Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Plumtree Financial Planning CRD: 167853 | — | 0 | 1 | A | Unknown |
| Plunkett, Richard J. CRD: 157180 | — | 0 | 1 | A | Unknown |
| Plural Capital CRD: 328314 | — | 0 | 1 | A | Unknown |
| Plural UK Management CRD: 322049 | — | 0 | 0 | A | Unknown |
| Plus Capital CRD: 167459 | — | 0 | 1 | A | Unknown |
| Plus Securities LLC CRD: 138299 | — | 0 | 0 | A | INACTIVE |
| Plus Venture Partners, LLC CRD: 299033 | CA | 0 | 2 | A | Active |
| PLW Financial CRD: 291315 | — | 0 | 1 | A | Unknown |
| PM & Partners SGR S.P.A CRD: 282684 | — | 0 | 0 | A | Unknown |
| PM MGMT, LP CRD: 335729 | — | 0 | 1 | A | Unknown |
| PMA Securities, LLC CRD: 30397 | IL | 0 | 13 | A | Active |
| PMA Securities,Inc. CRD: 14640 | — | 0 | 0 | A | INACTIVE |
| PMA Wealth Management CRD: 323475 | — | 0 | 1 | A | Unknown |
| PMB Securities Co., L.P. CRD: 35407 | — | 2 | 0 | B | INACTIVE |
| PMB Securities Corp. CRD: 118642 | — | 0 | 0 | A | INACTIVE |
| PMC Sports CRD: 334169 | — | 0 | 1 | A | Unknown |
| PMC Wealth, LLC CRD: 332215 | — | 0 | 1 | A | Unknown |
| PMD Advisory CRD: 159443 | — | 0 | 1 | A | Unknown |
| PMG Family Office, LLC CRD: 312154 | — | 0 | 1 | A | Unknown |
| PMG GP, LLC CRD: 310598 | — | 0 | 0 | A | Unknown |
| PMG Wealth Management CRD: 285899 | — | 0 | 2 | A | Unknown |
| PMI Securities Co. CRD: 14106 | — | 0 | 0 | A | INACTIVE |
| PMJ Securities, Inc. CRD: 127329 | — | 0 | 0 | A | INACTIVE |
| PMMSF Partners, LLC CRD: 310316 | — | 0 | 1 | A | Unknown |
| Pmsource LLC CRD: 151564 | — | 0 | 0 | A | Unknown |
| PMX Corp CRD: 33184 | — | 0 | 0 | A | INACTIVE |
| PNC Brokerage Corp CRD: 34671 | — | 7 | 0 | C | INACTIVE |
| PNC FIG Advisory, Inc. CRD: 143093 | — | 1 | 0 | B | INACTIVE |
| PNC Mezzanine Management Corp CRD: 157565 | — | 0 | 0 | A | Unknown |
| PNC Real Estate CRD: 172753 | — | 0 | 1 | A | Unknown |
| PNC Realty Investors, Inc. CRD: 139904 | — | 0 | 0 | A | Unknown |
| PNF Management LLC CRD: 158027 | — | 0 | 0 | A | Unknown |
| PNL Investments CRD: 339543 | — | 0 | 1 | A | Unknown |
| PNW Asset Management CRD: 172429 | — | 0 | 1 | A | Unknown |
| Pocket Project CRD: 310651 | — | 0 | 1 | A | Unknown |
| POD Securities CRD: 337460 | FL | 0 | 1 | A | Active |
| Podesta & Co. CRD: 13140 | — | 1 | 0 | B | INACTIVE |
| POE Securities, Inc. CRD: 16391 | — | 0 | 0 | A | INACTIVE |
| Poetic Group LLC CRD: 293886 | — | 0 | 1 | A | Unknown |
| Point 41 Capital Partners, L.P. CRD: 323118 | — | 0 | 0 | A | Unknown |
| Point 41 Capital Partners, L.P. CRD: 334365 | — | 0 | 1 | A | Unknown |
| Point Hope PTE Ltd CRD: 313988 | — | 0 | 0 | A | Unknown |
| Point Nemo Capital, LLC CRD: 328695 | — | 0 | 1 | A | Unknown |
| Point Nine Inc. CRD: 333690 | — | 0 | 1 | A | Unknown |
| Point North CRD: 313263 | — | 0 | 0 | A | Unknown |
| Point Olema Capital Partners, L.P. CRD: 304303 | — | 0 | 1 | A | Unknown |
| Point Wealth, LLC CRD: 315625 | — | 0 | 1 | A | Unknown |
| Point4Ward Financial Planning CRD: 312375 | — | 0 | 1 | A | Unknown |
| Point72 Asset Management, L.P. CRD: 283077 | — | 0 | 1 | A | Unknown |
| Pointe Equity Partners LLC CRD: 151379 | — | 0 | 1 | A | Unknown |