Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pland Financial CRD: 297702 | — | 0 | 0 | A | Unknown |
| Planeasy Wealth Inc. CRD: 329108 | — | 0 | 0 | A | Unknown |
| Planfirst Inc CRD: 108941 | — | 0 | 0 | A | Unknown |
| Planned Financial Freedom CRD: 309144 | — | 0 | 0 | A | Unknown |
| Planned Financial Programs, Inc. CRD: 3049 | NY | 1 | 2 | B | Active |
| Planned Investment Co., Inc. CRD: 3050 | — | 1 | 0 | B | INACTIVE |
| Planned Investments Inc. CRD: 5066 | — | 0 | 0 | A | INACTIVE |
| Planned Professional Advisory CRD: 116152 | — | 0 | 0 | A | Unknown |
| Planners Investments, Inc. CRD: 6776 | — | 0 | 0 | A | INACTIVE |
| Planning for Progress CRD: 286486 | — | 0 | 1 | A | Unknown |
| Planning Network Partners CRD: 317488 | — | 0 | 0 | A | Unknown |
| Planning Works Advisory, Inc. CRD: 317834 | — | 0 | 1 | A | Unknown |
| Planpath Financial CRD: 330175 | — | 0 | 1 | A | Unknown |
| Planpilot CRD: 160319 | — | 0 | 6 | A | Unknown |
| Planprep LLC CRD: 139300 | — | 0 | 0 | A | Unknown |
| Plans to Prosper,LLC CRD: 138076 | — | 0 | 0 | A | Unknown |
| Plantech Inc. CRD: 120923 | — | 0 | 0 | A | Unknown |
| Plantingfield Partners, LLC CRD: 173362 | — | 0 | 0 | A | Unknown |
| Planup Financial CRD: 285845 | — | 0 | 0 | A | Unknown |
| Planvest, LLC CRD: 309669 | — | 0 | 1 | A | Unknown |
| Planwyz Inc. CRD: 300257 | — | 0 | 0 | A | Unknown |
| Platform Investments, LLC CRD: 159261 | — | 0 | 1 | A | Unknown |
| Platform Partners LLC CRD: 286532 | — | 0 | 1 | A | Unknown |
| Platform Technology Partners CRD: 305602 | — | 0 | 7 | A | Unknown |
| Platinum Investment Corp. CRD: 107211 | — | 7 | 0 | D | INACTIVE |
| Platinum Planning, Inc. CRD: 120213 | — | 0 | 1 | A | Unknown |
| Platinum Wealth Partners CRD: 145507 | — | 0 | 0 | A | Unknown |
| Plato Planning CRD: 339970 | — | 0 | 0 | A | Unknown |
| Plato's Philosophy, LLC CRD: 319564 | — | 0 | 0 | A | Unknown |
| Platte West Wealth Management, LLC CRD: 158954 | — | 0 | 1 | A | Unknown |
| Play Money Studios CRD: 330903 | — | 0 | 1 | A | Unknown |
| Play Time Sports-Tech Holdco, LLC CRD: 330348 | — | 0 | 1 | A | Unknown |
| Play Ventures PTE Ltd CRD: 312657 | — | 0 | 0 | A | Unknown |
| Plaza Ventures CRD: 321202 | — | 0 | 0 | A | Unknown |
| Pleasant Lake Partners LLC CRD: 165958 | — | 0 | 0 | A | Unknown |
| Pleasant Lake Partners LLC CRD: 304281 | — | 0 | 1 | A | Unknown |
| Pleasanton Wealth CRD: 299123 | — | 0 | 1 | A | Unknown |
| Plenaris Advisory CRD: 146413 | — | 0 | 0 | A | Unknown |
| Plexus Capital CRD: 310241 | — | 0 | 1 | A | Unknown |
| Plexus Group, Inc. CRD: 22101 | — | 0 | 0 | A | INACTIVE |
| Plinian Capital CRD: 281571 | — | 0 | 0 | A | Unknown |
| Plisky Plisky & Co. LLC CRD: 149423 | — | 0 | 0 | A | Unknown |
| PLM Securities Corp. CRD: 7843 | — | 0 | 0 | A | INACTIVE |
| Plootus CRD: 314583 | — | 0 | 1 | A | Unknown |
| PLP Capital CRD: 38901 | FL | 2 | 2 | B | Active |
| Plum Island Partners LLC CRD: 337695 | — | 0 | 1 | A | Unknown |
| Plum Lake Capital, LLC CRD: 313562 | — | 0 | 1 | A | Unknown |
| Plum Pointe Wealth Management CRD: 332618 | — | 0 | 2 | A | Unknown |
| Plumb Financial CRD: 334608 | — | 0 | 1 | A | Unknown |
| Plumpe Investments, LLC CRD: 144643 | — | 0 | 0 | A | Unknown |