Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cypress Creek Partners CRD: 129346 | - | 0 | 1 | - | Unknown |
| Cypress Fund Management, LLC CRD: 336224 | - | 0 | 1 | - | Unknown |
| Cypress Growth Capital, LLC CRD: 171001 | - | 0 | 1 | - | Unknown |
| Cypress Lane Advisors CRD: 325688 | - | 0 | 1 | - | Unknown |
| Cypress Partners, LLC CRD: 148070 | - | 0 | 0 | - | Unknown |
| Cypress Path Capital, LLC CRD: 281817 | - | 0 | 0 | - | Unknown |
| Cypress Path Capital, LLC CRD: 133975 | - | 0 | 2 | - | Unknown |
| Cypress Point Capital Management, LLC CRD: 154949 | - | 0 | 0 | - | Unknown |
| Cypress Point Capital Management, LLC CRD: 167195 | - | 0 | 2 | - | Unknown |
| Cypress Point Capital, LLC CRD: 152882 | - | 0 | 1 | - | Unknown |
| Cypress Point Financial Advisors CRD: 169376 | - | 0 | 1 | - | Unknown |
| Cypress Praxis, LLC CRD: 111716 | - | 0 | 1 | - | Unknown |
| Cypress Ridge Capital, L.P. CRD: 322529 | - | 0 | 0 | - | Unknown |
| Cypress Securities Company, Inc. CRD: 10728 | - | 0 | 0 | A | INACTIVE |
| Cypress Securities Group, Inc. CRD: 29845 | - | 0 | 0 | A | INACTIVE |
| Cypress Securities, Inc. CRD: 30031 | - | 0 | 0 | A | INACTIVE |
| Cypress Stone Capital LLC CRD: 314764 | - | 0 | 1 | - | Unknown |
| Cypress Strategies, LLC CRD: 124919 | - | 0 | 0 | - | Unknown |
| Cypress Vale Capital Management LLC CRD: 308293 | - | 0 | 0 | - | Unknown |
| Cypress Wealth Advisors CRD: 132498 | - | 0 | 0 | - | Unknown |
| Cypress Wealth Management CRD: 324524 | - | 0 | 1 | - | Unknown |
| Cypress Wealth Management, LLC CRD: 154177 | - | 0 | 1 | - | Unknown |
| Cypress Wealth Services, LLC CRD: 288992 | - | 0 | 5 | - | Unknown |
| Cyprium Partners CRD: 160746 | - | 0 | 1 | - | Unknown |
| CYR Financial Inc. CRD: 277118 | - | 0 | 2 | - | Unknown |
| Cyrus Capital Partners, L.P. CRD: 136713 | - | 0 | 1 | - | Unknown |
| Cystein CRD: 290365 | - | 0 | 0 | - | Unknown |
| CYWP Fund CRD: 337234 | - | 0 | 1 | - | Unknown |
| CZ Capital LLP CRD: 161126 | - | 0 | 0 | - | Unknown |
| CZ Hedge Management, LLC CRD: 159855 | - | 0 | 0 | - | Unknown |
| Czech Asset Management, L.P. CRD: 159308 | - | 0 | 1 | - | Unknown |
| CZP Associates CRD: 144227 | - | 0 | 0 | - | Unknown |
| Czurak Wealth Management, LLC CRD: 165263 | - | 0 | 1 | - | Unknown |
| D & D Discount Brokerage Services CRD: 21447 | - | 0 | 0 | A | INACTIVE |
| D & D Group CRD: 14498 | - | 0 | 0 | A | INACTIVE |
| D & D Securities, Inc. CRD: 31470 | PA | 16 | 1 | F | Active |
| D & G Advisory Group, L.L.C. CRD: 125055 | - | 0 | 1 | - | Unknown |
| D & P Investment Advisors, Ltd. CRD: 119631 | - | 0 | 2 | - | Unknown |
| D & T Financial Advisors, Inc. CRD: 136297 | - | 0 | 2 | - | Unknown |
| D Associates GP (Israel) Ltd. CRD: 296628 | - | 0 | 0 | - | Unknown |
| D C Voss & Company, LLC CRD: 123392 | - | 0 | 2 | - | Unknown |
| D Capital, Inc. CRD: 336322 | - | 0 | 0 | - | Unknown |
| D F Burch Advisors, Ltd. CRD: 132845 | - | 0 | 0 | - | Unknown |
| D G O Investment Advisors LLC CRD: 151130 | - | 0 | 0 | - | Unknown |
| D G Securities Services Corporation CRD: 16956 | - | 0 | 0 | A | INACTIVE |
| D H Brush & Associates, Inc. CRD: 3667 | - | 5 | 0 | C | INACTIVE |
| D N D Trading L.L.C. CRD: 100540 | - | 0 | 0 | A | INACTIVE |
| D P Investments, Inc. CRD: 17758 | - | 0 | 0 | A | INACTIVE |
| D Partners 2 Company (Management) 2005 Ltd. CRD: 162511 | - | 0 | 0 | - | Unknown |
| D Ronald Voss Investment Manager CRD: 106735 | - | 0 | 0 | - | Unknown |