Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Crowdfunder Investment Network CRD: 284333 | - | 0 | 0 | - | Unknown |
| Crowdsmart, Inc. CRD: 297620 | - | 0 | 0 | - | Unknown |
| Crowdstreet Capital LLC CRD: 312762 | NY | 0 | 3 | A | Active |
| Crowe Capital Markets LLC CRD: 126361 | - | 0 | 0 | A | INACTIVE |
| Crowe Financial Group LLC CRD: 166174 | - | 0 | 1 | - | Unknown |
| Crowell Roberts Investment Counsel CRD: 109782 | - | 0 | 0 | - | Unknown |
| Crowell Weedon & Co. CRD: 168622 | - | 17 | 0 | F | INACTIVE |
| Crowell, Weedon & Co. CRD: 193 | - | 28 | 0 | F | INACTIVE |
| Crowley & Busk, Incorporated CRD: 16578 | - | 0 | 0 | A | INACTIVE |
| Crowley Capital Management LLC CRD: 333938 | - | 0 | 1 | - | Unknown |
| Crowley Securities CRD: 16065 | - | 0 | 0 | A | INACTIVE |
| Crowley Wealth Management, Inc. CRD: 112368 | - | 0 | 0 | - | Unknown |
| Crown Capital Corporation CRD: 118924 | - | 0 | 0 | - | Unknown |
| Crown Capital Corporation CRD: 10184 | - | 0 | 0 | A | INACTIVE |
| Crown Capital Investments, LLC CRD: 322327 | - | 0 | 0 | - | Unknown |
| Crown Capital Management LLC CRD: 156646 | - | 0 | 0 | - | Unknown |
| Crown Capital Securities, L.P. CRD: 6312 | - | 11 | 0 | D | INACTIVE |
| Crown Equity Management CRD: 158723 | - | 0 | 0 | - | Unknown |
| Crown Financial CRD: 290323 | - | 0 | 0 | - | Unknown |
| Crown Financial Group, Inc. CRD: 540 | - | 36 | 0 | F | INACTIVE |
| Crown Financial Group, Inc. CRD: 123467 | - | 0 | 1 | - | Unknown |
| Crown Group, Ltd. CRD: 19301 | - | 0 | 0 | A | INACTIVE |
| Crown Haven Wealth Management CRD: 306691 | - | 0 | 1 | - | Unknown |
| Crown Investment Banking, Inc. CRD: 107217 | - | 0 | 0 | A | INACTIVE |
| Crown OAK Advisors CRD: 309749 | - | 0 | 2 | - | Unknown |
| Crown Point Wealth Advisors CRD: 322424 | - | 0 | 1 | - | Unknown |
| Crown Private Wealth, LLC CRD: 311541 | - | 0 | 1 | - | Unknown |
| Crown Securities Corporation CRD: 959 | - | 0 | 0 | A | INACTIVE |
| Crown Sterling Capital LLC CRD: 281061 | - | 0 | 0 | A | INACTIVE |
| Crown Sterling LLC CRD: 169152 | - | 0 | 0 | A | INACTIVE |
| Crown Wealth Group LLC CRD: 299732 | - | 0 | 4 | - | Unknown |
| Crown Wealth Management, Inc. CRD: 112325 | - | 0 | 0 | - | Unknown |
| Crown, RAY Michael CRD: 31542 | - | 0 | 0 | A | INACTIVE |
| Crownstone Advisory & Investment Corp CRD: 339959 | - | 0 | 2 | - | Unknown |
| Crownvest Financial Corporation CRD: 14330 | - | 0 | 0 | A | INACTIVE |
| Croxall Capital Planning CRD: 136140 | - | 0 | 0 | - | Unknown |
| CRP Management XI, LLC CRD: 295970 | - | 0 | 1 | - | Unknown |
| CRR Wealth Management CRD: 174155 | - | 0 | 1 | - | Unknown |
| CRT Capital Group LLC CRD: 28830 | - | 13 | 0 | D | INACTIVE |
| CRT Government Securities, Ltd. CRD: 19774 | - | 0 | 0 | A | INACTIVE |
| CRT Options CRD: 14771 | - | 0 | 0 | A | INACTIVE |
| CRT Securities CRD: 16703 | - | 0 | 0 | A | INACTIVE |
| CRT Trading, LLC CRD: 44713 | - | 1 | 0 | B | INACTIVE |
| CRU Wealth Management CRD: 315476 | - | 0 | 1 | - | Unknown |
| Crucible Capital Management, LLC CRD: 333178 | - | 0 | 1 | - | Unknown |
| Cruden BAY Investment Management, LLC CRD: 284787 | - | 0 | 1 | - | Unknown |
| Cruiser Capital Advisors, LLC CRD: 168739 | - | 0 | 1 | - | Unknown |
| Crum & Forster Custom Securities, Inc. CRD: 18310 | - | 0 | 0 | A | INACTIVE |
| Crumpton Ventures Management, LLC CRD: 340274 | - | 0 | 1 | - | Unknown |
| Crunch Fund Venture Management, LLC CRD: 284393 | - | 0 | 0 | - | Unknown |