Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Provasi Capital Partners LP CRD: 119539 | - | 0 | 0 | A | INACTIVE |
| Proverbs Financial CRD: 168963 | - | 0 | 0 | A | Unknown |
| Provest, Inc. CRD: 15778 | - | 0 | 0 | A | INACTIVE |
| Providence Equity Partners L.L.C. CRD: 155678 | - | 0 | 1 | A | Unknown |
| Providence Wealth Partners LLC CRD: 289527 | - | 0 | 0 | A | Unknown |
| Provident Capital Group, L.P. CRD: 311334 | - | 0 | 1 | A | Unknown |
| Provident Private Capital Partners, Inc. CRD: 44513 | - | 1 | 0 | B | INACTIVE |
| Provident Rock CRD: 156368 | - | 0 | 0 | A | Unknown |
| Provision Financial Planning CRD: 304497 | - | 0 | 1 | A | Unknown |
| Provizr CRD: 284252 | - | 0 | 2 | A | Unknown |
| Proxyvote Plus, LLC CRD: 122222 | - | 0 | 1 | A | Unknown |
| PRP CRD: 119137 | - | 0 | 1 | A | Unknown |
| PRR Wealth Management CRD: 324376 | - | 0 | 1 | A | Unknown |
| PRS Wealth Management CRD: 296319 | - | 0 | 1 | A | Unknown |
| Prskalo,Douglas W CRD: 37141 | - | 0 | 0 | A | INACTIVE |
| Prudence CRD: 331317 | - | 0 | 1 | A | Unknown |
| Prudence Advisory Services CRD: 293721 | - | 0 | 1 | A | Unknown |
| Prudence US Management, LLC CRD: 292905 | - | 0 | 1 | A | Unknown |
| Prudent Financial Planning CRD: 288500 | - | 0 | 1 | A | Unknown |
| Prudent Investments CRD: 4083 | - | 0 | 0 | A | INACTIVE |
| Prudent Prospera Planning, Inc. CRD: 175416 | - | 0 | 2 | A | Unknown |
| Prudent Prosperity CRD: 333659 | - | 0 | 2 | A | Unknown |
| Prudent Value CRD: 119268 | - | 0 | 0 | A | Unknown |
| Prudent Wealthcare CRD: 281852 | - | 0 | 1 | A | Unknown |
| Prudeo Partners, LLC CRD: 113961 | - | 0 | 0 | A | Unknown |
| Prune CRD: 335153 | - | 0 | 0 | A | Unknown |
| Pruvise CRD: 304365 | - | 0 | 2 | A | Unknown |
| PRY Financial LLC CRD: 317996 | - | 0 | 0 | A | Unknown |
| Pryor, Counts & Co., Inc. CRD: 11002 | - | 6 | 0 | D | INACTIVE |
| PRYSM Capital, L.P. CRD: 304961 | - | 0 | 1 | A | Unknown |
| PS Fund Management LLC CRD: 148726 | - | 0 | 0 | A | Unknown |
| PS Management, Inc. CRD: 138819 | - | 0 | 0 | A | Unknown |
| PS Worth, LLC CRD: 324990 | - | 0 | 1 | A | Unknown |
| PSA Equities, Inc. CRD: 15676 | - | 4 | 0 | C | INACTIVE |
| Psalion Hyper Yield Management (US), LLC CRD: 334725 | - | 0 | 0 | A | Unknown |
| Psalm Capital CRD: 325371 | - | 0 | 1 | A | Unknown |
| PSC Capital Partners LLC CRD: 165620 | - | 0 | 1 | A | Unknown |
| PSC Financial LLC CRD: 172054 | - | 0 | 1 | A | Unknown |
| PSF MGMT LLC CRD: 311088 | - | 0 | 0 | A | Unknown |
| PSG Capital LLC CRD: 289815 | - | 0 | 0 | A | Unknown |
| PSG Equity L.L.C. CRD: 295103 | - | 0 | 1 | A | Unknown |
| PSK Management, Inc. CRD: 108623 | - | 0 | 0 | A | Unknown |
| PSP Research LLC CRD: 333271 | - | 0 | 1 | A | Unknown |
| PT Financial CRD: 37225 | - | 0 | 0 | A | INACTIVE |
| PT Securities, LLC CRD: 169662 | - | 0 | 0 | A | INACTIVE |
| PT Trading Group, LLC CRD: 152086 | - | 0 | 0 | A | INACTIVE |
| PTA Trading, LLC CRD: 138863 | - | 0 | 0 | A | INACTIVE |
| PTI Securities & Futures L. P. CRD: 29275 | IL | 5 | 2 | C | Active |
| PTK Financial, LLC CRD: 115012 | - | 0 | 0 | A | Unknown |
| PTP Capital, LLC CRD: 158466 | - | 0 | 0 | A | Unknown |