Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Daniel J. Disimile CFP, LLC CRD: 150923 | - | 0 | 1 | - | Unknown |
| Daniel J. Lomeli, Sole Proprietor CRD: 130515 | - | 0 | 0 | A | INACTIVE |
| Daniel Krug & Associates CRD: 298532 | - | 0 | 3 | - | Unknown |
| Daniel L Frattali an Accountancy Corporation CRD: 282968 | - | 0 | 0 | - | Unknown |
| Daniel M. Perkins, RIA, LLC CRD: 125702 | - | 0 | 0 | - | Unknown |
| Daniel M. Stern, LLC CRD: 135877 | - | 0 | 2 | - | Unknown |
| Daniel Missey LLC CRD: 41003 | - | 0 | 0 | A | INACTIVE |
| Daniel Power, LLC CRD: 318301 | - | 0 | 1 | - | Unknown |
| Daniel Realty Securities Corporation CRD: 14205 | - | 0 | 0 | A | INACTIVE |
| Daniel Ryan Financial LLC CRD: 323029 | - | 0 | 1 | - | Unknown |
| Daniel Sant, CPA CRD: 314676 | - | 0 | 1 | - | Unknown |
| Daniel Securities, Inc. CRD: 14040 | - | 0 | 0 | A | INACTIVE |
| Daniel T Cook & Partners LLC CRD: 161232 | - | 0 | 0 | - | Unknown |
| Daniel Taylor Company CRD: 14574 | - | 0 | 0 | A | INACTIVE |
| Daniel Wealth Advisors CRD: 150382 | - | 0 | 0 | - | Unknown |
| Daniel Zevulun Advisors, LLC CRD: 329412 | - | 0 | 0 | - | Unknown |
| Daniels & Alldredge Investment Management, Inc. CRD: 42937 | - | 0 | 0 | A | INACTIVE |
| Daniels & Associates of NEW York, Inc. CRD: 24877 | - | 0 | 0 | A | INACTIVE |
| Daniels & Bell, Inc. CRD: 5863 | - | 0 | 0 | A | INACTIVE |
| Daniels & Erickson Financial Advisors, LLC CRD: 119687 | - | 0 | 3 | - | Unknown |
| Daniels + Tansey, L.L.P. CRD: 127816 | - | 0 | 0 | - | Unknown |
| Daniels D'amelio Investment Management Group, LLC CRD: 301456 | - | 0 | 2 | - | Unknown |
| Daniels Northwest Securities, Inc. CRD: 18444 | - | 0 | 0 | A | INACTIVE |
| Daniloff Capital CRD: 161338 | - | 0 | 0 | - | Unknown |
| Danison & Associates Inc CRD: 106760 | - | 0 | 0 | - | Unknown |
| Dann Asset Advisors, LLC CRD: 156937 | - | 0 | 0 | - | Unknown |
| Danny Stuckler, MBA, CFP CRD: 114450 | - | 0 | 0 | - | Unknown |
| Danny Thomas Investments, Inc. CRD: 8079 | - | 2 | 0 | B | INACTIVE |
| Dansby Wealth Management LLC CRD: 286483 | - | 0 | 0 | - | Unknown |
| Danske Markets Inc. CRD: 113404 | NY | 0 | 2 | A | Active |
| Dantai Capital Limited CRD: 306880 | - | 0 | 0 | - | Unknown |
| Dante J. Driver CFP®, PLLC CRD: 299851 | - | 0 | 0 | - | Unknown |
| Dantes Outlook CRD: 334241 | - | 0 | 1 | - | Unknown |
| Danzi Capital Group, Inc. CRD: 30723 | - | 0 | 0 | A | INACTIVE |
| DAO Trading & Advisory Inc. CRD: 321953 | - | 0 | 1 | - | Unknown |
| Daobit Holdings Limited CRD: 339212 | - | 0 | 1 | - | Unknown |
| Daoyi Asset Management Limited CRD: 341482 | - | 0 | 0 | - | Unknown |
| Daphni SAS CRD: 299393 | - | 0 | 0 | - | Unknown |
| DAR Investment Management LLC CRD: 341899 | - | 0 | 1 | - | Unknown |
| Dara Capital US, Inc. CRD: 153544 | - | 0 | 1 | - | Unknown |
| Daraja Capital Partners LP CRD: 326735 | - | 0 | 1 | - | Unknown |
| Darby Creek Financial Advisors LLC CRD: 342138 | - | 0 | 1 | - | Unknown |
| Darby International Capital CRD: 310826 | - | 0 | 1 | - | Unknown |
| Darby Investment Services LLC CRD: 312457 | - | 0 | 2 | - | Unknown |
| Darby Overseas Partners, L.P. CRD: 160799 | - | 0 | 1 | - | Unknown |
| Darby Wealth Planning LLC CRD: 300291 | - | 0 | 2 | - | Unknown |
| Darch, Theodore E CRD: 34352 | - | 0 | 0 | A | INACTIVE |
| Darcy & Co., Inc. CRD: 13717 | - | 0 | 0 | A | INACTIVE |
| Darcy & Co., Inc. CRD: 121493 | - | 0 | 0 | - | Unknown |
| Darcy Brix Investment Representative, Inc CRD: 166783 | - | 0 | 2 | - | Unknown |