Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| D Squared Capital Management, LLC CRD: 154019 | - | 0 | 1 | - | Unknown |
| D Street Financial CRD: 318896 | - | 0 | 0 | - | Unknown |
| D Trade, LP CRD: 103908 | - | 0 | 0 | A | INACTIVE |
| D&F Equities, Ltd. CRD: 23939 | - | 0 | 0 | A | INACTIVE |
| D&L Trading, L.L.C. CRD: 33164 | - | 0 | 0 | A | INACTIVE |
| D&S Wealth Management Group CRD: 323020 | - | 0 | 1 | - | Unknown |
| D'accord Financial Services, Inc. CRD: 16210 | - | 0 | 0 | A | INACTIVE |
| D'agaro Financial Advisory LLC CRD: 337456 | - | 0 | 1 | - | Unknown |
| D'agostino, Robert CRD: 32401 | - | 0 | 0 | A | INACTIVE |
| D'annunzio Consulting Group, LLC CRD: 144422 | - | 0 | 1 | - | Unknown |
| D'arcangelo Financial Advisors, LLC CRD: 117833 | - | 0 | 4 | - | Unknown |
| D'arcangelo Financial Group, LLC CRD: 149613 | - | 0 | 0 | - | Unknown |
| D'arcy Capital Management, LLC CRD: 156264 | - | 0 | 1 | - | Unknown |
| D'arcy Wealth Management, Inc. - a California Cor… CRD: 284975 | - | 0 | 2 | - | Unknown |
| D'martine Financial Services, Inc. CRD: 10016 | - | 0 | 0 | A | INACTIVE |
| D'orazio Wealth Advisors CRD: 131976 | - | 0 | 3 | - | Unknown |
| D-Merc Services CRD: 292310 | CO | 0 | 2 | A | Active |
| D. a. Campbell Company Inc. CRD: 198 | - | 0 | 0 | A | INACTIVE |
| D. a. Pincus & Co., Inc. CRD: 7073 | - | 0 | 0 | A | INACTIVE |
| D. B. Mckenna & Co., Inc. CRD: 10386 | VT | 1 | 2 | B | Active |
| D. Blech & Company, Incorporated CRD: 26063 | - | 0 | 0 | A | INACTIVE |
| D. Boral Capital CRD: 103792 | NY | 2 | 3 | B | Active |
| D. Boral IM LLC CRD: 337593 | - | 0 | 1 | - | Unknown |
| D. Connors Kagno, ESQ. CRD: 17759 | - | 0 | 0 | A | INACTIVE |
| D. Craig Mckenna Advisors, Inc. CRD: 145528 | - | 0 | 0 | - | Unknown |
| D. E. Shaw & Co., L.P. CRD: 108679 | - | 0 | 1 | - | Unknown |
| D. E. Shaw Direct Capital, L.L.C. CRD: 147212 | - | 0 | 0 | - | Unknown |
| D. E. Shaw Investment Management, L.L.C. CRD: 135284 | - | 0 | 1 | - | Unknown |
| D. E. Shaw Investments, L.P. CRD: 22786 | - | 2 | 0 | B | INACTIVE |
| D. E. Shaw Renewable Investments, L.L.C. CRD: 294601 | - | 0 | 0 | - | Unknown |
| D. E. Shaw Valence, L.L.C. CRD: 31995 | - | 0 | 0 | A | INACTIVE |
| D. F. Degman & Co. Incorporated CRD: 7357 | - | 0 | 0 | A | INACTIVE |
| D. F. Greene & Co. CRD: 2071 | - | 0 | 0 | A | INACTIVE |
| D. H. Blair & Co., Inc. CRD: 6833 | - | 0 | 0 | A | INACTIVE |
| D. H. Magid & Co., Incorporated CRD: 2626 | - | 0 | 0 | A | INACTIVE |
| D. H. Wallach, Inc. CRD: 2889 | - | 0 | 0 | A | INACTIVE |
| D. Keith Rhea CRD: 116960 | - | 0 | 0 | - | Unknown |
| D. L. & G. Securities, Inc. CRD: 24533 | - | 0 | 0 | A | INACTIVE |
| D. M. Brenner, Inc. CRD: 134398 | - | 0 | 1 | - | Unknown |
| D. Mattersdorff LLC CRD: 134150 | - | 0 | 2 | - | Unknown |
| D. Moss Wealth Management CRD: 313915 | - | 0 | 1 | - | Unknown |
| D. Raymond Kenney & Co. CRD: 2423 | - | 0 | 0 | A | INACTIVE |
| D. Scott Neal, Inc. CRD: 110975 | - | 0 | 0 | - | Unknown |
| D. T. Valassis, Inc. CRD: 15687 | - | 0 | 0 | A | INACTIVE |
| D. Weckstein & Co., Inc. CRD: 20338 | - | 5 | 0 | C | INACTIVE |
| D. Wray Richardson & Associates, Inc. CRD: 11612 | - | 0 | 0 | A | INACTIVE |
| D.A. Davidson & Co. CRD: 199 | MT | 48 | 330 | C | Active |
| D.A. Flowers & Company, LLC CRD: 149154 | - | 0 | 1 | - | Unknown |
| D.A. Schwenker & Assoc.'s, Inc. CRD: 119746 | - | 0 | 2 | - | Unknown |
| D.A.C. Davis Investment Counsel, Inc. CRD: 107015 | - | 0 | 0 | - | Unknown |