Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| D.B. Frank Investments, Inc. CRD: 115304 | - | 0 | 0 | A | INACTIVE |
| D.B. Martin Investment Coaching CRD: 146808 | - | 0 | 0 | - | Unknown |
| D.B. Root & Company, LLC CRD: 188512 | - | 0 | 3 | - | Unknown |
| D.C. Capital Advisors, Limited CRD: 157467 | - | 0 | 0 | - | Unknown |
| D.C. Capital, LLC CRD: 103826 | - | 1 | 0 | B | INACTIVE |
| D.C. Reser & Company CRD: 14102 | - | 0 | 0 | A | INACTIVE |
| D.C. Wallace & Associates, Inc. CRD: 14949 | - | 0 | 0 | A | INACTIVE |
| D.D. Cochran & Associates, Inc. CRD: 13795 | - | 0 | 0 | A | INACTIVE |
| D.D. Marrello & Co. CRD: 155858 | - | 0 | 0 | - | Unknown |
| D.D.S.K. Investments, a California General Partner… CRD: 36638 | - | 0 | 0 | A | INACTIVE |
| D.E. Frey & Company, Inc. CRD: 23595 | - | 23 | 0 | F | INACTIVE |
| D.E. Shaw Securities, L.L.C. CRD: 24332 | NY | 5 | 3 | B | Active |
| D.E.C. Securities Corporation CRD: 10398 | - | 0 | 0 | A | INACTIVE |
| D.F. Dent and Company, Inc. CRD: 105179 | - | 0 | 4 | - | Unknown |
| D.G. Capital Management CRD: 119283 | - | 0 | 0 | - | Unknown |
| D.G. Meyer & Co., Inc. CRD: 19783 | - | 0 | 0 | A | INACTIVE |
| D.H. Blair Investment Banking Corp. CRD: 28502 | - | 1 | 0 | B | INACTIVE |
| D.H. Hill Advisors, Inc. CRD: 116324 | - | 0 | 18 | - | Unknown |
| D.H. Hill Securities, LLLP CRD: 41528 | TX | 4 | 16 | B | Active |
| D.H. Miller Investments, Inc. CRD: 13764 | - | 0 | 0 | A | INACTIVE |
| D.H. Troob & Company CRD: 16222 | - | 0 | 0 | A | INACTIVE |
| D.I. Securities, Inc. CRD: 7595 | - | 0 | 0 | A | INACTIVE |
| D.I.F. Securities Inc. CRD: 41897 | - | 2 | 0 | B | INACTIVE |
| D.J. Kaelker & Associates, Inc. CRD: 17672 | - | 0 | 0 | A | INACTIVE |
| D.J. Mosier & Associates, Inc. CRD: 18292 | - | 3 | 0 | C | INACTIVE |
| D.J. Shah Financial Services CRD: 117629 | - | 0 | 0 | - | Unknown |
| D.L. Cromwell Investments, Inc. CRD: 37730 | - | 17 | 0 | D | INACTIVE |
| D.L. Fields Advisory Group, LLC CRD: 286216 | - | 0 | 4 | - | Unknown |
| D.L. Sizemore & Co., Inc. CRD: 114379 | - | 0 | 0 | - | Unknown |
| D.L. Smith,Inc. CRD: 13507 | - | 0 | 0 | A | INACTIVE |
| D.L. Yoho Investment Advisors LLC. CRD: 285214 | - | 0 | 0 | - | Unknown |
| D.L.V. Securities, Inc. CRD: 32337 | - | 0 | 0 | A | INACTIVE |
| D.M. Kelly & Company CRD: 38770 | IA | 1 | 2 | B | Active |
| D.M. Trading LLC CRD: 129749 | - | 0 | 0 | A | INACTIVE |
| D.M. Wealth Management, Inc. CRD: 128194 | - | 0 | 2 | - | Unknown |
| D.P. Hill & Co. CRD: 106394 | - | 0 | 0 | - | Unknown |
| D.R. Dwyer & Company CRD: 1490 | - | 0 | 0 | A | INACTIVE |
| D.R. Hancock & Company, Inc. CRD: 10610 | - | 2 | 0 | B | INACTIVE |
| D.R. Harris & Co. CRD: 150174 | - | 0 | 1 | - | Unknown |
| D.R. Jones Capital Management, LLC CRD: 313867 | - | 0 | 1 | - | Unknown |
| D.R. Saul & Co., Inc. CRD: 33045 | - | 1 | 0 | B | INACTIVE |
| D.R. Saur Financial, Inc. CRD: 114446 | - | 0 | 0 | - | Unknown |
| D.R. Smith Securities Inc. CRD: 14624 | - | 0 | 0 | A | INACTIVE |
| D.R.C. Investment Banking, Inc. CRD: 24578 | - | 0 | 0 | A | INACTIVE |
| D.S. Brown Wealth Advisors, LLC CRD: 307362 | - | 0 | 2 | - | Unknown |
| D.S. Cooper & Co. CRD: 8234 | - | 0 | 0 | A | INACTIVE |
| D.S. Kennedy & Co. CRD: 13208 | - | 0 | 0 | A | INACTIVE |
| D.S. Meyers & Co., Inc. CRD: 13061 | - | 0 | 0 | A | INACTIVE |
| D.W. Richards & Co. CRD: 19828 | - | 0 | 0 | A | INACTIVE |
| D/B/a Atwood Capital Partners CRD: 145905 | - | 0 | 0 | A | INACTIVE |