 | A | Active |
| Crosstree Real Estate Partners LLP CRD: 299355 | - | 0 | 0 | - | Unknown |
| Crosstree Real Estate Partners LLP CRD: 323173 | - | 0 | 0 | - | Unknown |
| Crossvault Capital Management LLC CRD: 109471 | - | 0 | 0 | - | Unknown |
| Crosswalk Investment Advisory, Inc. CRD: 123428 | - | 0 | 1 | - | Unknown |
| Crosswind Advisors, LLC CRD: 132875 | - | 0 | 0 | - | Unknown |
| Crosswinds AUM LLC CRD: 174289 | - | 0 | 0 | - | Unknown |
| Croton Liquid Markets LLC CRD: 283873 | - | 0 | 0 | A | INACTIVE |
| Crouch Investment Group, Inc. CRD: 282106 | - | 0 | 1 | - | Unknown |
| Croudify CRD: 173852 | - | 0 | 0 | - | Unknown |
| Crow Capital Management LLC CRD: 337673 | - | 0 | 1 | - | Unknown |
| Crow Creek Wealth CRD: 301998 | - | 0 | 0 | - | Unknown |
| Crow Financial Advisors CRD: 114077 | - | 0 | 0 | - | Unknown |
| Crow Holdings Capital CRD: 156925 | - | 0 | 1 | - | Unknown |
| Crow Holdings Partners, L.L.C. CRD: 297205 | - | 0 | 0 | - | Unknown |
| Crow Holdings Securities, L.L.C. CRD: 308543 | TX | 0 | 3 | A | Active |
| Crow Point Partners, LLC CRD: 141836 | - | 0 | 0 | - | Unknown |
| Crow's Nest Holdings LP CRD: 316652 | - | 0 | 1 | - | Unknown |
| Crowd Approach Capital CRD: 219519 | - | 0 | 1 | - | Unknown |
| Crowdamerica Management Company LLC CRD: 288524 | - | 0 | 0 | - | Unknown |
| Crowdcent LLC CRD: 314888 | - | 0 | 1 | - | Unknown |
| Crowdcheck CRD: 166963 | - | 0 | 0 | - | Unknown |
| Crowder Rubicam Inc. CRD: 137938 | - | 0 | 0 | A | INACTIVE |