Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Crystal Research LLC CRD: 163048 | - | 0 | 0 | - | Unknown |
| Crystal Rock Capital Management, LLC. CRD: 157296 | - | 0 | 1 | - | Unknown |
| Crystal Sbic GP LLC CRD: 170021 | - | 0 | 0 | - | Unknown |
| Crystal Towers Management Company LLC CRD: 281204 | - | 0 | 1 | - | Unknown |
| Crystal Venture Management, L.P. CRD: 339641 | - | 0 | 1 | - | Unknown |
| Crystal Waters Capital, LLC CRD: 291441 | - | 0 | 0 | - | Unknown |
| CS Advisors Inc. CRD: 168412 | - | 0 | 0 | - | Unknown |
| CS Advisors Inc. CRD: 130729 | - | 0 | 1 | - | Unknown |
| CS Capital Management Inc CRD: 106492 | - | 0 | 1 | - | Unknown |
| CS Ellis CRD: 336094 | - | 0 | 1 | - | Unknown |
| CS Enhanced Lending LLC CRD: 331620 | NY | 0 | 1 | A | Active |
| CS Labs, LLC CRD: 304673 | - | 0 | 0 | - | Unknown |
| CS Mckee CRD: 306128 | - | 0 | 3 | - | Unknown |
| CS Planning Corp CRD: 149937 | - | 0 | 63 | - | Unknown |
| CS Securities, Inc. CRD: 40685 | - | 0 | 0 | A | INACTIVE |
| CS Tomasi Wealth Management CRD: 287561 | - | 0 | 1 | - | Unknown |
| CS Wealth Management CRD: 322001 | - | 0 | 0 | - | Unknown |
| CSA Financial Services, Inc. CRD: 10774 | - | 0 | 0 | A | INACTIVE |
| CSA Financial Services, Inc. CRD: 12957 | - | 0 | 0 | A | INACTIVE |
| CSA Wealth Management, LLC CRD: 131381 | - | 0 | 0 | - | Unknown |
| CSB Investments Co. CRD: 35227 | - | 0 | 0 | A | INACTIVE |
| CSC Partners, LLC CRD: 315466 | - | 0 | 0 | - | Unknown |
| CSC Securities Ltd. CRD: 31795 | - | 0 | 0 | A | INACTIVE |
| CSC Upshot Ventures Management, LLC CRD: 283270 | - | 0 | 1 | - | Unknown |
| Csca Capital Advisors, LLC CRD: 47100 | NY | 0 | 2 | A | Active |
| Cscott Financial, Inc. CRD: 113947 | - | 0 | 0 | - | Unknown |
| CSD Financial LLC CRD: 310948 | - | 0 | 1 | - | Unknown |
| CSE Capital Management, LLC CRD: 125232 | - | 0 | 0 | - | Unknown |
| Csenge Advisory Group, LLC CRD: 131167 | - | 0 | 70 | - | Unknown |
| CSFP Capital, Inc. CRD: 31796 | - | 0 | 0 | A | INACTIVE |
| CSG Capital Advisors, LLC CRD: 147132 | - | 0 | 0 | A | INACTIVE |
| CSG Financial CRD: 330894 | - | 0 | 2 | - | Unknown |
| CSG Wealth Management CRD: 153482 | - | 0 | 2 | - | Unknown |
| CSH Investment Management CRD: 128032 | - | 0 | 2 | - | Unknown |
| CSI Advisory Group, Ltd CRD: 291766 | - | 0 | 0 | - | Unknown |
| CSI Group Advisors, LLC CRD: 338012 | - | 0 | 3 | - | Unknown |
| CSI Securities, Inc. CRD: 14222 | - | 0 | 0 | A | INACTIVE |
| CSI Strategic Partners, LLC CRD: 150940 | - | 0 | 0 | A | INACTIVE |
| CSI Wealth Management CRD: 328963 | - | 0 | 1 | - | Unknown |
| Csiof I Jersey GP Limited CRD: 163377 | - | 0 | 0 | - | Unknown |
| CSJ Wealth Management, LLC CRD: 169437 | - | 0 | 3 | - | Unknown |
| CSL Capital Management Inc. CRD: 35937 | - | 0 | 0 | A | INACTIVE |
| CSL Capital Management, L.P. CRD: 158340 | - | 0 | 1 | - | Unknown |
| CSL III Advisor, LLC CRD: 316704 | - | 0 | 0 | - | Unknown |
| Csla Financial Inc CRD: 283082 | - | 0 | 2 | - | Unknown |
| CSM Capital Corporation CRD: 129789 | - | 0 | 1 | - | Unknown |
| CSM Financial Planning CRD: 284937 | - | 0 | 0 | - | Unknown |
| CSNR Services, LLC CRD: 282085 | - | 0 | 0 | A | INACTIVE |
| Csoic GP LLC CRD: 296865 | - | 0 | 0 | - | Unknown |
| CSP Advisor LP CRD: 321729 | - | 0 | 1 | - | Unknown |