Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| CSP Financial Group LLC CRD: 310819 | - | 0 | 18 | - | Unknown |
| CSP Management II Limited CRD: 324691 | - | 0 | 0 | - | Unknown |
| CSP MGMT LLC CRD: 338953 | - | 0 | 1 | - | Unknown |
| CSP Securities, LP CRD: 136941 | TX | 0 | 2 | A | Active |
| CSR Capital CRD: 335906 | - | 0 | 1 | - | Unknown |
| CSR Financial Services, LLC CRD: 140254 | - | 0 | 0 | - | Unknown |
| CSR Fund II Manager, LLC CRD: 336601 | - | 0 | 0 | - | Unknown |
| CSS Capital Advisory LLC CRD: 171711 | - | 0 | 1 | - | Unknown |
| CSS, LLC CRD: 45980 | - | 3 | 0 | C | INACTIVE |
| CSSC Brokerage Services, Inc. CRD: 141630 | - | 1 | 0 | B | INACTIVE |
| CST Advisory Services, LLC CRD: 170232 | - | 0 | 1 | - | Unknown |
| CST Financial Advisory LLC CRD: 324035 | - | 0 | 2 | - | Unknown |
| Csuite Investment LLC CRD: 299116 | - | 0 | 2 | - | Unknown |
| CSV Capital Management Ltd. CRD: 167361 | - | 0 | 0 | - | Unknown |
| CSV Managers, LLC CRD: 166349 | - | 0 | 0 | - | Unknown |
| CSW Investment Services Inc. CRD: 162942 | - | 0 | 0 | - | Unknown |
| CSW Partners, LLC CRD: 170085 | - | 0 | 1 | - | Unknown |
| CT Capital, LLC CRD: 135578 | - | 0 | 0 | - | Unknown |
| CT Collateral Funding, LLC CRD: 301312 | - | 0 | 0 | A | INACTIVE |
| CT Financial Partners, LLC CRD: 325407 | - | 0 | 0 | - | Unknown |
| CT Investment Management Co., LLC CRD: 160080 | - | 0 | 1 | - | Unknown |
| CTA Financial CRD: 167417 | - | 0 | 1 | - | Unknown |
| CTA Wealth Advisors, Inc. CRD: 113007 | - | 0 | 3 | - | Unknown |
| CTB Financial Services, Ltd. CRD: 141278 | - | 0 | 0 | - | Unknown |
| CTC Fund LLC CRD: 124930 | - | 0 | 0 | A | INACTIVE |
| CTC Wealth Management, LLC CRD: 289779 | - | 0 | 0 | - | Unknown |
| CTC XS, LLC CRD: 139078 | - | 1 | 0 | B | INACTIVE |
| CTC, LLC CRD: 44597 | IL | 18 | 3 | F | Active |
| CTD RIA, LLC CRD: 157671 | - | 0 | 0 | - | Unknown |
| CTEC.AI, LLC CRD: 297382 | - | 0 | 1 | - | Unknown |
| CTF Financial Services, Inc. CRD: 142217 | - | 0 | 1 | - | Unknown |
| CTF, Inc. CRD: 8293 | - | 0 | 0 | A | INACTIVE |
| CTG Evergreen Management Limited CRD: 308878 | - | 0 | 0 | - | Unknown |
| CTG Wealth Management LLC CRD: 329725 | - | 0 | 1 | - | Unknown |
| CTL Securities LLC CRD: 147369 | NY | 1 | 2 | B | Active |
| CTM Capital Management, LLC CRD: 162851 | - | 0 | 0 | - | Unknown |
| CTM Financial, LLC CRD: 124458 | - | 0 | 1 | - | Unknown |
| Ctma Wealth Management CRD: 157855 | - | 0 | 0 | - | Unknown |
| CTR Financial CRD: 281401 | - | 0 | 0 | - | Unknown |
| CTR Financial Group LLC CRD: 128764 | - | 0 | 0 | - | Unknown |
| CTS Consulting, LLC CRD: 144139 | - | 0 | 2 | - | Unknown |
| CTS Financial Planning, Inc. CRD: 110960 | - | 0 | 2 | - | Unknown |
| CTT Advisors CRD: 329740 | - | 0 | 1 | - | Unknown |
| CTX Asset Management LLC CRD: 312731 | - | 0 | 0 | - | Unknown |
| CU Capital Market Solutions, LLC CRD: 284473 | - | 0 | 0 | - | Unknown |
| CU Healthcare Innovation Management, LLC CRD: 307949 | - | 0 | 1 | - | Unknown |
| CU Investment Solutions LLC CRD: 43753 | KS | 1 | 14 | B | Active |
| CU Securities Corp. CRD: 14957 | - | 0 | 0 | A | INACTIVE |
| Cuadrilla Capital, LLC CRD: 314510 | - | 0 | 1 | - | Unknown |
| Cuatro Capital Securities LLC CRD: 328082 | PR | 0 | 3 | A | Active |