Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Damian Securities, Inc. CRD: 22402 | - | 0 | 0 | A | INACTIVE |
| Damien a. Hughes Financial Planning CRD: 283035 | - | 0 | 0 | - | Unknown |
| Damn Good Planning, LLC CRD: 312881 | - | 0 | 0 | - | Unknown |
| Damon Rocque Securities Corporation CRD: 44570 | - | 0 | 0 | A | INACTIVE |
| Damon, Andrews & Company Ltd. CRD: 7770 | - | 0 | 0 | A | INACTIVE |
| DAN Edwards Investment Advisory Services, LLC CRD: 286259 | - | 0 | 2 | - | Unknown |
| DAN Goldie Financial Services LLC CRD: 149887 | - | 0 | 0 | - | Unknown |
| DAN Hassey Investment Advisory CRD: 324462 | - | 0 | 1 | - | Unknown |
| DAN Hurley, LLC CRD: 120450 | - | 0 | 0 | A | INACTIVE |
| DAN L Wolfe CRD: 124105 | - | 0 | 0 | - | Unknown |
| DAN M. Wahba Financial Services, LLC CRD: 147964 | - | 0 | 0 | - | Unknown |
| DAN Mirgon, LLC CRD: 329112 | - | 0 | 1 | - | Unknown |
| DAN Steel Management Advisers, LLC CRD: 319168 | - | 0 | 1 | - | Unknown |
| Dana Investment Advisors Inc CRD: 105879 | - | 0 | 13 | - | Unknown |
| Dana R. Norman CRD: 129377 | - | 0 | 2 | - | Unknown |
| Dana Ventures, Inc. CRD: 14339 | - | 0 | 0 | A | INACTIVE |
| Dana Whiting Financial, LLC CRD: 164151 | - | 0 | 1 | - | Unknown |
| Danallen Investment Group Inc. CRD: 38968 | - | 0 | 0 | A | INACTIVE |
| Dance Investment Partners, LLC CRD: 335896 | - | 0 | 1 | - | Unknown |
| Dancing MAN CRD: 310705 | - | 0 | 1 | - | Unknown |
| Dancourt Management, LLC CRD: 163698 | - | 0 | 1 | - | Unknown |
| Danda Trouve Investment Management, Inc. CRD: 115916 | - | 0 | 0 | - | Unknown |
| Dandelion Capital Management LP CRD: 325199 | - | 0 | 0 | - | Unknown |
| Dane Baird Investment, Inc. CRD: 13171 | - | 0 | 0 | A | INACTIVE |
| Dane Financial LLC CRD: 173232 | - | 0 | 0 | - | Unknown |
| Danek Trading LP CRD: 41856 | - | 0 | 0 | A | INACTIVE |
| Daner Wealth Management, LLC CRD: 317373 | - | 0 | 1 | - | Unknown |
| Danevest LLC CRD: 142007 | - | 0 | 0 | A | INACTIVE |
| Danforth Field Company CRD: 1813 | - | 0 | 0 | A | INACTIVE |
| Danforth Investments CRD: 114953 | - | 0 | 0 | - | Unknown |
| Dangerous Ventures Management Company, LLC CRD: 323850 | - | 0 | 1 | - | Unknown |
| Danhua Capital Management, LLC CRD: 170108 | - | 0 | 1 | - | Unknown |
| Dania Securities Inc. CRD: 5828 | - | 0 | 0 | A | INACTIVE |
| Daniel & Daniel Securities Corporation CRD: 18813 | - | 0 | 0 | A | INACTIVE |
| Daniel & Henry Financial and Insurance Services, L… CRD: 115405 | - | 0 | 0 | A | INACTIVE |
| Daniel Advisors CRD: 143592 | - | 0 | 0 | - | Unknown |
| Daniel Brinkman Investment Securities, Inc. CRD: 6404 | - | 0 | 0 | A | INACTIVE |
| Daniel C. Doyle Securities CRD: 14734 | - | 0 | 0 | A | INACTIVE |
| Daniel Capital Management, LLC CRD: 159487 | - | 0 | 1 | - | Unknown |
| Daniel Devine & Company CRD: 131260 | - | 0 | 0 | - | Unknown |
| Daniel Duree Investment Advisor CRD: 282715 | - | 0 | 0 | - | Unknown |
| Daniel F. Coxe, Investment Advisor CRD: 135819 | - | 0 | 0 | - | Unknown |
| Daniel Financial Group, Inc. CRD: 154906 | - | 0 | 1 | - | Unknown |
| Daniel G Pappano CRD: 119142 | - | 0 | 0 | - | Unknown |
| Daniel George Gerhart CRD: 1991 | - | 0 | 0 | A | INACTIVE |
| Daniel Goldstein, CFP CRD: 130943 | - | 0 | 1 | - | Unknown |
| Daniel Investment Associates, LLC CRD: 157284 | - | 0 | 2 | - | Unknown |
| Daniel Investment Group Inc. CRD: 338851 | - | 0 | 1 | - | Unknown |
| Daniel Investments, Inc. CRD: 124444 | - | 0 | 1 | - | Unknown |
| Daniel Island Wealth Management, LLC CRD: 331593 | - | 0 | 1 | - | Unknown |