Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Prime Movers LAB LLC CRD: 299803 | - | 0 | 1 | A | Unknown |
| Prime OAK Capital CRD: 326804 | - | 0 | 1 | A | Unknown |
| Prime Personal Finance CRD: 332190 | - | 0 | 1 | A | Unknown |
| Prime Quadrant CRD: 322068 | - | 0 | 0 | A | Unknown |
| Prime SET LLC CRD: 308972 | - | 0 | 0 | A | Unknown |
| Prime-Star CRD: 286605 | - | 0 | 1 | A | Unknown |
| Primeline Securities Corp. CRD: 15896 | - | 0 | 0 | A | INACTIVE |
| Primer Management, LLC CRD: 327512 | - | 0 | 1 | A | Unknown |
| Primeshares (NEW York) - Capital Markets, LLC CRD: 112064 | - | 0 | 0 | A | INACTIVE |
| Primex CRD: 29394 | - | 11 | 0 | D | INACTIVE |
| Primuni LLC CRD: 119250 | - | 0 | 0 | A | INACTIVE |
| Primus Capital Partners, Inc. CRD: 156861 | - | 0 | 1 | A | Unknown |
| Primus Trust CRD: 292269 | - | 0 | 1 | A | Unknown |
| Princeton Advisory Group, Inc. CRD: 129108 | - | 0 | 0 | A | Unknown |
| Princeton Capital Markets, L.P. CRD: 41773 | - | 0 | 0 | A | INACTIVE |
| Princeton Value Partners LLC CRD: 313153 | - | 0 | 1 | A | Unknown |
| Principal Asset Management CRD: 109002 | - | 0 | 121 | A | Unknown |
| Principal Management Corp CRD: 105641 | - | 0 | 0 | A | Unknown |
| Principal Origin CRD: 139897 | - | 0 | 0 | A | Unknown |
| Principle Wealth CRD: 290180 | - | 0 | 5 | A | Unknown |
| Pring Turner CRD: 110931 | - | 0 | 4 | A | Unknown |
| Printon Kane & Co., L.P. CRD: 6358 | - | 0 | 0 | A | INACTIVE |
| Printon, Kane Group, Inc. CRD: 23667 | - | 0 | 0 | A | INACTIVE |
| Prio Wealth LP CRD: 105058 | - | 0 | 0 | A | Unknown |
| Prior Envoy Advisory, Inc. CRD: 157461 | - | 0 | 0 | A | Unknown |
| Prior Ventures LLC CRD: 296840 | - | 0 | 0 | A | Unknown |
| Priore Investments CRD: 174319 | - | 0 | 1 | A | Unknown |
| Priority Financial Partners CRD: 165806 | - | 0 | 3 | A | Unknown |
| Prism Advisory Group, LLC CRD: 152555 | - | 0 | 0 | A | Unknown |
| Prism Capital CRD: 144989 | - | 0 | 1 | A | Unknown |
| Prism Financial Planning, LLC CRD: 168530 | - | 0 | 2 | A | Unknown |
| Prism Financial Products LP CRD: 306255 | NY | 0 | 4 | A | Active |
| Prism Planning Partners CRD: 290485 | - | 0 | 2 | A | Unknown |
| Prism Wealth Planning Ltd. DBA the People's Planne… CRD: 317874 | - | 0 | 1 | A | Unknown |
| Prisma CRD: 131467 | - | 0 | 0 | A | Unknown |
| Prismatic Investments CRD: 322009 | - | 0 | 0 | A | Unknown |
| Pritchard Capital Partners, LLC CRD: 100480 | - | 6 | 0 | D | INACTIVE |
| Prithvi Ventures CRD: 310997 | - | 0 | 1 | A | Unknown |
| Privacore CRD: 330893 | - | 0 | 1 | A | Unknown |
| Private Advisory CRD: 170043 | - | 0 | 12 | A | Unknown |
| Private Client Group CRD: 117179 | - | 0 | 0 | A | Unknown |
| Private Equity, Inc. CRD: 16476 | - | 0 | 0 | A | INACTIVE |
| Private Placement Insurance Products, LLC CRD: 140139 | ND | 0 | 2 | A | Active |
| Private Portfolio Partners, LLC CRD: 165616 | - | 0 | 0 | A | Unknown |
| Private Portfolio, Inc. CRD: 36644 | CA | 1 | 9 | B | Active |
| Private Portfolios, Inc. CRD: 111905 | - | 0 | 3 | A | Unknown |
| Private Vista, LLC CRD: 108084 | - | 0 | 0 | A | Unknown |
| Private Wealth CRD: 293126 | - | 0 | 0 | A | Unknown |
| Private Wealth Partners, LLC CRD: 133802 | - | 0 | 1 | A | Unknown |
| Privatus CRD: 329121 | - | 0 | 2 | A | Unknown |