Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Priveq Advisory VI AB CRD: 310021 | - | 0 | 0 | A | Unknown |
| Priveq Advisory VII AB CRD: 332288 | - | 0 | 0 | A | Unknown |
| Priveq G.P. IV Limited CRD: 163085 | - | 0 | 0 | A | Unknown |
| Priveq G.P. IV Limited CRD: 331495 | - | 0 | 0 | A | Unknown |
| Privileged Planning Inc. CRD: 327124 | - | 0 | 1 | A | Unknown |
| Privium HK CRD: 328194 | - | 0 | 0 | A | Unknown |
| Prmim CRD: 313210 | - | 0 | 1 | A | Unknown |
| PRO Capital L.L.C. CRD: 120635 | - | 0 | 0 | A | INACTIVE |
| PRO Capital LLC CRD: 104350 | - | 0 | 0 | A | INACTIVE |
| PRO Capital LLC CRD: 334371 | - | 0 | 1 | A | Unknown |
| PRO Equities, Inc. CRD: 22481 | - | 0 | 0 | A | INACTIVE |
| PRO Money Management, LLC CRD: 135318 | - | 0 | 0 | A | Unknown |
| PRO Trading Co. CRD: 31877 | - | 0 | 0 | A | INACTIVE |
| PRO-EX LLC CRD: 32259 | - | 0 | 0 | A | INACTIVE |
| Proa Capital CRD: 305238 | - | 0 | 0 | A | Unknown |
| Proa Partners PTE Ltd CRD: 158391 | - | 0 | 0 | A | Unknown |
| Proaltus USA CRD: 310955 | - | 0 | 2 | A | Unknown |
| Probitas Financial CRD: 143819 | - | 0 | 2 | A | Unknown |
| Probity First Financial Services CRD: 23074 | - | 0 | 0 | A | INACTIVE |
| Procapita Partners, LLC CRD: 300292 | - | 0 | 1 | A | Unknown |
| Process Wealth LLC CRD: 336802 | - | 0 | 1 | A | Unknown |
| Process Wealth, LLC CRD: 298699 | - | 0 | 0 | A | Unknown |
| Proctor Financial CRD: 122021 | - | 0 | 3 | A | Unknown |
| Procure Etfs CRD: 297134 | - | 0 | 2 | A | Unknown |
| Procuritas VII Advisory AB CRD: 324735 | - | 0 | 0 | A | Unknown |
| Procyon CRD: 288239 | - | 0 | 38 | A | Unknown |
| Product Hunt, Inc. CRD: 316520 | - | 0 | 1 | A | Unknown |
| Proesel (JR), James Vernon CRD: 33661 | - | 0 | 0 | A | INACTIVE |
| Professional Edge Fund L.P. CRD: 32199 | - | 4 | 0 | C | INACTIVE |
| Professional Planning CRD: 109561 | - | 0 | 0 | A | Unknown |
| Professional Planning Group CRD: 108868 | - | 0 | 2 | A | Unknown |
| Proficio Capital Partners LLC CRD: 269931 | - | 0 | 1 | A | Unknown |
| Profit Investments CRD: 110294 | - | 0 | 1 | A | Unknown |
| Profolio Investments, Inc. CRD: 173241 | - | 0 | 2 | A | Unknown |
| Profounder Partners 1, L.P. CRD: 277049 | - | 0 | 0 | A | Unknown |
| Program Trading Corp. CRD: 36740 | - | 3 | 0 | C | INACTIVE |
| Progression Partners LLC CRD: 338449 | - | 0 | 1 | A | Unknown |
| Progressive Planning Inc. CRD: 13846 | - | 0 | 0 | A | INACTIVE |
| Project a CRD: 319556 | - | 0 | 0 | A | Unknown |
| Project M Fund Management LLC CRD: 311495 | - | 0 | 1 | A | Unknown |
| Prologis Private Capital, LLC CRD: 109190 | - | 0 | 0 | A | Unknown |
| Prologue Capital Management, L.P. CRD: 161223 | - | 0 | 0 | A | Unknown |
| Promenade Wealth CRD: 306891 | - | 0 | 1 | A | Unknown |
| Prometheus Financial Corp. CRD: 29601 | - | 0 | 0 | A | INACTIVE |
| Promus Equity Partners, LLC CRD: 162525 | - | 0 | 0 | A | Unknown |
| Promus Holdings CRD: 162524 | - | 0 | 1 | A | Unknown |
| Pronet Financial Partners LLC CRD: 154601 | - | 0 | 0 | A | INACTIVE |
| Proof CRD: 285482 | - | 0 | 1 | A | Unknown |
| Propartners Wealth CRD: 309875 | - | 0 | 2 | A | Unknown |
| Propath Financial CRD: 305914 | - | 0 | 2 | A | Unknown |