Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Peter Jacobson, Sole Proprietor CRD: 119925 | — | 0 | 0 | A | INACTIVE |
| Peter L. Pointer Investment Co. CRD: 22486 | — | 0 | 0 | A | INACTIVE |
| Peter Mancuso & Co L.P. CRD: 33095 | — | 1 | 0 | B | INACTIVE |
| Peter Pesic & Co. Advisors CRD: 166198 | — | 0 | 0 | A | Unknown |
| Peter R Kohli CRD: 159062 | — | 0 | 0 | A | Unknown |
| Peter R. Mack & Co., Inc. CRD: 18275 | — | 1 | 0 | B | INACTIVE |
| Peter Starr, Inc. CRD: 171763 | — | 0 | 0 | A | Unknown |
| Peterkofsky, ROY CRD: 310852 | — | 0 | 1 | A | Unknown |
| Peters & Company, Inc. P.S. CRD: 117159 | — | 0 | 0 | A | Unknown |
| Peters Wealth Group CRD: 316813 | — | 0 | 1 | A | Unknown |
| Petersen and Hicks CRD: 124568 | — | 0 | 1 | A | Unknown |
| Petersen Investments, Inc. CRD: 38537 | — | 2 | 0 | B | INACTIVE |
| Peterson Partners CRD: 159450 | — | 0 | 1 | A | Unknown |
| Peterson Securities CRD: 15620 | — | 0 | 0 | A | INACTIVE |
| Petiole USA Limited CRD: 159788 | — | 0 | 1 | A | Unknown |
| Petkevich & Partners, LLC CRD: 104239 | — | 0 | 0 | A | INACTIVE |
| Petra Capital Corporation CRD: 7624 | — | 0 | 0 | A | INACTIVE |
| Petrarch LLC CRD: 319001 | — | 0 | 1 | A | Unknown |
| Petrie Partners Securities, LLC CRD: 131783 | TX | 0 | 3 | A | Active |
| Petro-Source Securities, Inc. CRD: 16113 | — | 0 | 0 | A | INACTIVE |
| Petrocap, LLC CRD: 169688 | — | 0 | 1 | A | Unknown |
| Petroglyph Wealth CRD: 327538 | — | 0 | 1 | A | Unknown |
| Petroland Investment, Inc. CRD: 17682 | — | 0 | 0 | A | INACTIVE |
| Petros Advisory Services, LLC CRD: 284903 | — | 0 | 0 | A | Unknown |
| Petsky Prunier Securities, LLC CRD: 146679 | — | 0 | 0 | A | INACTIVE |
| Pettee Investors Inc CRD: 105553 | — | 0 | 3 | A | Unknown |
| Pettyjohn, Wood & White, Inc. CRD: 106403 | — | 0 | 1 | A | Unknown |
| Pevc I General Partner IV, Ltd. CRD: 332786 | — | 0 | 0 | A | Unknown |
| PEX Global Inc. CRD: 153131 | — | 0 | 0 | A | INACTIVE |
| Pexfin CRD: 326910 | — | 0 | 1 | A | Unknown |
| Pfal Securities, Inc. CRD: 324510 | CA | 0 | 2 | A | Active |
| PFC Investments, Inc. CRD: 10469 | — | 0 | 0 | A | INACTIVE |
| PFG Securities, Inc. CRD: 15401 | — | 0 | 0 | A | INACTIVE |
| PFH Capital, LLC CRD: 299722 | — | 0 | 1 | A | Unknown |
| PFI, Inc. CRD: 36186 | — | 0 | 0 | A | INACTIVE |
| Pfingsten Partners, L.L.C. CRD: 156493 | — | 0 | 1 | A | Unknown |
| PFL Partners LLC CRD: 316661 | — | 0 | 2 | A | Unknown |
| Pflueger Wealth CRD: 339188 | — | 0 | 1 | A | Unknown |
| Pflug Koory, LLC CRD: 109268 | — | 0 | 3 | A | Unknown |
| PFM Advisor CRD: 109780 | — | 0 | 0 | A | Unknown |
| PFM, Inc. CRD: 24547 | — | 1 | 0 | B | INACTIVE |
| PFN Financial, L.L.C CRD: 42868 | — | 1 | 0 | B | INACTIVE |
| PFP Capital, Inc. CRD: 21653 | — | 0 | 0 | A | INACTIVE |
| PFS Capital, LLC CRD: 304969 | — | 0 | 1 | A | Unknown |
| PFS Investments Inc. CRD: 10111 | GA | 24 | 5,538 | B | Active |
| PFS Planning LLC CRD: 119610 | — | 0 | 1 | A | Unknown |
| PG Securities Corp. CRD: 15091 | — | 0 | 0 | A | INACTIVE |
| PGB Securities LLC CRD: 301472 | NJ | 0 | 3 | A | Active |
| PGI Wealth Management CRD: 297517 | — | 0 | 8 | A | Unknown |
| Pgia CRD: 317365 | — | 0 | 0 | A | Unknown |