Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| DAS Financial Health, LLC CRD: 291340 | - | 0 | 0 | - | Unknown |
| DAS Financial Services, Inc. CRD: 127038 | - | 0 | 0 | A | INACTIVE |
| DAS Wealth Management CRD: 269974 | - | 0 | 1 | - | Unknown |
| Dasein Partners LLC CRD: 335158 | - | 0 | 1 | - | Unknown |
| Daseke & Co., Inc. CRD: 6582 | - | 0 | 0 | A | INACTIVE |
| Daseke Investments, Inc. CRD: 24648 | - | 0 | 0 | A | INACTIVE |
| Dash Financial Technologies LLC CRD: 104031 | IL | 69 | 3 | F | Active |
| Dash Fund Management, LLC CRD: 315795 | - | 0 | 1 | - | Unknown |
| Dash Investments CRD: 135281 | - | 0 | 6 | - | Unknown |
| Dash Prime LLC CRD: 41257 | IL | 6 | 3 | B | Active |
| Dash VC, LLC CRD: 327577 | - | 0 | 1 | - | Unknown |
| Dashed Line Services LLC CRD: 307103 | - | 0 | 0 | - | Unknown |
| Dashil BAY Investment Management CRD: 284111 | - | 0 | 0 | - | Unknown |
| Dashmore Capital LLC CRD: 318135 | - | 0 | 1 | - | Unknown |
| Dasoma Capital Management, LLC CRD: 173943 | - | 0 | 0 | - | Unknown |
| Dassnar Hathaway Capital LLC CRD: 333612 | - | 0 | 1 | - | Unknown |
| Dasta Financial, LLC CRD: 316477 | NY | 0 | 2 | A | Active |
| Dasta Investments LLC CRD: 315589 | - | 0 | 1 | - | Unknown |
| DAT Trading, LLC CRD: 133961 | - | 0 | 0 | A | INACTIVE |
| Data Analytics Capital LLC CRD: 341033 | - | 0 | 1 | - | Unknown |
| Data Capital Management, LLC CRD: 289888 | - | 0 | 0 | - | Unknown |
| Data Driven Financial LLC CRD: 307198 | - | 0 | 0 | - | Unknown |
| Data Driven Funds, LLC CRD: 290091 | - | 0 | 0 | - | Unknown |
| Data Driven Investments, LLC CRD: 340493 | - | 0 | 1 | - | Unknown |
| Data ONE Capital Management LLC CRD: 316965 | - | 0 | 2 | - | Unknown |
| Data Point Management Company, LLC CRD: 164853 | - | 0 | 1 | - | Unknown |
| Data Sherpa Inc. CRD: 234786 | - | 0 | 0 | - | Unknown |
| Data Tech Fund LLC CRD: 315358 | - | 0 | 1 | - | Unknown |
| Datalign CRD: 317004 | - | 0 | 1 | - | Unknown |
| Datalore, LLC CRD: 104118 | - | 0 | 0 | A | INACTIVE |
| Datapath Investment Advisors, Inc. CRD: 156437 | - | 0 | 1 | - | Unknown |
| Dataplan Securities, Inc. CRD: 16813 | - | 0 | 0 | A | INACTIVE |
| Datapoint Financial Planning, LLC CRD: 316445 | - | 0 | 1 | - | Unknown |
| Datapower Ventures CRD: 334379 | - | 0 | 1 | - | Unknown |
| Datapulse Capital, L.P. CRD: 129355 | - | 0 | 0 | A | INACTIVE |
| Datatex Investment Services Inc CRD: 105440 | - | 0 | 0 | - | Unknown |
| Datatribe Foundry, LLC CRD: 315206 | - | 0 | 1 | - | Unknown |
| Datatribe Opportunities Management, LLC CRD: 316737 | - | 0 | 1 | - | Unknown |
| Datavest Advisers, LLC CRD: 301068 | - | 0 | 0 | - | Unknown |
| Datek Online Financial Services LLC CRD: 36807 | - | 6 | 0 | C | INACTIVE |
| Dattilio & ASH Capital Management, LLC CRD: 289117 | - | 0 | 1 | - | Unknown |
| Datum 9 Analytics LLC CRD: 283863 | - | 0 | 0 | - | Unknown |
| Dauble+Worthington Equity Portfolios CRD: 148530 | - | 0 | 3 | - | Unknown |
| Daugherty, Cole Inc. CRD: 1587 | - | 1 | 0 | B | INACTIVE |
| Dauntless Advisory, LLC CRD: 334412 | - | 0 | 1 | - | Unknown |
| Dauntless Capital Partners LLC CRD: 322380 | - | 0 | 1 | - | Unknown |
| Daus Financial Group, LLC CRD: 323054 | - | 0 | 1 | - | Unknown |
| Dautrich, Seiler Financial Services, Inc. CRD: 29421 | - | 1 | 0 | B | INACTIVE |
| DAV/Wetherly Financial, L.P. CRD: 119951 | - | 1 | 0 | B | INACTIVE |
| Davenforth, LLC CRD: 171689 | - | 0 | 0 | - | Unknown |