Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| PWA Financial CRD: 165369 | - | 0 | 0 | A | Unknown |
| PWA Securities, Inc. CRD: 145097 | - | 0 | 0 | A | INACTIVE |
| PWA Securities, LLC CRD: 321974 | FL | 0 | 8 | A | Active |
| PWA Wealth Management CRD: 126927 | - | 0 | 0 | A | Unknown |
| PWCW, LLC CRD: 310722 | - | 0 | 0 | A | Unknown |
| Pwmco, LLC CRD: 8485 | - | 1 | 0 | B | INACTIVE |
| PWP Securities LLC CRD: 171349 | - | 0 | 0 | A | INACTIVE |
| PX3 Partners Limited CRD: 324423 | - | 0 | 0 | A | Unknown |
| PXP Securities Corp. CRD: 22898 | - | 2 | 0 | B | INACTIVE |
| PXT, LLC CRD: 145644 | - | 0 | 0 | A | INACTIVE |
| Pyles Financial Planning, LLC CRD: 334793 | - | 0 | 1 | A | Unknown |
| Pyramid Financial Corp. CRD: 23181 | - | 12 | 0 | D | INACTIVE |
| Pyramid Funds Corporation CRD: 3110 | NY | 1 | 2 | B | Active |
| Pyramid Peak Capital, LLC CRD: 165729 | - | 0 | 2 | A | Unknown |
| Q Advisors LLC CRD: 127232 | CO | 0 | 2 | A | Active |
| Q Capital LLC CRD: 272030 | - | 0 | 0 | A | Unknown |
| Q Capital Solutions CRD: 297541 | - | 0 | 2 | A | Unknown |
| Q Financial Design CRD: 152066 | - | 0 | 0 | A | Unknown |
| Q Fund Management (Hong Kong) Limited CRD: 284023 | - | 0 | 0 | A | Unknown |
| Q Investments CRD: 157478 | - | 0 | 0 | A | Unknown |
| Q Investments, L.P. CRD: 41686 | - | 0 | 0 | A | INACTIVE |
| Q Prime, Inc. CRD: 41063 | - | 0 | 0 | A | INACTIVE |
| Q Robertson Enterprises CRD: 321829 | - | 0 | 0 | A | Unknown |
| Q Securities,Inc. CRD: 13464 | - | 0 | 0 | A | INACTIVE |
| Q Trading, L.L.C. CRD: 46566 | - | 0 | 0 | A | INACTIVE |
| Q Wealth USA Inc. CRD: 334008 | - | 0 | 0 | A | Unknown |
| Q(X) Branch Reserve Investments LLC CRD: 298902 | - | 0 | 2 | A | Unknown |
| Q-Energy Private Equity, S.G.E.I.C., S.A. CRD: 314598 | - | 0 | 0 | A | Unknown |
| Q2 Wealth Management CRD: 314932 | - | 0 | 1 | A | Unknown |
| Q3 Advisors, LLC CRD: 284220 | - | 0 | 16 | A | Unknown |
| Q3 Asset Management Corporation CRD: 137839 | - | 0 | 3 | A | Unknown |
| Q32 Capital Management, LLC CRD: 283075 | - | 0 | 0 | A | Unknown |
| Q4 Strategic Equity Advisors Inc. CRD: 146071 | - | 0 | 1 | A | Unknown |
| QA Capital LLC CRD: 333134 | - | 0 | 1 | A | Unknown |
| QA Investment Services, LLC CRD: 131762 | - | 0 | 0 | A | Unknown |
| QA3 Financial Corp. CRD: 14754 | - | 6 | 0 | D | INACTIVE |
| Qaim Wealth Advisors, LLC CRD: 286558 | - | 0 | 0 | A | Unknown |
| Qalqulus, LLC CRD: 287564 | - | 0 | 0 | A | Unknown |
| Qapital Invest, LLC CRD: 283762 | - | 0 | 2 | A | Unknown |
| Qarma Technology, Inc. CRD: 130751 | - | 0 | 0 | A | Unknown |
| Qatalyst Partners LP CRD: 147251 | CA | 1 | 2 | B | Active |
| Qato Capital PTY. Ltd. CRD: 282203 | - | 0 | 0 | A | Unknown |
| QAV Capital LLC CRD: 284696 | - | 0 | 0 | A | Unknown |
| QBI Financial, LLC CRD: 286639 | - | 0 | 0 | A | Unknown |
| Qbit Capital CRD: 326637 | - | 0 | 0 | A | Unknown |
| Qbox Fiduciary Solutions, LLC CRD: 167622 | - | 0 | 1 | A | Unknown |
| QCA Capital Management Inc CRD: 112104 | - | 0 | 1 | A | Unknown |
| Qcam Currency Asset Management AG CRD: 170341 | - | 0 | 0 | A | Unknown |
| Qcfo, LLC CRD: 299114 | - | 0 | 1 | A | Unknown |
| QCI Asset Management Inc CRD: 110324 | - | 0 | 0 | A | Unknown |