Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Darda Financial CRD: 130230 | - | 0 | 1 | - | Unknown |
| Dardanelles Capital LP CRD: 323067 | - | 0 | 1 | - | Unknown |
| Darden Wealth Group CRD: 294926 | - | 0 | 1 | - | Unknown |
| Dare Capital Management, LLC CRD: 113382 | - | 0 | 1 | - | Unknown |
| Dare Coast Securities Corporation CRD: 10818 | - | 0 | 0 | A | INACTIVE |
| Dare to Dream Financial Planning CRD: 304866 | - | 0 | 0 | - | Unknown |
| Dargon Development CRD: 112003 | - | 0 | 0 | - | Unknown |
| Darius Capital Partners CRD: 145446 | - | 0 | 0 | - | Unknown |
| Dark Coin Advisors LLC CRD: 314660 | - | 0 | 0 | - | Unknown |
| Dark Forest Capital Management LP CRD: 312519 | - | 0 | 1 | - | Unknown |
| Dark Horse LLC CRD: 156501 | - | 0 | 1 | - | Unknown |
| Dark Horse Advisors LLC CRD: 312741 | - | 0 | 6 | - | Unknown |
| Dark Horse Capital Management LLC CRD: 321156 | - | 0 | 0 | - | Unknown |
| Dark Horse Partners, LLC CRD: 172933 | - | 0 | 0 | - | Unknown |
| Dark Horse Wealth LLC CRD: 159999 | - | 0 | 1 | - | Unknown |
| Dark Pool Capital CRD: 339561 | - | 0 | 1 | - | Unknown |
| Dark Star Trading LP CRD: 47155 | - | 0 | 0 | A | INACTIVE |
| Darkhorse Advisor CRD: 309558 | - | 0 | 2 | - | Unknown |
| Darlington Capital Management, LLC CRD: 169811 | - | 0 | 0 | - | Unknown |
| Darlington Capital Management, LLC CRD: 325228 | - | 0 | 1 | - | Unknown |
| Darlington Partners Capital Management, LP CRD: 311926 | - | 0 | 1 | - | Unknown |
| Daroth Capital Advisors LLC CRD: 120948 | - | 0 | 0 | A | INACTIVE |
| Daroza Anderson, Inc. CRD: 16022 | - | 0 | 0 | A | INACTIVE |
| Darrell Capital Management, LLC CRD: 310324 | - | 0 | 1 | - | Unknown |
| Darrock, LLC CRD: 340896 | - | 0 | 0 | - | Unknown |
| Darrow Wealth Group CRD: 339323 | - | 0 | 1 | - | Unknown |
| Darrow Wealth Management CRD: 105679 | - | 0 | 3 | - | Unknown |
| Darryll R. Bauchert, SR., MBA, CFP CRD: 130383 | - | 0 | 0 | - | Unknown |
| Darsana Capital Partners LP CRD: 170862 | - | 0 | 1 | - | Unknown |
| Dart Financial Services LLC CRD: 318391 | - | 0 | 0 | - | Unknown |
| Dart Labs CRD: 325462 | - | 0 | 1 | - | Unknown |
| Dart, Papesh & Company, Incorporated CRD: 7214 | - | 0 | 0 | A | INACTIVE |
| Dartmouth Capital Advisors, Inc. CRD: 105933 | - | 0 | 1 | - | Unknown |
| Daruma Capital Management, LLC CRD: 106101 | - | 0 | 0 | - | Unknown |
| Darvas Investment Management LLC CRD: 265791 | - | 0 | 0 | - | Unknown |
| Darwal Company Inc. CRD: 10612 | - | 0 | 0 | A | INACTIVE |
| Darwin and Wolf, LLC CRD: 320640 | - | 0 | 0 | - | Unknown |
| Darwin Asset Management, LLC CRD: 310174 | - | 0 | 0 | - | Unknown |
| Darwin Capital Partners, Inc. CRD: 341639 | - | 0 | 0 | - | Unknown |
| Darwin Global Management, LP CRD: 309531 | - | 0 | 0 | - | Unknown |
| Darwin Global Management, Ltd. CRD: 312512 | - | 0 | 0 | - | Unknown |
| Darwin Private Equity, LLP CRD: 162488 | - | 0 | 0 | - | Unknown |
| Darwin Value Investments LLC CRD: 323412 | - | 0 | 0 | - | Unknown |
| Darwin Ventures, LLC CRD: 157665 | - | 0 | 1 | - | Unknown |
| Darwin Wealth Management CRD: 166585 | - | 0 | 5 | - | Unknown |
| Darwins River Capital CRD: 334878 | - | 0 | 1 | - | Unknown |
| Darwish, Ryan CRD: 146958 | - | 0 | 0 | - | Unknown |
| Darwood Associates Incorporated CRD: 5864 | NJ | 1 | 3 | B | Active |
| DAS Capital Partners, LP CRD: 291825 | - | 0 | 0 | - | Unknown |
| DAS Financial Health CRD: 311615 | - | 0 | 0 | - | Unknown |