Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| PTP Securities, LLC CRD: 136832 | - | 0 | 0 | A | INACTIVE |
| PTR, Inc. CRD: 31559 | NJ | 28 | 1 | F | Active |
| PTS Asset Management CRD: 111047 | - | 0 | 0 | A | Unknown |
| PTX Capital LLC CRD: 333139 | - | 0 | 1 | A | Unknown |
| PTX Securities, LLC CRD: 7735 | - | 8 | 0 | D | INACTIVE |
| Public Employees Equities Services Company CRD: 7315 | - | 2 | 0 | B | INACTIVE |
| Public Equity Partners CRD: 126765 | - | 0 | 1 | A | Unknown |
| Public Funding Group CRD: 23961 | - | 0 | 0 | A | INACTIVE |
| Puget Sound Securities, Inc. CRD: 902 | - | 0 | 0 | A | INACTIVE |
| Puget Sound Securities, Inc. CRD: 16097 | - | 0 | 0 | A | INACTIVE |
| Puglisi & Co. CRD: 19451 | - | 2 | 0 | B | INACTIVE |
| Pulse Financial Planning CRD: 305430 | - | 0 | 2 | A | Unknown |
| Pulse Investment Partners LLC CRD: 328976 | - | 0 | 0 | A | Unknown |
| Pulse LLC CRD: 229790 | - | 0 | 0 | A | Unknown |
| Pulse Wealth CRD: 322651 | - | 0 | 1 | A | Unknown |
| Punch Card Management CRD: 162939 | - | 0 | 1 | A | Unknown |
| Punchdown Partners GP SPV, LLC CRD: 315892 | - | 0 | 1 | A | Unknown |
| Pundion LLC CRD: 156169 | NY | 3 | 2 | B | Active |
| Punk, Ziegel & Company, L.P. CRD: 26174 | - | 2 | 0 | B | INACTIVE |
| Purdy Investments, L.L.P. CRD: 135479 | - | 0 | 0 | A | Unknown |
| Pure Financial LLC CRD: 322781 | - | 0 | 1 | A | Unknown |
| Pure Planning LLC CRD: 312602 | - | 0 | 0 | A | Unknown |
| Pure Planning, LLC CRD: 288189 | - | 0 | 0 | A | Unknown |
| Pure Portfolios CRD: 311002 | - | 0 | 0 | A | Unknown |
| Pure Trading Inc CRD: 42227 | - | 1 | 0 | B | INACTIVE |
| Purefi Wealth, LLC CRD: 328459 | - | 0 | 2 | A | Unknown |
| Purevest CRD: 318332 | - | 0 | 1 | A | Unknown |
| Purkat Financial CRD: 305813 | - | 0 | 0 | A | Unknown |
| Purkat Financial CRD: 282061 | - | 0 | 0 | A | Unknown |
| Purple Wealth, LLC CRD: 119253 | - | 0 | 0 | A | Unknown |
| Purpose Built CRD: 326554 | - | 0 | 1 | A | Unknown |
| Purpose Financial Planning CRD: 331194 | - | 0 | 1 | A | Unknown |
| Purpose Financial Planning LLC CRD: 288823 | - | 0 | 1 | A | Unknown |
| Purpose First Financial, LLC CRD: 316968 | - | 0 | 1 | A | Unknown |
| Purposeful Planning CRD: 299221 | - | 0 | 1 | A | Unknown |
| Purposeful Strategic Partners CRD: 292853 | - | 0 | 2 | A | Unknown |
| Purshottam NI LLC CRD: 312648 | - | 0 | 0 | A | Unknown |
| Pursino Advisory Group LLC CRD: 166614 | - | 0 | 0 | A | Unknown |
| Pursue Wealth Partners, LLC CRD: 326348 | - | 0 | 3 | A | Unknown |
| Pursuit Partners LLC CRD: 115014 | - | 0 | 0 | A | INACTIVE |
| Purvis Investments, Inc. CRD: 124996 | - | 0 | 2 | A | Unknown |
| Pushkin Advisory Group, LLC CRD: 226674 | - | 0 | 2 | A | Unknown |
| PV IV GP, LLC CRD: 284106 | - | 0 | 1 | A | Unknown |
| PV SPV Management, LLC CRD: 332399 | - | 0 | 0 | A | Unknown |
| PV V GP, LLC CRD: 330653 | - | 0 | 0 | A | Unknown |
| PVA Financial, LLC CRD: 312523 | - | 0 | 2 | A | Unknown |
| PVG Asset Management Corp CRD: 105541 | - | 0 | 6 | A | Unknown |
| Pvglobal LLC CRD: 294039 | - | 0 | 1 | A | Unknown |
| PVR Securities, Inc. CRD: 21647 | - | 4 | 0 | C | INACTIVE |
| PW Securities, Inc. CRD: 6775 | - | 0 | 0 | A | INACTIVE |