Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Portfolio Logix, LLC CRD: 305082 | — | 0 | 1 | A | Unknown |
| Portfolio Programming, Inc. CRD: 10724 | — | 0 | 0 | A | INACTIVE |
| Portfolioarc, L.L.C. CRD: 139498 | — | 0 | 1 | A | Unknown |
| Portia Partners L.L.C. CRD: 43523 | — | 0 | 0 | A | INACTIVE |
| Portico Securities Corp. CRD: 15783 | — | 0 | 0 | A | INACTIVE |
| Portland Private Equity, LP CRD: 161485 | — | 0 | 0 | A | Unknown |
| Portola Partners CRD: 305407 | — | 0 | 0 | A | Unknown |
| Portrait Wealth LLC CRD: 305033 | — | 0 | 0 | A | Unknown |
| Portsea Investments, Inc. CRD: 290898 | — | 0 | 1 | A | Unknown |
| Portview Partners, LLC CRD: 284942 | — | 0 | 0 | A | Unknown |
| Position Wealth CRD: 325116 | — | 0 | 2 | A | Unknown |
| Possession Point Partners, LLC CRD: 281997 | — | 0 | 0 | A | Unknown |
| Post & Agnew, Inc. CRD: 3863 | — | 0 | 0 | A | INACTIVE |
| Post Advisory Group, LLC CRD: 108860 | — | 0 | 1 | A | Unknown |
| Post Capital Partners CRD: 161892 | — | 0 | 1 | A | Unknown |
| Post OAK Capital, Inc. CRD: 21672 | — | 0 | 0 | A | INACTIVE |
| Post OAK Financial, LLC CRD: 160257 | — | 0 | 1 | A | Unknown |
| Post Road Group LLC CRD: 288459 | — | 0 | 1 | A | Unknown |
| Post-Lane & Co., LLC CRD: 46043 | — | 0 | 0 | A | INACTIVE |
| Postmodern Partners GP, LLC CRD: 285878 | — | 0 | 0 | A | Unknown |
| Posto Asset Management CRD: 299489 | — | 0 | 0 | A | Unknown |
| Postrock Partners LLC CRD: 328865 | — | 0 | 1 | A | Unknown |
| Potentia Wealth CRD: 329135 | — | 0 | 2 | A | Unknown |
| Potentum Partners, L.P. CRD: 311282 | — | 0 | 0 | A | Unknown |
| Potomac CRD: 105413 | — | 0 | 17 | A | Unknown |
| Potter Investment Co. CRD: 3061 | — | 2 | 0 | B | INACTIVE |
| Potter Partners CRD: 10337 | — | 0 | 0 | A | INACTIVE |
| Poulos, Ernest, D. CRD: 142598 | — | 0 | 2 | A | Unknown |
| POV Wealth LLC CRD: 327906 | — | 0 | 1 | A | Unknown |
| Powder Point Financial LLC CRD: 145199 | MA | 0 | 2 | A | Active |
| Powell Capital CRD: 288994 | — | 0 | 0 | A | Unknown |
| Powell Wealth CRD: 335830 | — | 0 | 1 | A | Unknown |
| Powell Wealth CRD: 144230 | — | 0 | 1 | A | Unknown |
| Power Equities, Inc. CRD: 114847 | — | 0 | 0 | A | INACTIVE |
| Power Financial Partners, LLC CRD: 324253 | — | 0 | 1 | A | Unknown |
| Power Innovation Partners, L.P. CRD: 312100 | — | 0 | 1 | A | Unknown |
| Power Plans CRD: 129431 | — | 0 | 2 | A | Unknown |
| Powering Your Retirement CRD: 314812 | — | 0 | 2 | A | Unknown |
| Powers Advisory Group, LLC CRD: 172252 | — | 0 | 1 | A | Unknown |
| Powerset CRD: 334727 | — | 0 | 1 | A | Unknown |
| Powwow, LLC CRD: 284571 | — | 0 | 1 | A | Unknown |
| Poxono Capital CRD: 331470 | — | 0 | 2 | A | Unknown |
| Poydras Capital Partners CRD: 284745 | — | 0 | 1 | A | Unknown |
| PPA Investments, Inc. CRD: 15869 | — | 0 | 0 | A | INACTIVE |
| PPC CRD: 291331 | — | 0 | 1 | A | Unknown |
| Ppca, Inc. CRD: 153069 | — | 0 | 0 | A | Unknown |
| PPCM, Inc. CRD: 105154 | — | 0 | 0 | A | Unknown |
| PPG West LLC CRD: 155059 | — | 0 | 0 | A | INACTIVE |
| PPHB Securities LP CRD: 132074 | TX | 0 | 2 | A | Active |
| PPM America Inc CRD: 107269 | — | 0 | 1 | A | Unknown |