Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cube Capital CRD: 171789 | - | 0 | 0 | - | Unknown |
| Cube Infrastructure Managers CRD: 163752 | - | 0 | 0 | - | Unknown |
| Cubed Capital CRD: 305144 | - | 0 | 0 | - | Unknown |
| Cubed Systems CRD: 174967 | - | 0 | 1 | - | Unknown |
| Cubera IX (GP) Limited CRD: 308399 | - | 0 | 0 | - | Unknown |
| Cubera Private Equity as CRD: 286145 | - | 0 | 0 | - | Unknown |
| Cubera VII (GP) Limited CRD: 304028 | - | 0 | 0 | - | Unknown |
| Cubera Viii (GP) Limited CRD: 304027 | - | 0 | 0 | - | Unknown |
| Cubera X (GP) Limited CRD: 326676 | - | 0 | 0 | - | Unknown |
| Cubetech Capital, LLC CRD: 284475 | - | 0 | 0 | - | Unknown |
| Cubic Advisors, LLC CRD: 165008 | - | 0 | 2 | - | Unknown |
| Cubic Asset Management, LLC CRD: 145169 | - | 0 | 0 | - | Unknown |
| Cubic PYE Capital Management, Inc. CRD: 130212 | - | 0 | 3 | - | Unknown |
| Cuchara Resources, Inc. CRD: 23380 | - | 0 | 0 | A | INACTIVE |
| Cudos CRD: 292579 | - | 0 | 0 | - | Unknown |
| CUE Capital Limited Partnership CRD: 132503 | FL | 0 | 2 | A | Active |
| CUE Financial Group, Inc. CRD: 21033 | - | 2 | 0 | B | INACTIVE |
| Cukier, Aron CRD: 34093 | - | 0 | 0 | A | INACTIVE |
| Culas Corporation CRD: 2912 | - | 0 | 0 | A | INACTIVE |
| Culbreth Wealth Management CRD: 325196 | - | 0 | 1 | - | Unknown |
| Cullari Carrico Wealth Advisors LLC CRD: 332681 | - | 0 | 0 | - | Unknown |
| Cullen Capital Management, LLC CRD: 113128 | - | 0 | 1 | - | Unknown |
| Cullen Cioffi Capital Management CRD: 318803 | - | 0 | 0 | - | Unknown |
| Cullen Financial Advisors CRD: 135541 | - | 0 | 0 | - | Unknown |
| Cullen Investment Group CRD: 310055 | - | 0 | 2 | - | Unknown |
| Cullen Investment Group, Ltd. CRD: 18266 | - | 1 | 5 | B | INACTIVE |
| Cullen, James Emmet CRD: 35056 | - | 0 | 0 | A | INACTIVE |
| Cullum & Burks Securities, Inc. CRD: 46600 | - | 8 | 0 | D | INACTIVE |
| Cullum & Sandow Securities, Inc. CRD: 15836 | - | 0 | 0 | A | INACTIVE |
| Cullum & Sandow, Inc. CRD: 7646 | - | 0 | 0 | A | INACTIVE |
| Culmen Group, L.P. CRD: 35514 | - | 0 | 0 | A | INACTIVE |
| Culpepper Group LLC CRD: 148909 | - | 0 | 1 | - | Unknown |
| Cultivar Capital, Inc. CRD: 160145 | - | 0 | 1 | - | Unknown |
| Cultivate Capital Group, LLC CRD: 300634 | FL | 1 | 1 | B | Active |
| Cultivate Financial CRD: 318616 | - | 0 | 1 | - | Unknown |
| Cultivate Financial Group LLC CRD: 288980 | - | 0 | 1 | - | Unknown |
| Cultivate Financial Wellness, LLC CRD: 308633 | - | 0 | 2 | - | Unknown |
| Cultivate Wealth LLC CRD: 331851 | - | 0 | 1 | - | Unknown |
| Cultivate Wealth Partners CRD: 340314 | - | 0 | 1 | - | Unknown |
| Cultivating Wealth CRD: 282447 | - | 0 | 3 | - | Unknown |
| Cultivation Capital, LLC CRD: 168734 | - | 0 | 1 | - | Unknown |
| Cultivian Sandbox CRD: 292259 | - | 0 | 1 | - | Unknown |
| Cultivian Sandbox Venture Management, LLC CRD: 168817 | - | 0 | 1 | - | Unknown |
| Cultivian Ventures, LLC CRD: 169880 | - | 0 | 0 | - | Unknown |
| Cultivo Advisors CRD: 314422 | - | 0 | 0 | - | Unknown |
| Culture Capital Partners, LLC CRD: 299797 | - | 0 | 1 | - | Unknown |
| Culver & Dunn Securities Corporation CRD: 21627 | - | 0 | 0 | A | INACTIVE |
| Culver Financial Management, Inc. CRD: 24715 | - | 1 | 0 | B | INACTIVE |
| Culver Investment Company, LLC CRD: 112198 | - | 0 | 0 | - | Unknown |
| Culver Securities, Inc. CRD: 8302 | - | 0 | 0 | A | INACTIVE |