Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Premier Path Wealth Partners, LLC CRD: 325300 | - | 0 | 1 | A | Unknown |
| Premier Private Wealth, LLC CRD: 314516 | - | 0 | 0 | A | Unknown |
| Premier Wealth Partners, LLC CRD: 171695 | - | 0 | 3 | A | Unknown |
| Premiere Deal Partners CRD: 322812 | - | 0 | 1 | A | Unknown |
| Premiere Management CRD: 122298 | - | 0 | 2 | A | Unknown |
| Premiere Pacific Securities CRD: 19911 | - | 0 | 0 | A | INACTIVE |
| Premis Capital Partners, Inc. CRD: 106039 | - | 0 | 0 | A | Unknown |
| Premise Venture Partners, LLC CRD: 340898 | - | 0 | 1 | A | Unknown |
| Premium 42 CRD: 155237 | - | 0 | 0 | A | Unknown |
| Premium Point Investments CRD: 149921 | - | 0 | 0 | A | Unknown |
| Premium Wealth LLC CRD: 148551 | - | 0 | 0 | A | Unknown |
| Preneed Advisory, LLC CRD: 338417 | - | 0 | 1 | A | Unknown |
| Prep Securities, LLC CRD: 188522 | UT | 0 | 2 | A | Active |
| Prepair Financial CRD: 285343 | - | 0 | 0 | A | Unknown |
| Prepared Financial Planning CRD: 327522 | - | 0 | 1 | A | Unknown |
| Prepublic Equity Partners CRD: 338251 | - | 0 | 1 | A | Unknown |
| Prescott General Partners LLC CRD: 157907 | - | 0 | 1 | A | Unknown |
| Preserve Private Wealth, LLC CRD: 324362 | - | 0 | 2 | A | Unknown |
| Preserver Partners CRD: 152356 | - | 0 | 1 | A | Unknown |
| Presidio Merchant Partners LLC CRD: 46473 | CO | 0 | 3 | A | Active |
| Presidio OIL Programs, Inc. CRD: 6036 | - | 0 | 0 | A | INACTIVE |
| Presidio Partners LLC CRD: 128280 | - | 0 | 0 | A | INACTIVE |
| Presidium CRD: 138132 | - | 0 | 0 | A | Unknown |
| Presidium Partners, LLC CRD: 144589 | - | 0 | 0 | A | Unknown |
| Presilium Private Wealth, LLC CRD: 318345 | - | 0 | 1 | A | Unknown |
| Presima Inc. CRD: 140086 | - | 0 | 0 | A | Unknown |
| Presima Securities ULC CRD: 323382 | - | 0 | 0 | A | Unknown |
| Prestige Investors, Inc. CRD: 10300 | - | 0 | 0 | A | INACTIVE |
| Preston Investments CRD: 289926 | - | 0 | 1 | A | Unknown |
| Preston James LLC CRD: 316241 | - | 0 | 0 | A | Unknown |
| Prestwick Partners, LLC CRD: 148515 | - | 0 | 0 | A | INACTIVE |
| Pretium Management, LLC CRD: 292462 | - | 0 | 0 | A | Unknown |
| Prevail Financial Partners, LLC CRD: 299552 | - | 0 | 1 | A | Unknown |
| Prevett Financial CRD: 307753 | - | 0 | 0 | A | Unknown |
| Preview Ventures CRD: 299790 | - | 0 | 0 | A | Unknown |
| Pribyl, Greg M. CRD: 131283 | - | 0 | 0 | A | Unknown |
| Price Capital CRD: 153681 | - | 0 | 0 | A | Unknown |
| Price Planning, LLC CRD: 125110 | - | 0 | 2 | A | Unknown |
| Price Wealth, LLC CRD: 131407 | - | 0 | 0 | A | Unknown |
| Prideco Capital Partners, LLC CRD: 333586 | - | 0 | 1 | A | Unknown |
| Prima Wealth CRD: 284143 | - | 0 | 1 | A | Unknown |
| Primary CRD: 336814 | - | 0 | 0 | A | Unknown |
| Primary Ventures CRD: 161884 | - | 0 | 1 | A | Unknown |
| Primas Financial Planning CRD: 322841 | - | 0 | 1 | A | Unknown |
| Prime Capital Financial CRD: 288712 | - | 0 | 214 | A | Unknown |
| Prime Dealer Services Corp. CRD: 36142 | NY | 1 | 1 | B | Active |
| Prime Finance Advisor, L.P. CRD: 159971 | - | 0 | 1 | A | Unknown |
| Prime Investment Partners, LLC CRD: 321766 | - | 0 | 0 | A | Unknown |
| Prime Investors, Inc. CRD: 24509 | - | 0 | 0 | A | INACTIVE |
| Prime Management Partners, LLC CRD: 337937 | - | 0 | 1 | A | Unknown |