Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| PPN Partners CRD: 15078 | — | 0 | 0 | A | INACTIVE |
| PPS Securities Corp. CRD: 10244 | — | 0 | 0 | A | INACTIVE |
| PPTY Equity Corporation CRD: 16955 | — | 0 | 0 | A | INACTIVE |
| Practical Portfolios LLC CRD: 144213 | — | 0 | 0 | A | Unknown |
| Praepes Capital CRD: 173970 | — | 0 | 0 | A | Unknown |
| Praesagio Partners, LLC CRD: 324996 | — | 0 | 0 | A | Unknown |
| Praetorian PR LLC CRD: 323280 | — | 0 | 1 | A | Unknown |
| Prager & Co., LLC CRD: 21567 | — | 7 | 0 | D | INACTIVE |
| Pragma LLC CRD: 136453 | NY | 0 | 1 | A | Active |
| Pragmatic Portfolios, LLC CRD: 153764 | — | 0 | 2 | A | Unknown |
| Prairie Advisory, LLC CRD: 339211 | — | 0 | 3 | A | Unknown |
| Prairie Capital CRD: 155566 | — | 0 | 1 | A | Unknown |
| Prairieview Partners, LLC CRD: 145743 | — | 0 | 0 | A | Unknown |
| Pram CRD: 292783 | — | 0 | 0 | A | Unknown |
| Prasad Wealth Partners CRD: 332507 | — | 0 | 2 | A | Unknown |
| Prater Capital CRD: 283381 | — | 0 | 0 | A | Unknown |
| Pratt a & I LLC CRD: 283616 | — | 0 | 0 | A | Unknown |
| Prattes Wealth Partners CRD: 298746 | — | 0 | 1 | A | Unknown |
| Praxis Advisory Group Inc CRD: 107384 | — | 0 | 0 | A | Unknown |
| Praxis Alpha Partners LLP CRD: 318568 | — | 0 | 0 | A | Unknown |
| Praxis GCM, LLC CRD: 159389 | — | 0 | 0 | A | Unknown |
| Praxis Partners I Limited Partnership CRD: 35369 | — | 0 | 0 | A | INACTIVE |
| Praxis Partners LLP CRD: 298111 | — | 0 | 0 | A | Unknown |
| PRB Advisors, L.L.C. CRD: 307442 | — | 0 | 0 | A | Unknown |
| Prce Management LLC CRD: 312533 | — | 0 | 1 | A | Unknown |
| PRE-IPO Street Inc. CRD: 173426 | NY | 1 | 2 | B | Active |
| Preacs Inc. CRD: 118954 | — | 0 | 0 | A | INACTIVE |
| Prebon Financial Products Inc. CRD: 29551 | — | 2 | 0 | B | INACTIVE |
| Prebon Securities (USA) Inc. CRD: 20431 | — | 1 | 0 | B | INACTIVE |
| Precedent Wealth Partners, LLC CRD: 325203 | — | 0 | 12 | A | Unknown |
| Precept Advisory Group LLC CRD: 152776 | — | 0 | 0 | A | Unknown |
| Precept Management, LLC CRD: 114671 | — | 0 | 3 | A | Unknown |
| Precision Path Capital, LP CRD: 281711 | — | 0 | 0 | A | Unknown |
| Precision Planning,Inc. CRD: 124292 | — | 0 | 0 | A | Unknown |
| Predico Partners, LLC CRD: 158946 | — | 0 | 0 | A | Unknown |
| Prefect Management CRD: 131500 | — | 0 | 0 | A | Unknown |
| Preference Management Corp. CRD: 6374 | — | 0 | 0 | A | INACTIVE |
| Preferred Financial Planning CRD: 120716 | — | 0 | 0 | A | Unknown |
| Preferred Sales Partners, L.P. CRD: 13005 | — | 0 | 0 | A | INACTIVE |
| Preisz Financial CRD: 144469 | — | 0 | 1 | A | Unknown |
| Prelude Financial CRD: 282158 | — | 0 | 1 | A | Unknown |
| Prelude Securities Corp. CRD: 18462 | — | 0 | 0 | A | INACTIVE |
| Premca LLC CRD: 313444 | — | 0 | 2 | A | Unknown |
| Premier Advisory Group CRD: 115838 | — | 0 | 2 | A | Unknown |
| Premier Estate Planners, LLC CRD: 122638 | — | 0 | 3 | A | Unknown |
| Premier Financial Partners, LLC CRD: 132043 | — | 0 | 0 | A | Unknown |
| Premier Financial Planning, Inc. CRD: 121473 | — | 0 | 1 | A | Unknown |
| Premier Financial Planning, Inc. CRD: 145897 | — | 0 | 2 | A | Unknown |
| Premier Gold Global Wealth LLC CRD: 172465 | — | 0 | 0 | A | Unknown |
| Premier Group, Inc. CRD: 47346 | — | 5 | 0 | C | INACTIVE |