CRD #288891 · FINRA BrokerCheck + SEC IAPD

Current Capital Securities LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Current Capital Securities LLC ranks #8,459 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #487 of 868 on the same disclosure sort used on the state browse page. Current Capital Securities LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.

Grade A
Safety grade
2
branch offices
0
disclosures
#8,459 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 288891 Current Capital Securities LLC

Current Capital Securities LLC · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 288891
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 2
  • PER-OFF 0.00
  • RANK #8,459 of 20,055
  • BOOK Small firm

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00Current Capital Sec… (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

Current Capital Securities LLC ranks #8,459 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 2 offices

Clean disclosure surface

Current Capital Securities LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
New York, NY
CRD Number
288891

Clean BrokerCheck surface

Current Capital Securities LLC's clean BrokerCheck surface

Current Capital Securities LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).

Current Capital Securities LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Current Capital Securities LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

New York cohort · 0.00× state average

Current Capital Securities LLC sits below the New York disclosure average

Current Capital Securities LLC reports 0 BrokerCheck disclosures, 0.00× the New York average of 8.7, lighter than most of the 868 graded firms filed there.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Current Capital Securities LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Current Capital Securities LLC ranks #8,459 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #487 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Current Capital Securities LLC?
A grade of A means Current Capital Securities LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Current Capital Securities LLC have?
Current Capital Securities LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Current Capital Securities LLC?
Current Capital Securities LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in NY (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Current Capital Securities LLC's disciplinary record?
You can verify Current Capital Securities LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 288891. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Current Capital Securities LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Current Capital Securities LLC's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Current Capital Securities LLC's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Current Capital Securities LLC's 0.00
  • Firms in NY - state roster that includes Current Capital Securities LLC's registration home.
  • How to Vet a Financial Advisor - Use Current Capital Securities LLC's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Current Capital Securities LLC's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Current Capital Securities LLC.
  • Compare firms - put Current Capital Securities LLC next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.