Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cuso Financial Services, L.P. CRD: 42132 | - | 3 | 0 | C | INACTIVE |
| Cuso Partners, LLC CRD: 2406 | - | 0 | 0 | A | INACTIVE |
| Custom FIT Financial CRD: 332622 | - | 0 | 1 | - | Unknown |
| Custom Funds Management LLC CRD: 153698 | - | 0 | 3 | - | Unknown |
| Custom House Capital Corporation CRD: 123981 | - | 0 | 0 | - | Unknown |
| Custom Portfolio Group CRD: 154876 | - | 0 | 0 | - | Unknown |
| Custom Retirement Solutions, Inc. CRD: 47078 | - | 0 | 0 | A | INACTIVE |
| Custom Wealth Management CRD: 340956 | - | 0 | 1 | - | Unknown |
| Custom Wealth Planners CRD: 326415 | - | 0 | 1 | - | Unknown |
| Custom Wealth Solutions CRD: 334515 | - | 0 | 3 | - | Unknown |
| Customers' Yachts Advisers, Inc. CRD: 307730 | - | 0 | 1 | - | Unknown |
| Custos Family Office LLC CRD: 294025 | - | 0 | 4 | - | Unknown |
| Cuthbert Capital Management LLC CRD: 325188 | - | 0 | 1 | - | Unknown |
| Cuthbert Financial Guidance CRD: 130006 | - | 0 | 2 | - | Unknown |
| Cutler Capital Management CRD: 107463 | - | 0 | 3 | - | Unknown |
| Cutler Group, LLC CRD: 31730 | - | 28 | 0 | F | INACTIVE |
| Cutler Investment Group CRD: 128483 | - | 0 | 14 | - | Unknown |
| Cutler Securities, Inc. CRD: 41230 | - | 4 | 0 | C | INACTIVE |
| Cutrone, William James CRD: 122274 | - | 0 | 0 | A | INACTIVE |
| Cutter & Company, Inc. CRD: 22449 | - | 1 | 0 | B | INACTIVE |
| Cutter & Dixon CRD: 1570 | - | 0 | 0 | A | INACTIVE |
| Cutter Capital Management CRD: 326885 | - | 0 | 0 | - | Unknown |
| Cutter Capital Services, Inc. CRD: 18942 | - | 0 | 0 | A | INACTIVE |
| Cutter Financial Group LLC CRD: 290016 | - | 0 | 1 | - | Unknown |
| Cutting Edge Capital Partners (Manco), Limited CRD: 340509 | - | 0 | 0 | - | Unknown |
| Cutting Horse Ventures Management LLC CRD: 333655 | - | 0 | 1 | - | Unknown |
| Cuttingedge Advisors CRD: 146371 | - | 0 | 0 | - | Unknown |
| Cutwater Asset Management CRD: 37214 | - | 2 | 0 | B | INACTIVE |
| Cuvantis Wealth Planning, LLC CRD: 299553 | - | 0 | 0 | - | Unknown |
| Cuvm, LLC CRD: 319710 | - | 0 | 1 | - | Unknown |
| Cuyahoga Securities Corporation CRD: 10539 | - | 0 | 0 | A | INACTIVE |
| CV Access Fund GP, LLC CRD: 342982 | - | 0 | 1 | - | Unknown |
| CV Advisors LLC CRD: 164817 | - | 0 | 2 | - | Unknown |
| CV Brokerage, Inc CRD: 462 | - | 10 | 0 | D | INACTIVE |
| CV Securities LLC CRD: 323246 | TX | 0 | 2 | A | Active |
| CV-11 Capital Management LLC CRD: 337365 | - | 0 | 1 | - | Unknown |
| CV-PC (Cayman) GP, Ltd CRD: 339668 | - | 0 | 0 | - | Unknown |
| CV19 Venture Manager LLC CRD: 334023 | - | 0 | 1 | - | Unknown |
| CV2M, LLC CRD: 339079 | - | 0 | 1 | - | Unknown |
| CVC Advisers Jersey Limited CRD: 296266 | - | 0 | 0 | - | Unknown |
| CVC Advisors (U.S.) Inc. CRD: 174050 | - | 0 | 1 | - | Unknown |
| CVC Capital Partners Advisory Company Limited CRD: 161620 | - | 0 | 0 | - | Unknown |
| CVC Credit Partners U.S. CLO Management LLC CRD: 284980 | - | 0 | 1 | - | Unknown |
| CVC Credit Partners, LLC CRD: 138528 | - | 0 | 1 | - | Unknown |
| CVC DIF CRD: 291064 | - | 0 | 0 | - | Unknown |
| CVC Financial Services, LLC CRD: 115085 | - | 0 | 0 | - | Unknown |
| CVC Funding, LLC CRD: 277056 | NY | 0 | 3 | A | Active |
| CVC Manager, LLC CRD: 305012 | - | 0 | 1 | - | Unknown |
| CVC Partners, LLC CRD: 306591 | - | 0 | 0 | - | Unknown |
| CVC Secondary Partners (U.S.), LLC CRD: 289554 | - | 0 | 1 | - | Unknown |