Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| QCI Capital Management, LLC CRD: 322729 | - | 0 | 1 | A | Unknown |
| QCI Partners LLC CRD: 163567 | - | 0 | 1 | A | Unknown |
| QCL I Trading LLC CRD: 136375 | - | 0 | 0 | A | INACTIVE |
| QCM Cayman, Ltd. CRD: 112149 | - | 0 | 0 | A | Unknown |
| QCP GMBH CRD: 173158 | - | 0 | 0 | A | Unknown |
| QED Investors, LLC CRD: 284908 | - | 0 | 1 | A | Unknown |
| QED Wealth Solutions CRD: 324065 | - | 0 | 1 | A | Unknown |
| QEM Advisers, LLC CRD: 160281 | - | 0 | 0 | A | Unknown |
| QEP Management Co. GP, LLC CRD: 160812 | - | 0 | 0 | A | Unknown |
| QEX Asset Management LLC CRD: 325326 | - | 0 | 1 | A | Unknown |
| QEX Capital Management Inc CRD: 124844 | - | 0 | 2 | A | Unknown |
| QF Capital, LLC CRD: 285316 | - | 0 | 1 | A | Unknown |
| QFR Capital Management, L.P. CRD: 150265 | - | 0 | 0 | A | Unknown |
| QFS, LLC CRD: 159452 | - | 0 | 0 | A | Unknown |
| QHH Capital Management, LLC CRD: 311791 | - | 0 | 1 | A | Unknown |
| QHP Capital, L.P. CRD: 311710 | - | 0 | 1 | A | Unknown |
| QIC CRD: 161705 | - | 0 | 1 | A | Unknown |
| QIC European Investment Services Limited CRD: 175440 | - | 0 | 0 | A | Unknown |
| QIC Investments NO. 1 PTY Ltd CRD: 160732 | - | 0 | 0 | A | Unknown |
| QID LLC CRD: 175114 | - | 0 | 0 | A | Unknown |
| Qief Management, LLC CRD: 155119 | - | 0 | 0 | A | Unknown |
| Qiming Global Management, LLC CRD: 309395 | - | 0 | 0 | A | Unknown |
| Qiming U.S. Ventures Management, LLC CRD: 287471 | - | 0 | 1 | A | Unknown |
| Qiming Venture Partners CRD: 160844 | - | 0 | 0 | A | Unknown |
| QIS Advisors CRD: 315165 | - | 0 | 0 | A | Unknown |
| QKM, L.L.C. CRD: 162610 | - | 0 | 1 | A | Unknown |
| QLS Advisors LLC CRD: 316150 | - | 0 | 0 | A | Unknown |
| QM Advisors LLC CRD: 297438 | - | 0 | 4 | A | Unknown |
| QMI Capital CRD: 291002 | - | 0 | 0 | A | Unknown |
| QMP Management, LLC CRD: 285478 | - | 0 | 1 | A | Unknown |
| QMS Capital Management LP CRD: 171152 | - | 0 | 0 | A | Unknown |
| Qmulate CRD: 277124 | - | 0 | 1 | A | Unknown |
| QNC Execution Services LLC CRD: 159672 | - | 0 | 0 | A | INACTIVE |
| Qontixai Capital, LLC CRD: 337610 | - | 0 | 1 | A | Unknown |
| Qooore Advisors LLC CRD: 319069 | - | 0 | 0 | A | Unknown |
| QOR Capital LLC CRD: 168606 | - | 0 | 0 | A | Unknown |
| Qovex Inc CRD: 335649 | - | 0 | 1 | A | Unknown |
| QP Consulting CRD: 129601 | - | 0 | 2 | A | Unknown |
| QP Global Family Offices, LLC CRD: 294879 | - | 0 | 1 | A | Unknown |
| QP Wealth Management, LLC CRD: 301071 | - | 0 | 4 | A | Unknown |
| QPE NO. 3 Management PTY Limited CRD: 163090 | - | 0 | 0 | A | Unknown |
| Qplum LLC CRD: 175479 | - | 0 | 0 | A | Unknown |
| Qpula Trading Management LP CRD: 309568 | - | 0 | 0 | A | Unknown |
| QR Securities LLC CRD: 131837 | - | 0 | 0 | A | INACTIVE |
| QRF Advisors, LLC CRD: 159863 | - | 0 | 0 | A | Unknown |
| QRG Capital Management, Inc. CRD: 305277 | - | 0 | 2 | A | Unknown |
| Qria, Inc. CRD: 324506 | - | 0 | 1 | A | Unknown |
| QRT Investments, LLC CRD: 132965 | - | 0 | 0 | A | INACTIVE |
| QS Batterymarch Financial Management, Inc. CRD: 110452 | - | 0 | 0 | A | Unknown |
| QS Investors, LLC CRD: 152688 | - | 0 | 0 | A | Unknown |