Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Propel Advisory Group, Inc. CRD: 164996 | FL | 0 | 2 | A | Active |
| Propel Equity LLC CRD: 331311 | - | 0 | 1 | A | Unknown |
| Propel Private Wealth LLC CRD: 340734 | - | 0 | 1 | A | Unknown |
| Propel(X) Advisors LLC CRD: 285025 | - | 0 | 0 | A | Unknown |
| Proper Money Management LLC CRD: 329724 | - | 0 | 3 | A | Unknown |
| Proper Wealth CRD: 336499 | - | 0 | 1 | A | Unknown |
| Proplans CRD: 137329 | - | 0 | 0 | A | Unknown |
| Proprium Capital Partners, L.P. CRD: 165441 | - | 0 | 1 | A | Unknown |
| Proquest Investments CRD: 158199 | - | 0 | 0 | A | Unknown |
| Proquility Private Wealth Partners, LLC CRD: 307866 | - | 0 | 0 | A | Unknown |
| Proshare Advisors LLC CRD: 134155 | - | 0 | 10 | A | Unknown |
| Prospect Capital Management L.P. CRD: 131018 | - | 0 | 1 | A | Unknown |
| Prospect Enhanced Yield Management, LLC CRD: 335748 | - | 0 | 1 | A | Unknown |
| Prospect Hill Growth Partners, L.P. CRD: 171462 | - | 0 | 1 | A | Unknown |
| Prospect Partners Advisors LLC CRD: 317720 | - | 0 | 1 | A | Unknown |
| Prospect Partners, L.L.C. CRD: 157526 | - | 0 | 0 | A | Unknown |
| Prospect Ridge CRD: 299594 | - | 0 | 1 | A | Unknown |
| Prospective Value Partners LLC CRD: 258786 | - | 0 | 1 | A | Unknown |
| Prospector Partners, LLC CRD: 123546 | - | 0 | 1 | A | Unknown |
| Prosper Capital Corp CRD: 166140 | - | 0 | 0 | A | Unknown |
| Prosper Financial CRD: 155100 | - | 0 | 1 | A | Unknown |
| Prosper Financial Planning LLC CRD: 317967 | - | 0 | 0 | A | Unknown |
| Prosper Point LLC CRD: 308129 | - | 0 | 0 | A | Unknown |
| Prosper Private Wealth CRD: 333708 | - | 0 | 2 | A | Unknown |
| Prosperitage Wealth CRD: 328338 | - | 0 | 1 | A | Unknown |
| Prosperitea Planning CRD: 282041 | - | 0 | 2 | A | Unknown |
| Prosperity Path Advisers, LLC CRD: 319614 | - | 0 | 2 | A | Unknown |
| Prosperity Planning CRD: 298268 | - | 0 | 4 | A | Unknown |
| Prosperity Wealth Management, Inc. CRD: 174328 | - | 0 | 47 | A | Unknown |
| Prosperity Wealth Planning LLC CRD: 315163 | - | 0 | 2 | A | Unknown |
| Prospero Institute for Investors, Inc CRD: 133889 | - | 0 | 0 | A | Unknown |
| Prospero Wealth, LLC CRD: 289966 | - | 0 | 6 | A | Unknown |
| Prosperx CRD: 327606 | - | 0 | 0 | A | Unknown |
| Prospurpose Wealth CRD: 281830 | - | 0 | 1 | A | Unknown |
| Prostar Capital (US) LLC CRD: 166523 | - | 0 | 1 | A | Unknown |
| Prota Financial CRD: 283776 | - | 0 | 6 | A | Unknown |
| Protectio Investments CRD: 288018 | - | 0 | 0 | A | Unknown |
| Protection Point Advisors CRD: 291805 | - | 0 | 0 | A | Unknown |
| Protege Partners, LLC CRD: 137783 | - | 0 | 0 | A | Unknown |
| Protege WP CRD: 298850 | - | 0 | 0 | A | Unknown |
| Protegro, Inc. CRD: 328738 | - | 0 | 1 | A | Unknown |
| Proteus, LLC CRD: 164085 | - | 0 | 1 | A | Unknown |
| Protocol VC LLC CRD: 332272 | - | 0 | 1 | A | Unknown |
| Protocol Ventures Quant GP LLC CRD: 308601 | - | 0 | 0 | A | Unknown |
| Protocol Wealth, LLC CRD: 335298 | - | 0 | 3 | A | Unknown |
| Protools CRD: 321180 | - | 0 | 1 | A | Unknown |
| Protostar Partners LLC CRD: 160305 | - | 0 | 0 | A | Unknown |
| Protrader Securities L.P. CRD: 35233 | - | 4 | 0 | C | INACTIVE |
| Protrust Financial Planning CRD: 314118 | - | 0 | 0 | A | Unknown |
| Provalue Investments, Inc. CRD: 27177 | - | 0 | 0 | A | INACTIVE |