Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pipv Management CRD: 294743 | — | 0 | 0 | A | Unknown |
| Piraeus Management LP CRD: 288506 | — | 0 | 0 | A | Unknown |
| Pirque LLC CRD: 308141 | — | 0 | 1 | A | Unknown |
| Pirrone & Co., Inc. CRD: 29828 | — | 0 | 0 | A | INACTIVE |
| PIS Management, LLC CRD: 282923 | — | 0 | 0 | A | Unknown |
| Pitcairn CRD: 333260 | — | 0 | 19 | A | Unknown |
| Pithia Inc. CRD: 304425 | — | 0 | 1 | A | Unknown |
| Pithia TWO LLC CRD: 304426 | — | 0 | 1 | A | Unknown |
| Pitkin Investments Inc. CRD: 10080 | — | 0 | 0 | A | INACTIVE |
| Piton Securities, L.L.C CRD: 47319 | — | 0 | 0 | A | INACTIVE |
| Pitzl Financial CRD: 171441 | — | 0 | 3 | A | Unknown |
| Pivot Capital Partners LLC CRD: 335324 | — | 0 | 2 | A | Unknown |
| Pivot Investment Partners, LLC CRD: 322708 | — | 0 | 1 | A | Unknown |
| Pivot Investment Planning, LLC CRD: 328568 | — | 0 | 1 | A | Unknown |
| Pivot Point Advisors, LLC CRD: 130562 | — | 0 | 3 | A | Unknown |
| Pivot Point Capital Partners, LLC CRD: 154779 | — | 0 | 0 | A | Unknown |
| Pivot Point Wealth Planning CRD: 287623 | — | 0 | 1 | A | Unknown |
| Pivotal CRD: 324087 | — | 0 | 1 | A | Unknown |
| Pivotal Bioventure Partners CRD: 287988 | — | 0 | 1 | A | Unknown |
| Pivotal Investments CRD: 163146 | — | 0 | 1 | A | Unknown |
| Pivotal Planning Group, LLC CRD: 126575 | — | 0 | 0 | A | Unknown |
| Pivovar, Philip E. CRD: 147741 | — | 0 | 0 | A | Unknown |
| Pixel Financial Planning CRD: 285762 | — | 0 | 1 | A | Unknown |
| PJ Scavuzzo, Inc. CRD: 151742 | — | 0 | 3 | A | Unknown |
| PJFS CRD: 113278 | — | 0 | 0 | A | Unknown |
| PJT Partners LP CRD: 171058 | NY | 1 | 25 | B | Active |
| PK Quantitative Investing, LLC CRD: 314655 | — | 0 | 2 | A | Unknown |
| PK Wealth Advisors CRD: 335676 | — | 0 | 1 | A | Unknown |
| PKDW Equity Partners, LLC CRD: 322433 | — | 0 | 0 | A | Unknown |
| PKJ Capital, LLC CRD: 315962 | — | 0 | 0 | A | Unknown |
| PKS Advisory Services, LLC CRD: 125648 | — | 0 | 31 | A | Unknown |
| PKS Securities, Inc. CRD: 101600 | NY | 0 | 3 | A | Active |
| PKS Trading L.L.C. CRD: 46708 | — | 0 | 0 | A | INACTIVE |
| PL3 Capital LP CRD: 331201 | — | 0 | 1 | A | Unknown |
| Plains Advisory LLC CRD: 300110 | — | 0 | 1 | A | Unknown |
| Plains Ventures CRD: 318572 | — | 0 | 1 | A | Unknown |
| Plan CRD: 108588 | — | 0 | 0 | A | Unknown |
| Plan & ACT CRD: 148453 | — | 0 | 2 | A | Unknown |
| Plan a Wealth, LLC CRD: 287860 | — | 0 | 2 | A | Unknown |
| Plan Ahead Advisors CRD: 168685 | — | 0 | 3 | A | Unknown |
| Plan B Investments, Inc. CRD: 136162 | CA | 0 | 3 | A | Active |
| Plan for IT Financial, LLC CRD: 326809 | — | 0 | 1 | A | Unknown |
| Plan for JOY LLC CRD: 298330 | — | 0 | 0 | A | Unknown |
| Plan for Your Goals, LLC CRD: 320683 | — | 0 | 1 | A | Unknown |
| Plan of Care Advising CRD: 328658 | — | 0 | 0 | A | Unknown |
| Plan Partners LLC CRD: 167647 | — | 0 | 0 | A | Unknown |
| Plan Sponsor Solutions CRD: 305258 | — | 0 | 0 | A | Unknown |
| Plan Wise Wealth Group, LLC CRD: 333706 | — | 0 | 1 | A | Unknown |
| Planalto Financial CRD: 338852 | — | 0 | 1 | A | Unknown |
| Plancorp, LLC CRD: 106599 | — | 0 | 16 | A | Unknown |