Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| PEP Advisory LLC CRD: 166636 | TX | 0 | 4 | A | Active |
| Peppertree Partners CRD: 111022 | — | 0 | 0 | A | Unknown |
| Perbak Capital Partners LLP CRD: 326702 | — | 0 | 0 | A | Unknown |
| Perceptual Wealth CRD: 313670 | — | 0 | 0 | A | Unknown |
| Perceva CRD: 164148 | — | 0 | 0 | A | Unknown |
| Perea Capital CRD: 171657 | — | 0 | 1 | A | Unknown |
| Perella Weinberg Partners LP CRD: 138618 | NY | 2 | 9 | B | Active |
| Perennial CRD: 168859 | — | 0 | 1 | A | Unknown |
| Pereon Wealth LLC CRD: 338908 | — | 0 | 1 | A | Unknown |
| Performa Limited (US), LLC CRD: 154232 | — | 0 | 1 | A | Unknown |
| Performance Consulting Group of Texas CRD: 169629 | — | 0 | 0 | A | Unknown |
| Performance Point CRD: 151656 | — | 0 | 0 | A | Unknown |
| Performance Wealth CRD: 311735 | — | 0 | 4 | A | Unknown |
| Pergamon Offshore Advisors, L.P. CRD: 133077 | — | 0 | 0 | A | Unknown |
| Pericles L.P. CRD: 43580 | — | 0 | 0 | A | INACTIVE |
| Peridot Capital Partners LLC CRD: 295189 | — | 0 | 0 | A | Unknown |
| Peridot Financial Planning, L.L.C. CRD: 139662 | — | 0 | 0 | A | Unknown |
| Perimeter Investments CRD: 288905 | — | 0 | 1 | A | Unknown |
| Perini Capital CRD: 158540 | — | 0 | 3 | A | Unknown |
| Periope, LC CRD: 144256 | — | 0 | 2 | A | Unknown |
| Perk Planning CRD: 166369 | — | 0 | 2 | A | Unknown |
| Perkins & Partners, Inc. CRD: 17976 | — | 0 | 0 | A | INACTIVE |
| Permian CRD: 156893 | — | 0 | 2 | A | Unknown |
| Permira Europe B.V. CRD: 163379 | — | 0 | 0 | A | Unknown |
| Peroni Portfolio Advisors, Inc. CRD: 281573 | — | 0 | 2 | A | Unknown |
| Perpetua CRD: 315222 | — | 0 | 0 | A | Unknown |
| Perr Realty Investors, Inc. CRD: 25874 | — | 0 | 0 | A | INACTIVE |
| Perry Capital CRD: 108861 | — | 0 | 0 | A | Unknown |
| Perry Capital Partners LLC CRD: 312808 | — | 0 | 1 | A | Unknown |
| Perry D. Reed & Company, P.C. CRD: 114282 | — | 0 | 2 | A | Unknown |
| Perry Wells, Inc. CRD: 11089 | — | 0 | 0 | A | INACTIVE |
| Pers PRO CRD: 338293 | — | 0 | 1 | A | Unknown |
| Perseid Capital CRD: 295668 | — | 0 | 0 | A | Unknown |
| Pershing LLC CRD: 7560 | NJ | 106 | 18 | D | Active |
| Personal Benefits Planning LLC CRD: 172531 | — | 0 | 1 | A | Unknown |
| Personal Economic Planning, LLC CRD: 151333 | — | 0 | 1 | A | Unknown |
| Personal Financial Partners CRD: 331381 | — | 0 | 1 | A | Unknown |
| Personal Legacy Planners CRD: 153996 | — | 0 | 2 | A | Unknown |
| Personal Money Planning, LLC CRD: 112178 | — | 0 | 1 | A | Unknown |
| Personal Path Financial Planning CRD: 289380 | — | 0 | 1 | A | Unknown |
| Personal Portfolios, LLC CRD: 116938 | — | 0 | 0 | A | Unknown |
| Personal Prosperity LLC CRD: 313044 | — | 0 | 1 | A | Unknown |
| Personal Wealth Partners LLC CRD: 172055 | — | 0 | 0 | A | Unknown |
| Personal Wealth Planning, LLC CRD: 299390 | — | 0 | 1 | A | Unknown |
| Pertento Partners LLP CRD: 317498 | — | 0 | 0 | A | Unknown |
| Perusa CRD: 163318 | — | 0 | 0 | A | Unknown |
| Peter C. Kenny, Inc. CRD: 32742 | — | 0 | 0 | A | INACTIVE |
| Peter Harrigan CRD: 119104 | — | 0 | 0 | A | INACTIVE |
| Peter J. Marcus CRD: 5666 | — | 0 | 0 | A | INACTIVE |
| Peter J. Towle CRD: 114159 | — | 0 | 0 | A | Unknown |