Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| CXR Management, LLC CRD: 333268 | - | 0 | 0 | - | Unknown |
| CXR Wolverine LLC CRD: 335093 | - | 0 | 1 | - | Unknown |
| Cyan Capital Markets LLC CRD: 150979 | - | 0 | 0 | A | INACTIVE |
| Cyan Ventures Management Company, LLC CRD: 333699 | - | 0 | 1 | - | Unknown |
| Cyanotype LLC CRD: 171310 | - | 0 | 0 | - | Unknown |
| Cybele Capital Management, LLC CRD: 310759 | - | 0 | 0 | - | Unknown |
| Cyber Hornet Etfs LLC CRD: 305171 | - | 0 | 1 | - | Unknown |
| Cyberdyne Incorporated CRD: 6935 | - | 0 | 0 | A | INACTIVE |
| Cyberfortune LLC CRD: 342869 | - | 0 | 1 | - | Unknown |
| Cyberstarts Venture Fund Ltd CRD: 297144 | - | 0 | 0 | - | Unknown |
| Cybertrader, Inc. CRD: 44523 | - | 9 | 0 | D | INACTIVE |
| Cybus Capital Markets, LLC CRD: 38885 | - | 0 | 0 | A | INACTIVE |
| Cycle Venture Asset Management LLC CRD: 288374 | - | 0 | 1 | - | Unknown |
| Cyclus Wealth Management CRD: 168699 | - | 0 | 1 | - | Unknown |
| Cygnet Investment Co., Inc. CRD: 127209 | - | 0 | 1 | - | Unknown |
| Cygnet Resources LLC CRD: 24451 | - | 0 | 0 | A | INACTIVE |
| Cygnet Securities, Inc. CRD: 28686 | - | 0 | 0 | A | INACTIVE |
| Cygni Securities, LLC CRD: 42926 | - | 0 | 0 | A | INACTIVE |
| Cygnus Asset Management CRD: 162203 | - | 0 | 0 | - | Unknown |
| Cygnus Atratus, LLC CRD: 103240 | - | 2 | 0 | B | INACTIVE |
| Cygnus Capital Advisors, LLC CRD: 323041 | - | 0 | 1 | - | Unknown |
| Cygnus Funds (USA) Inc. CRD: 293363 | - | 0 | 0 | - | Unknown |
| Cygnus Group LLC CRD: 169408 | - | 0 | 0 | - | Unknown |
| Cyndeo Wealth Partners CRD: 307781 | - | 0 | 9 | - | Unknown |
| Cynosure Advisors CRD: 282446 | - | 0 | 0 | - | Unknown |
| Cynosure Group, LLC CRD: 281399 | - | 0 | 2 | - | Unknown |
| CYP Trading, Inc. CRD: 127234 | - | 0 | 0 | A | INACTIVE |
| CYPF Manager III, LLC CRD: 284883 | - | 0 | 0 | - | Unknown |
| CYPF Manager IV, LLC CRD: 293235 | - | 0 | 0 | - | Unknown |
| CYPF Manager V, LLC CRD: 307280 | - | 0 | 0 | - | Unknown |
| CYPF Manager VI, LLC CRD: 320866 | - | 0 | 0 | - | Unknown |
| CYPF Manager VII, LLC CRD: 329228 | - | 0 | 0 | - | Unknown |
| CYPF Manager, LLC CRD: 172392 | - | 0 | 0 | - | Unknown |
| Cypher Management LLC CRD: 295402 | - | 0 | 0 | - | Unknown |
| CYPHR MC, LLC CRD: 315519 | - | 0 | 0 | - | Unknown |
| Cypres, Ross and Associates, Inc. CRD: 10150 | - | 0 | 0 | A | INACTIVE |
| Cypress Alts CRD: 143167 | - | 0 | 0 | A | INACTIVE |
| Cypress Associates CRD: 130252 | NY | 0 | 2 | A | Active |
| Cypress Capital CRD: 335347 | - | 0 | 1 | - | Unknown |
| Cypress Capital Corporation CRD: 7919 | - | 0 | 0 | A | INACTIVE |
| Cypress Capital Corporation CRD: 42618 | - | 0 | 0 | A | INACTIVE |
| Cypress Capital Group CRD: 121923 | - | 0 | 3 | - | Unknown |
| Cypress Capital Management US Limited CRD: 139037 | - | 0 | 0 | - | Unknown |
| Cypress Capital Management, LLC CRD: 109955 | - | 0 | 0 | - | Unknown |
| Cypress Capital Management, LLC CRD: 130401 | - | 0 | 1 | - | Unknown |
| Cypress Capital Partners, LLC CRD: 140754 | - | 0 | 1 | - | Unknown |
| Cypress Capital Wealth Management LLC CRD: 312340 | - | 0 | 1 | - | Unknown |
| Cypress Capital, LLC CRD: 171266 | - | 0 | 2 | - | Unknown |
| Cypress Co2 Solutions LLC CRD: 317555 | - | 0 | 0 | - | Unknown |
| Cypress Coast Investments CRD: 136903 | - | 0 | 1 | - | Unknown |