Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| PI Wealth Plan LLC CRD: 298421 | — | 0 | 1 | A | Unknown |
| PIA, LLLP CRD: 107421 | — | 0 | 1 | A | Unknown |
| Pibc Securities LLC CRD: 104171 | — | 0 | 0 | A | INACTIVE |
| Picchietti, Paul Amedeo CRD: 32267 | — | 0 | 0 | A | INACTIVE |
| Pickering Energy Partners BD LP CRD: 309940 | — | 0 | 0 | A | INACTIVE |
| Pickering Energy Partners LP CRD: 302116 | — | 0 | 1 | A | Unknown |
| Picket Fence Financial, LLC CRD: 139262 | — | 0 | 2 | A | Unknown |
| Pickwick Capital Partners, LLC CRD: 130672 | NY | 0 | 11 | A | Active |
| Pico Quantitative Trading LLC CRD: 118639 | — | 1 | 0 | B | INACTIVE |
| Pictet Overseas Inc. CRD: 36500 | — | 3 | 0 | C | Active |
| Piece of Wealth Planning LLC CRD: 307247 | — | 0 | 1 | A | Unknown |
| Piedmont Private Equity CRD: 174402 | — | 0 | 2 | A | Unknown |
| Piedmont Private Wealth, LLC CRD: 339616 | — | 0 | 1 | A | Unknown |
| Piedmont Wealth Advisory CRD: 333693 | — | 0 | 2 | A | Unknown |
| Piemonte Trading Corp. CRD: 289207 | — | 0 | 1 | A | Unknown |
| Pier 70 CRD: 323074 | — | 0 | 1 | A | Unknown |
| Pier 88 Investment Partners, LLC CRD: 169316 | — | 0 | 1 | A | Unknown |
| Pier LLC CRD: 158377 | — | 0 | 0 | A | Unknown |
| Pierce & Company L.P. CRD: 36149 | — | 0 | 0 | A | INACTIVE |
| Pierce & Stone Securities, Inc. CRD: 25338 | — | 0 | 0 | A | INACTIVE |
| Pierce Financial Planning, Inc CRD: 145465 | — | 0 | 0 | A | Unknown |
| Pierce Wealth Partners, Inc. CRD: 315147 | — | 0 | 3 | A | Unknown |
| Pierportcapital, L.L.C. CRD: 333834 | — | 0 | 0 | A | Unknown |
| Pierre R. Smith & Co. CRD: 3442 | — | 0 | 0 | A | INACTIVE |
| PIF Equity Partners, LLC CRD: 328818 | — | 0 | 1 | A | Unknown |
| Pigatto, Gary Dean CRD: 122014 | — | 0 | 0 | A | INACTIVE |
| PIH Investments, LLC CRD: 166867 | — | 0 | 1 | A | Unknown |
| Pihl Financial Planning CRD: 300544 | — | 0 | 1 | A | Unknown |
| Pikgeor Financial CRD: 310896 | — | 0 | 0 | A | Unknown |
| Pikila CRD: 142700 | — | 0 | 0 | A | Unknown |
| Pikipoko LLC CRD: 298751 | — | 0 | 0 | A | Unknown |
| Pilar Asset Management CRD: 314400 | — | 0 | 0 | A | Unknown |
| Pilgrim Partners Asia (PTE.) Ltd CRD: 299450 | — | 0 | 0 | A | Unknown |
| Pill Placements, Inc. CRD: 44969 | — | 0 | 0 | A | INACTIVE |
| Pillar Capital CRD: 153191 | — | 0 | 1 | A | Unknown |
| Pillar Financial Planning CRD: 335717 | — | 0 | 1 | A | Unknown |
| Pillar Wealth LLC CRD: 323139 | — | 0 | 1 | A | Unknown |
| Pilot Capital Corporation CRD: 21307 | — | 0 | 0 | A | INACTIVE |
| Pilot Group CRD: 161388 | — | 0 | 0 | A | Unknown |
| Pilotage Private Wealth AG CRD: 169908 | — | 0 | 0 | A | Unknown |
| Pimco Investments LLC CRD: 154957 | NY | 0 | 10 | A | Active |
| PIN Financial, LLC CRD: 132876 | — | 1 | 0 | B | INACTIVE |
| PIN OAK Partners, Inc. CRD: 44814 | — | 1 | 0 | B | INACTIVE |
| PIN Wealth CRD: 316919 | — | 0 | 0 | A | Unknown |
| Pine Brook CRD: 162247 | — | 0 | 0 | A | Unknown |
| Pine Capital CRD: 277053 | — | 0 | 0 | A | Unknown |
| Pine Capital CRD: 129889 | — | 0 | 1 | A | Unknown |
| Pine Cone Capital CRD: 129387 | — | 0 | 2 | A | Unknown |
| Pine Cone, LLC CRD: 165642 | — | 0 | 1 | A | Unknown |
| Pine Grove Financial Group CRD: 308193 | — | 0 | 5 | A | Unknown |