Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Curiam Capital LLC CRD: 305220 | - | 0 | 1 | - | Unknown |
| Curian Capital, LLC CRD: 120270 | - | 0 | 0 | - | Unknown |
| Curian Clearing, LLC CRD: 132938 | - | 1 | 0 | B | INACTIVE |
| Curie BIO CRD: 323682 | - | 0 | 1 | - | Unknown |
| Curio Wealth, LLC CRD: 328178 | - | 0 | 11 | - | Unknown |
| Curious Crow Financial Planning CRD: 327495 | - | 0 | 1 | - | Unknown |
| Curis Partners (US), LLC CRD: 285067 | - | 0 | 1 | - | Unknown |
| Curisa Capital, LLC CRD: 332037 | - | 0 | 1 | - | Unknown |
| Curran Financial Services CRD: 116104 | - | 0 | 0 | - | Unknown |
| Curran Wealth Management CRD: 132136 | - | 0 | 2 | - | Unknown |
| Curreen Capital Management LLC CRD: 282392 | - | 0 | 0 | - | Unknown |
| Curren & Company CRD: 25978 | - | 0 | 0 | A | INACTIVE |
| Currency Insight Ltd. CRD: 147859 | - | 0 | 0 | - | Unknown |
| Currency Management International, Inc. CRD: 32118 | - | 0 | 0 | A | INACTIVE |
| Currency Trading International, Inc. CRD: 35299 | - | 0 | 0 | A | INACTIVE |
| Current Capital Securities LLC CRD: 288891 | NY | 0 | 2 | A | Active |
| Current Equity Partners, LLC CRD: 337402 | - | 0 | 1 | - | Unknown |
| Current Investments Inc. CRD: 299535 | - | 0 | 0 | - | Unknown |
| Currey Financial Consulting CRD: 111569 | - | 0 | 0 | - | Unknown |
| Currin Investments, Inc. CRD: 15093 | - | 0 | 0 | A | INACTIVE |
| Curry Global CRD: 335148 | - | 0 | 2 | - | Unknown |
| Curry Webb Wealth Management LLC CRD: 168692 | - | 0 | 5 | - | Unknown |
| Cursive Strategy Capital Management LLC CRD: 315378 | - | 0 | 0 | - | Unknown |
| Cursor Capital Management, LLC CRD: 342799 | - | 0 | 1 | - | Unknown |
| Curtain Wealth Planning L.L.C. CRD: 327595 | - | 0 | 1 | - | Unknown |
| Curtis & Associates CRD: 21953 | - | 0 | 0 | A | INACTIVE |
| Curtis & Bissonette Inc CRD: 105136 | - | 0 | 0 | - | Unknown |
| Curtis Advisory Group, LLC CRD: 151695 | - | 0 | 1 | - | Unknown |
| Curtis C. Rose & Associates CRD: 114816 | - | 0 | 2 | - | Unknown |
| Curtis Capital Advisors CRD: 330835 | - | 0 | 1 | - | Unknown |
| Curtis Capital, LLC CRD: 329711 | - | 0 | 0 | - | Unknown |
| Curtis Financial Planning CRD: 136785 | - | 0 | 1 | - | Unknown |
| Curtis Financial Securities Corporation CRD: 25059 | - | 0 | 0 | A | INACTIVE |
| Curtis Hendrix, Inc. CRD: 14260 | - | 0 | 0 | A | INACTIVE |
| Curtis J. Timm, Inc. CRD: 14417 | - | 0 | 0 | A | INACTIVE |
| Curtis Point Capital CRD: 307399 | MA | 0 | 2 | A | Active |
| Curtis R. Donnelson & Associates CRD: 165116 | - | 0 | 0 | - | Unknown |
| Curtis Root Investment Services CRD: 305455 | - | 0 | 1 | - | Unknown |
| Curtis Securities, LLC CRD: 104153 | - | 0 | 0 | A | INACTIVE |
| Curtis Wealth Management LLC CRD: 312245 | - | 0 | 2 | - | Unknown |
| Curtis, Patrick & Company, Inc. CRD: 16951 | - | 0 | 0 | A | INACTIVE |
| Curtiss Wealth Advisory LLC CRD: 155942 | - | 0 | 0 | - | Unknown |
| Curtiswood Capital, LLC CRD: 120767 | - | 0 | 0 | A | INACTIVE |
| Curve Asset Management, Inc. CRD: 168797 | - | 0 | 0 | - | Unknown |
| Curve Capital LLC CRD: 166408 | - | 0 | 0 | - | Unknown |
| Cusack, Light & Company, Inc. CRD: 13383 | - | 0 | 0 | A | INACTIVE |
| Cusana Capital LLP CRD: 331834 | - | 0 | 0 | - | Unknown |
| Cuscatlan Securities, Corp. CRD: 25645 | - | 0 | 0 | A | INACTIVE |
| Cushing Capital Corporation CRD: 5881 | - | 0 | 0 | A | INACTIVE |
| Cushing Capital Partners, LLC CRD: 313497 | - | 0 | 1 | - | Unknown |