Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cvcapital Securities, LLC CRD: 152765 | - | 1 | 0 | B | INACTIVE |
| CVE Capital Corp. CRD: 299586 | - | 0 | 1 | - | Unknown |
| Cvex Markets LLC CRD: 311448 | - | 4 | 0 | C | INACTIVE |
| CVF Capital Partners, Inc. CRD: 164965 | - | 0 | 1 | - | Unknown |
| CVF Management Group, LLC CRD: 162830 | - | 0 | 0 | - | Unknown |
| CVP Capital LLC CRD: 165602 | - | 0 | 0 | A | INACTIVE |
| CVP Management, Inc. CRD: 169433 | - | 0 | 1 | - | Unknown |
| CVP NLH Advisors Limited CRD: 327807 | - | 0 | 0 | - | Unknown |
| CVP-USA Management CRD: 326875 | - | 0 | 0 | - | Unknown |
| CVR Financial Corporation of America, Inc. CRD: 2984 | - | 0 | 0 | A | INACTIVE |
| CVR Portfolio Funds LLC CRD: 169227 | - | 0 | 0 | - | Unknown |
| CVT Financial Planning CRD: 116742 | - | 0 | 0 | - | Unknown |
| CVW Financial, LLC CRD: 317756 | - | 0 | 2 | - | Unknown |
| CW Advisors, LLC CRD: 310873 | - | 0 | 79 | - | Unknown |
| CW F-Office LLC CRD: 327924 | - | 0 | 1 | - | Unknown |
| CW Group LLC CRD: 174413 | - | 0 | 0 | - | Unknown |
| CW Industrial Partners, LLC CRD: 160408 | - | 0 | 1 | - | Unknown |
| CW Institutional, LLC CRD: 313549 | - | 0 | 0 | - | Unknown |
| CW Investment Management, Inc. CRD: 175149 | - | 0 | 0 | - | Unknown |
| CW Real Estate Securities, Inc. CRD: 14277 | - | 0 | 0 | A | INACTIVE |
| CW Securities, LLC CRD: 124496 | TN | 0 | 3 | A | Active |
| CW Wealth Strategies CRD: 284420 | - | 0 | 0 | - | Unknown |
| CWA Asset Management Group CRD: 158940 | - | 0 | 14 | - | Unknown |
| CWA Naples, LLC CRD: 166489 | - | 0 | 0 | - | Unknown |
| CWC Advisors, LLC CRD: 127739 | - | 0 | 3 | - | Unknown |
| Cwci LLC CRD: 144535 | - | 0 | 1 | - | Unknown |
| CWM Advisory, LLC CRD: 299923 | - | 0 | 1 | - | Unknown |
| CWM Financial Group, Inc. CRD: 117255 | - | 0 | 1 | - | Unknown |
| CWM Partners, LLC CRD: 299857 | - | 0 | 1 | - | Unknown |
| CWM Wealth Management, LLC CRD: 165388 | - | 0 | 1 | - | Unknown |
| CWM, LLC CRD: 154383 | - | 0 | 0 | - | Unknown |
| CWM, LLC CRD: 155344 | - | 0 | 794 | - | Unknown |
| Cwos for Hire CRD: 282564 | - | 0 | 1 | - | Unknown |
| CWP Private Wealth Management CRD: 281520 | - | 0 | 1 | - | Unknown |
| Cwpim CRD: 288024 | - | 0 | 2 | - | Unknown |
| CWR Capital Management LLC CRD: 314201 | - | 0 | 2 | - | Unknown |
| CWS Asset Management CRD: 168521 | - | 0 | 1 | - | Unknown |
| CWS Capital Partners LLC CRD: 166871 | - | 0 | 6 | - | Unknown |
| CWS Financial Advisors LLC CRD: 297000 | - | 0 | 1 | - | Unknown |
| CWS Investments CRD: 23551 | CA | 2 | 21 | B | Active |
| CWS Securities, LLC CRD: 128498 | - | 0 | 0 | A | INACTIVE |
| CWS Wealth Partners CRD: 316112 | - | 0 | 3 | - | Unknown |
| CWZT Trading Corporation CRD: 45798 | - | 1 | 0 | B | INACTIVE |
| CX Advisors LLP CRD: 162587 | - | 0 | 0 | - | Unknown |
| CX Capital Management Limited CRD: 162359 | - | 0 | 0 | - | Unknown |
| CX Capital Markets, LLC CRD: 157975 | - | 1 | 0 | B | INACTIVE |
| CX Institutional, LLC CRD: 292627 | - | 0 | 49 | - | Unknown |
| CX, Inc. CRD: 19168 | - | 0 | 0 | A | INACTIVE |
| CX4 Advisors CRD: 171886 | - | 0 | 0 | - | Unknown |
| CXI Advisors, LLC CRD: 301321 | - | 0 | 1 | - | Unknown |