Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Crusader Securities, LLC
CRD: 126542
- 0 0 A INACTIVE
Cruse Investments
CRD: 168568
- 0 1 - Unknown
Crush Securities LLC
CRD: 316407
NJ 0 2 A Active
Cruson, Gerald T
CRD: 122523
- 0 0 - Unknown
Crusonia Wealth Advisors LLC
CRD: 330057
- 0 6 - Unknown
Crutchfield Securities, L.L.C.
CRD: 142156
TX 0 2 A Active
Crux and Company, LLC
CRD: 284931
- 0 1 - Unknown
Crux Capital Advisors, LLC.
CRD: 338451
- 0 1 - Unknown
Crux Capital Ltd
CRD: 149665
- 0 1 - Unknown
Crux Capital Securities, LLC
CRD: 336464
NY 0 2 A Active
Crux Wealth Advisors
CRD: 330731
- 0 8 - Unknown
Cruz Investments & Wealth Management
CRD: 163356
- 0 1 - Unknown
Cruz Registered Investment Advisor, LLC
CRD: 147186
- 0 0 - Unknown
Cruz Wealth Management, LLC
CRD: 293988
- 0 1 - Unknown
Cruzan & Associates LLC
CRD: 167982
- 0 1 - Unknown
CRV, LLC
CRD: 160470
- 0 1 - Unknown
Cryder Capital
CRD: 268801
- 0 0 - Unknown
Crypfine LLC
CRD: 337415
- 0 1 - Unknown
Cryptic Capital Management, LP
CRD: 316356
- 0 0 - Unknown
Crypto Asset Management, LP
CRD: 288971
- 0 0 - Unknown
Crypto Capital, LLC
CRD: 318912
- 0 0 - Unknown
Crypto Lotus LLC
CRD: 289267
- 0 0 - Unknown
Crypto Native Capital, LLC
CRD: 319723
- 0 1 - Unknown
Crypto Pacific Group, LLC
CRD: 310821
- 0 0 - Unknown
Crypto Yield Capital, LLC
CRD: 315713
- 0 1 - Unknown
Cryptobull Capital Management LLC
CRD: 322207
- 0 1 - Unknown
Cryptobyte Capital, LLC
CRD: 329925
- 0 1 - Unknown
Cryptoindex Capital Management LLC
CRD: 290157
- 0 0 - Unknown
Cryptolink Capital
CRD: 292804
- 0 0 - Unknown
Crypton Phoenix, LLC
CRD: 288113
- 0 0 - Unknown
Cryptoorbit Ltd
CRD: 339203
- 0 1 - Unknown
Cryptoparency Capital, LLC
CRD: 293275
- 0 0 - Unknown
Crystal Asset Management AG
CRD: 166429
- 0 0 - Unknown
Crystal BAY Securities Inc.
CRD: 142339
- 5 0 C INACTIVE
Crystal Brook Advisors
CRD: 172315
- 0 1 - Unknown
Crystal Brook Capital Management LLC
CRD: 173160
- 0 0 - Unknown
Crystal Brook Capital Partners GP LLC
CRD: 174417
- 0 0 - Unknown
Crystal Capital Advisors, LLC
CRD: 137445
- 0 4 - Unknown
Crystal Capital Management Corporation
CRD: 124599
- 0 2 - Unknown
Crystal Capital Partners, LLC
CRD: 146010
- 0 1 - Unknown
Crystal Clear Finances, Inc.
CRD: 125307
- 0 0 - Unknown
Crystal Clear Wealth Management LLC
CRD: 287490
- 0 0 - Unknown
Crystal Coast Wealth Advisors LLC
CRD: 336337
- 0 1 - Unknown
Crystal Cove Asset Management
CRD: 289810
- 0 1 - Unknown
Crystal Cove Capital LLC
CRD: 135193
- 0 0 A INACTIVE
Crystal Cove Capital Management, LLC
CRD: 170772
- 0 0 - Unknown
Crystal Hill Securities, Inc.
CRD: 13728
- 0 0 A INACTIVE
Crystal Investment Management
CRD: 153500
- 0 2 - Unknown
Crystal OAK Capital LLC
CRD: 310273
- 0 0 - Unknown
Crystal OAK Wealth Management, LLC
CRD: 339554
- 0 1 - Unknown
Page 367 of 1601 (80,028 total)