Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Peak Investments CRD: 115632 | — | 0 | 1 | A | Unknown |
| Peak Investments, Inc. CRD: 13732 | — | 0 | 0 | A | INACTIVE |
| Peak Planning Group, LLC CRD: 289891 | — | 0 | 7 | A | Unknown |
| Peak Retirement Planning, Inc. CRD: 317592 | — | 0 | 1 | A | Unknown |
| Peak Securities Corp. CRD: 18474 | — | 0 | 0 | A | INACTIVE |
| Peak Wealth Group LLC CRD: 150003 | — | 0 | 2 | A | Unknown |
| Peak Wealth Planning, LLC CRD: 170262 | — | 0 | 3 | A | Unknown |
| Peak XV Partners I LLC CRD: 163626 | — | 0 | 0 | A | Unknown |
| Peak XV Partners Operations LLC CRD: 305299 | — | 0 | 0 | A | Unknown |
| Peak53 Partners, LP CRD: 318538 | — | 0 | 1 | A | Unknown |
| Peakline Partners, LLC CRD: 306449 | — | 0 | 2 | A | Unknown |
| Pear Tree Advisors, Inc. CRD: 104576 | — | 0 | 3 | A | Unknown |
| Pear Tree Partners, LP CRD: 152581 | — | 0 | 0 | A | Unknown |
| Pearce Financial CRD: 133496 | — | 0 | 0 | A | Unknown |
| Pearl Equities, Inc. CRD: 31778 | — | 0 | 0 | A | INACTIVE |
| Pearl Financial Planning, LLC CRD: 285129 | — | 0 | 0 | A | Unknown |
| Pearl Investment Partners, LLC CRD: 288062 | — | 0 | 0 | A | Unknown |
| Pearl Manor Capital Partners CRD: 312486 | — | 0 | 0 | A | Unknown |
| Pearl Manor Capital Partners CRD: 317476 | — | 0 | 0 | A | Unknown |
| Pearl Planning CRD: 336568 | — | 0 | 1 | A | Unknown |
| Pearl Wealth Group CRD: 326283 | — | 0 | 2 | A | Unknown |
| Pearl Wealth LLC CRD: 299508 | — | 0 | 2 | A | Unknown |
| Pearl Wealth LLC CRD: 296811 | — | 0 | 2 | A | Unknown |
| Peartree Advisory CRD: 335723 | — | 0 | 2 | A | Unknown |
| Peate Ventures LLC CRD: 288648 | — | 0 | 0 | A | Unknown |
| Pebble Capital Management CRD: 312089 | — | 0 | 2 | A | Unknown |
| Pecado CRD: 323257 | — | 0 | 0 | A | Unknown |
| Pecaut & Co. CRD: 2997 | — | 0 | 5 | A | INACTIVE |
| Peckham, David a CRD: 235790 | — | 0 | 1 | A | Unknown |
| Pecks Management Partners Ltd CRD: 106794 | — | 0 | 0 | A | Unknown |
| Peconic Asset Planning CRD: 310121 | — | 0 | 1 | A | Unknown |
| Peconic Partners LLC CRD: 108857 | — | 0 | 1 | A | Unknown |
| Pecos Investors, L.P. CRD: 337584 | — | 0 | 1 | A | Unknown |
| Pecunia CRD: 311337 | — | 0 | 0 | A | Unknown |
| Peel Hunt Inc. CRD: 157321 | — | 0 | 1 | A | Active |
| Peer Securities, Inc. CRD: 11848 | — | 0 | 0 | A | INACTIVE |
| Peer Ventures, LLC CRD: 288184 | — | 0 | 1 | A | Unknown |
| Peerage Noble LLC CRD: 259787 | — | 0 | 0 | A | Unknown |
| Peerbackers Advisory, LLC CRD: 268792 | — | 0 | 0 | A | Unknown |
| Peerless Wealth CRD: 305807 | — | 0 | 4 | A | Unknown |
| Peers & Co. CRD: 25702 | — | 0 | 0 | A | INACTIVE |
| Pegasus Capital Advisors, L.P. CRD: 157094 | — | 0 | 1 | A | Unknown |
| Pegasus Financial Corp. CRD: 14386 | — | 0 | 0 | A | INACTIVE |
| Pegasus Group, LLC CRD: 113499 | — | 0 | 1 | A | Unknown |
| Pegasus Merger Fund II, L.P. CRD: 44252 | — | 0 | 0 | A | INACTIVE |
| Pegasus Partners CRD: 175206 | — | 0 | 0 | A | Unknown |
| Peggy Jane Fisher CRD: 142469 | — | 0 | 0 | A | Unknown |
| Pegs RIA CRD: 324229 | — | 0 | 0 | A | Unknown |
| PEI Global Partners LLC CRD: 297979 | FL | 0 | 3 | A | Active |
| PEI, Inc. CRD: 17726 | — | 0 | 0 | A | INACTIVE |