Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pointer Management, LLC CRD: 156810 | — | 0 | 2 | A | Unknown |
| Pokorney, Gregory Palerston CRD: 33974 | — | 6 | 0 | D | INACTIVE |
| Polar Capital CRD: 136133 | — | 0 | 0 | A | Unknown |
| Polar Star Management Sezc CRD: 322537 | — | 0 | 0 | A | Unknown |
| Polaris CG Singapore PTE. Ltd. CRD: 169394 | — | 0 | 0 | A | Unknown |
| Polaris Financial Partners, LLC CRD: 299258 | — | 0 | 1 | A | Unknown |
| Polaris Financial Planning, LLC. CRD: 123035 | — | 0 | 2 | A | Unknown |
| Polaris Greystone Advisory Group, LLC CRD: 171405 | — | 0 | 0 | A | Unknown |
| Polaris Partners CRD: 162279 | — | 0 | 0 | A | Unknown |
| Polaris Prime BD, LLC CRD: 101360 | — | 0 | 0 | A | INACTIVE |
| Polaris Private Placements, LLC CRD: 288104 | SC | 0 | 2 | A | Active |
| Polaris Wealth Partners CRD: 331678 | — | 0 | 1 | A | Unknown |
| Poling Wealth CRD: 317668 | — | 0 | 0 | A | Unknown |
| Polite & Co., Inc. CRD: 18182 | — | 6 | 0 | D | INACTIVE |
| Pollen Street Capital (US) LLC CRD: 162428 | — | 0 | 0 | A | Unknown |
| Pollux Capital CRD: 161492 | — | 0 | 0 | A | Unknown |
| Polly Portfolio, Inc CRD: 226634 | — | 0 | 0 | A | Unknown |
| Polynomial Partners (SG) PTE. Ltd. CRD: 333299 | — | 0 | 0 | A | Unknown |
| POM Wealth Management US LLC CRD: 329385 | — | 0 | 0 | A | Unknown |
| Pomeroy Financial Planning, LLC. CRD: 120409 | — | 0 | 2 | A | Unknown |
| Pomifer Capital Partners LLC CRD: 333542 | — | 0 | 2 | A | Unknown |
| Pomona Capital CRD: 148269 | — | 0 | 1 | A | Unknown |
| Pomp Investments CRD: 311026 | — | 0 | 1 | A | Unknown |
| Pond Equities CRD: 30934 | — | 16 | 0 | D | INACTIVE |
| Pond Venture Partners Limited CRD: 161474 | — | 0 | 0 | A | Unknown |
| Ponder Investment Co CRD: 110917 | — | 0 | 0 | A | Unknown |
| Ponta Wealth Partners, LLC CRD: 330058 | — | 0 | 1 | A | Unknown |
| Ponte Partners Management, LLC CRD: 317629 | — | 0 | 1 | A | Unknown |
| Ponte Partners, LLC CRD: 301889 | — | 0 | 1 | A | Unknown |
| Ponte Vedra Wealth CRD: 142080 | — | 0 | 1 | A | Unknown |
| Pontello Prior Schut & Vliek, Inc. CRD: 29204 | — | 0 | 0 | A | INACTIVE |
| Pope Investments CRD: 27837 | — | 0 | 0 | A | INACTIVE |
| Pope Wealth Planning, LLC CRD: 328014 | — | 0 | 1 | A | Unknown |
| Pope, Curtis, CFP CRD: 312165 | — | 0 | 0 | A | Unknown |
| Poplar Advisory, LLC CRD: 324306 | — | 0 | 0 | A | Unknown |
| Poplar Securities Partnership CRD: 32290 | — | 0 | 0 | A | INACTIVE |
| Popmar Management, LLC CRD: 330189 | — | 0 | 1 | A | Unknown |
| Popper, William DAY CRD: 32166 | — | 0 | 0 | A | INACTIVE |
| Port Financial LLC CRD: 114207 | — | 0 | 0 | A | INACTIVE |
| Port Securities, Inc. CRD: 43936 | CA | 1 | 2 | B | Active |
| Portage Wealth Inc CRD: 340012 | — | 0 | 0 | A | Unknown |
| Portal US Holdings LLC CRD: 281125 | — | 0 | 0 | A | Unknown |
| Portal Ventures CRD: 325110 | — | 0 | 1 | A | Unknown |
| Portales Partners, LLC CRD: 112311 | — | 1 | 0 | B | INACTIVE |
| Porter Financial Planning CRD: 150853 | — | 0 | 0 | A | Unknown |
| Porter Investments CRD: 114366 | — | 0 | 1 | A | Unknown |
| Porter Kickham CRD: 301103 | — | 0 | 1 | A | Unknown |
| Porter, White & Company, Inc. CRD: 7925 | — | 5 | 0 | C | INACTIVE |
| Portfolio Dynamix CRD: 307069 | — | 0 | 1 | A | Unknown |
| Portfolio Logic, LLC CRD: 172292 | — | 0 | 0 | A | Unknown |