Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pine Securities USA LLC CRD: 161289 | — | 0 | 0 | A | INACTIVE |
| Pine Street Partners, L.P. CRD: 17775 | — | 0 | 0 | A | INACTIVE |
| Pine to Palm Financial, LLC CRD: 335396 | — | 0 | 1 | A | Unknown |
| Pine Valley Private Wealth CRD: 289533 | — | 0 | 1 | A | Unknown |
| Pinecone Financial CRD: 310282 | — | 0 | 2 | A | Unknown |
| Pinegrove Venture Partners, LLC CRD: 326747 | — | 0 | 1 | A | Unknown |
| Pinelight Financial PLLC CRD: 323153 | — | 0 | 3 | A | Unknown |
| Pinerock Financial CRD: 285642 | — | 0 | 0 | A | Unknown |
| Pinetree Advisors Corp. CRD: 299275 | — | 0 | 1 | A | Unknown |
| Pinewood Securities, Corp. CRD: 32312 | — | 0 | 0 | A | INACTIVE |
| Ping an Voyager Partners CRD: 314066 | — | 0 | 0 | A | Unknown |
| Pingora Partners LLC CRD: 148262 | — | 0 | 2 | A | Unknown |
| Pinion Investments CRD: 171885 | — | 0 | 0 | A | Unknown |
| Pinkerton Wealth Partners CRD: 120973 | — | 0 | 8 | A | Unknown |
| Pinkston Consulting, PLLC CRD: 144653 | — | 0 | 0 | A | Unknown |
| Pinnacle Advisory Group, Inc. CRD: 107757 | — | 0 | 0 | A | Unknown |
| Pinnacle Asset Management, L.P. CRD: 126487 | — | 0 | 1 | A | Unknown |
| Pinnacle Equity Partners GP LLC CRD: 330485 | — | 0 | 1 | A | Unknown |
| Pinnacle Financial Freedom LLC CRD: 319369 | — | 0 | 1 | A | Unknown |
| Pinnacle Financial Planning CRD: 317718 | — | 0 | 0 | A | Unknown |
| Pinnacle Hill Partners LP CRD: 334215 | — | 0 | 1 | A | Unknown |
| Pinnacle Investments, Inc. CRD: 40686 | — | 0 | 0 | A | INACTIVE |
| Pinnacle Peak Management II, L.L.C. CRD: 316762 | — | 0 | 1 | A | Unknown |
| Pinnacle Peak Management LLC CRD: 296518 | — | 0 | 0 | A | Unknown |
| Pinnacle Peak Private Client Group, LLC CRD: 282003 | — | 0 | 2 | A | Unknown |
| Pinnacle Planning Advisors, LLC CRD: 155093 | — | 0 | 1 | A | Unknown |
| Pinnacle Planning Partners, LLC CRD: 306777 | — | 0 | 0 | A | Unknown |
| Pinnacle Portfolio Advisors CRD: 287622 | — | 0 | 1 | A | Unknown |
| Pinnacle Private Ventures, LLC CRD: 317274 | — | 0 | 1 | A | Unknown |
| Pinnacle Private Wealth, LLC CRD: 170315 | — | 0 | 0 | A | Unknown |
| Pinnacle Securities CRD: 22306 | — | 0 | 0 | A | INACTIVE |
| Pinnacle Securities, L.P. CRD: 131118 | — | 0 | 0 | A | INACTIVE |
| Pinnacle Ventures CRD: 148908 | — | 0 | 0 | A | Unknown |
| Pinnacle Wealth Advisory, LLC CRD: 327201 | — | 0 | 0 | A | Unknown |
| Pinnacle Wealth Partners CRD: 306628 | — | 0 | 0 | A | Unknown |
| Pinto, Joseph J CRD: 161729 | — | 0 | 0 | A | Unknown |
| Pinvest CRD: 331586 | — | 0 | 1 | A | Unknown |
| Pinyon Pine Capital LLC CRD: 155916 | — | 0 | 2 | A | Unknown |
| Piolet Capital, L.P. CRD: 165867 | — | 0 | 0 | A | Unknown |
| Pioneer Advisory CRD: 166266 | — | 0 | 2 | A | Unknown |
| Pioneer Advisory LLC CRD: 337502 | — | 0 | 1 | A | Unknown |
| Pioneer Point Partners LLP CRD: 323254 | — | 0 | 0 | A | Unknown |
| Pioneer Portfolio Corp. CRD: 17817 | — | 1 | 0 | B | INACTIVE |
| Pioneer Street Partners, LLC CRD: 166796 | — | 0 | 0 | A | Unknown |
| Pionex Investments Inc. CRD: 318475 | — | 0 | 1 | A | Unknown |
| Pipeline Wealth Partners, LLC CRD: 287626 | — | 0 | 0 | A | Unknown |
| Piper Heartland Healthcare Capital, LLC CRD: 310044 | — | 0 | 1 | A | Unknown |
| Piper PE LLP CRD: 283361 | — | 0 | 0 | A | Unknown |
| Piper Ventures LLC CRD: 318076 | — | 0 | 1 | A | Unknown |
| Pipo Capital CRD: 322836 | — | 0 | 1 | A | Unknown |