Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Culvert Capital LLC CRD: 313898 | IL | 0 | 2 | A | Active |
| Culverwell & Co., Inc. CRD: 14558 | - | 5 | 0 | C | INACTIVE |
| Cumberland Advisors CRD: 107964 | - | 0 | 7 | - | Unknown |
| Cumberland Brokerage Corporation CRD: 13409 | - | 3 | 0 | C | INACTIVE |
| Cumberland Hill Capital Management LLC CRD: 142227 | - | 0 | 1 | - | Unknown |
| Cumberland Investment Counsel Inc. CRD: 110887 | - | 0 | 0 | - | Unknown |
| Cumberland Partners, LLC CRD: 153330 | - | 0 | 0 | - | Unknown |
| Cumberland Securities Company, Inc. CRD: 6946 | - | 0 | 0 | A | INACTIVE |
| Cumberland Securities LLC CRD: 13970 | IL | 0 | 1 | A | Active |
| Cumberland Valley Financial Services Inc. CRD: 123496 | - | 0 | 2 | - | Unknown |
| Cumbie Advisory Services, Inc CRD: 142606 | - | 0 | 1 | - | Unknown |
| Cumbrian Financial Stewardship CRD: 131913 | - | 0 | 0 | - | Unknown |
| Cummings & Co., Inc. CRD: 1562 | - | 0 | 0 | A | INACTIVE |
| Cummins Financial Corporation CRD: 128571 | - | 1 | 0 | B | INACTIVE |
| Cummins, IAN CRD: 324192 | - | 0 | 0 | - | Unknown |
| Cumnor Securities, Inc. CRD: 39059 | - | 0 | 0 | A | INACTIVE |
| Cumulus Advisors LLC CRD: 221521 | - | 0 | 2 | - | Unknown |
| Cumulus Venture Partners CRD: 168465 | - | 0 | 0 | - | Unknown |
| Cuna Brokerage Services, Inc. CRD: 13941 | IA | 11 | 8 | D | Active |
| Cunning Capital, LLC CRD: 310482 | - | 0 | 1 | - | Unknown |
| Cunningham Chappell Securities Company, Inc. CRD: 10962 | - | 0 | 0 | A | INACTIVE |
| Cunningham Wealth Management CRD: 148023 | - | 0 | 3 | - | Unknown |
| Cunningham, Schmertz & Co., Inc. CRD: 1564 | - | 0 | 0 | A | INACTIVE |
| Cunyus Securities, Inc. CRD: 15821 | - | 0 | 0 | A | INACTIVE |
| Cupbearer Financial Services CRD: 284239 | - | 0 | 0 | - | Unknown |
| Cupola Capital Management, LLC CRD: 310787 | - | 0 | 0 | - | Unknown |
| Cupps Capital Management, LLC CRD: 109865 | - | 0 | 0 | - | Unknown |
| Cupps Wealth Management CRD: 226675 | - | 0 | 0 | - | Unknown |
| Cura Collective Legacy CRD: 339769 | - | 0 | 1 | - | Unknown |
| Cura Wealth Advisors, LLC CRD: 332511 | - | 0 | 1 | - | Unknown |
| Curafin Advisors CRD: 329091 | - | 0 | 3 | - | Unknown |
| Curasset Capital Management, LLC CRD: 316522 | - | 0 | 1 | - | Unknown |
| Curat Global LLC CRD: 296180 | - | 0 | 1 | - | Unknown |
| Curate Capital LLC CRD: 318939 | - | 0 | 1 | - | Unknown |
| Curated Capital & Planning LLC CRD: 316143 | - | 0 | 1 | - | Unknown |
| Curated Financial CRD: 301516 | - | 0 | 0 | - | Unknown |
| Curated Wealth Partners, LLC CRD: 297852 | - | 0 | 1 | - | Unknown |
| Curated Wealth Solutions, LLC CRD: 324663 | - | 0 | 2 | - | Unknown |
| Curative Ventures CRD: 300322 | - | 0 | 1 | - | Unknown |
| Curator Advisory, LLC CRD: 145817 | - | 0 | 0 | - | Unknown |
| Curatus Capital LLC CRD: 281043 | - | 0 | 0 | - | Unknown |
| Curbstone Financial Management Corporation CRD: 13348 | - | 1 | 2 | B | INACTIVE |
| Curcio Webb, LLC CRD: 109066 | - | 0 | 1 | - | Unknown |
| Cure Ventures Management, LP CRD: 315287 | - | 0 | 1 | - | Unknown |
| Cure8 Ventures, LLC CRD: 300866 | - | 0 | 1 | - | Unknown |
| Cureton & Co., Incorporated CRD: 11682 | - | 0 | 0 | A | INACTIVE |
| Curewell Capital Management, LLC CRD: 318142 | - | 0 | 1 | - | Unknown |
| Curex Securities (USA), LLC CRD: 170141 | - | 0 | 0 | A | INACTIVE |
| Curi Capital CRD: 281133 | - | 0 | 0 | - | Unknown |
| Curi Capital, LLC CRD: 134249 | - | 0 | 68 | - | Unknown |