Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| QS Legg Mason Global Asset Allocation, LLC CRD: 142333 | - | 0 | 0 | A | Unknown |
| QSA, L.L.C. CRD: 40778 | - | 1 | 0 | B | INACTIVE |
| Qsemble Capital Management, LP CRD: 290920 | - | 0 | 1 | A | Unknown |
| QST Capital LLC CRD: 285613 | - | 0 | 1 | A | Unknown |
| QSV Equity Investors LLC CRD: 283060 | - | 0 | 0 | A | Unknown |
| QT Securities Inc. CRD: 333654 | - | 0 | 1 | A | Unknown |
| QTN Partnership CRD: 34531 | - | 0 | 0 | A | INACTIVE |
| QTR Capital Management LLC CRD: 309906 | - | 0 | 2 | A | Unknown |
| QTR Family Wealth, LLC CRD: 331655 | - | 0 | 1 | A | Unknown |
| Qtrade Capital Management, LLC CRD: 328825 | - | 0 | 0 | A | Unknown |
| Qtron Investments LLC CRD: 285608 | - | 0 | 3 | A | Unknown |
| QTS Retirement Services LLC CRD: 333799 | - | 0 | 1 | A | Unknown |
| QTX Securities, Inc. CRD: 10442 | - | 0 | 0 | A | INACTIVE |
| QU Capital Management, LLC CRD: 291829 | - | 0 | 0 | A | Unknown |
| Quabbin Advisors CRD: 160019 | - | 0 | 2 | A | Unknown |
| Quad Capital Management Advisors LLC CRD: 170286 | - | 0 | 0 | A | Unknown |
| Quad Capital Partners CRD: 317843 | - | 0 | 0 | A | Unknown |
| Quad Capital, LLC CRD: 148927 | - | 2 | 0 | B | INACTIVE |
| Quad City Investment Center CRD: 112187 | - | 0 | 3 | A | Unknown |
| Quad Investment Management Corp. CRD: 331606 | - | 0 | 0 | A | Unknown |
| Quad Investment Management Corporation CRD: 226525 | - | 0 | 0 | A | Unknown |
| Quad Partners LLC CRD: 160097 | - | 0 | 1 | A | Unknown |
| Quad Securities LLC CRD: 163463 | - | 0 | 0 | A | INACTIVE |
| Quad-C Management, Inc. CRD: 161395 | - | 0 | 1 | A | Unknown |
| Quad-Cities Investment Group, LLC CRD: 154113 | - | 0 | 4 | A | Unknown |
| Quadcap Wealth Management, LLC CRD: 151490 | - | 0 | 3 | A | Unknown |
| Quadpoint Partners LLC CRD: 327511 | - | 0 | 1 | A | Unknown |
| Quadra Gestao DE Recursos S.A. CRD: 324520 | - | 0 | 0 | A | Unknown |
| Quadram Capital LLC CRD: 285815 | - | 0 | 2 | A | Unknown |
| Quadrangle Group LLC CRD: 161540 | - | 0 | 0 | A | Unknown |
| Quadrangle Securities LLC CRD: 104383 | - | 0 | 0 | A | INACTIVE |
| Quadrant Capital Management, LLC CRD: 109952 | - | 0 | 0 | A | Unknown |
| Quadrant Private Wealth Management, LLC CRD: 277044 | - | 0 | 3 | A | Unknown |
| Quadrant Real Estate Advisors LLC CRD: 138077 | - | 0 | 1 | A | Unknown |
| Quadrascope Management, LLC CRD: 326749 | - | 0 | 1 | A | Unknown |
| Quadratic Busan Energy Management LLC CRD: 334461 | - | 0 | 1 | A | Unknown |
| Quadratic Capital Management LLC CRD: 172768 | - | 0 | 1 | A | Unknown |
| Quadrature Capital Limited CRD: 281598 | - | 0 | 0 | A | Unknown |
| Quadrature US Inc. CRD: 332328 | - | 0 | 1 | A | Unknown |
| Quadre Investments Advisors, LLC CRD: 291041 | - | 0 | 1 | A | Unknown |
| Quadrex Securities Corporation CRD: 13305 | - | 0 | 0 | A | INACTIVE |
| Quadria Capital CRD: 277151 | - | 0 | 0 | A | Unknown |
| Quadriga Asset Managers Sgiic SA CRD: 293726 | - | 0 | 0 | A | Unknown |
| Quadriga Capital III Limited CRD: 163628 | - | 0 | 0 | A | Unknown |
| Quadriga Capital Iiia GP Limited CRD: 295115 | - | 0 | 0 | A | Unknown |
| Quadriga Capital IV GP Limited CRD: 163630 | - | 0 | 0 | A | Unknown |
| Quadriga Securities, LLC CRD: 153861 | CO | 4 | 2 | B | Active |
| Quadriga US Management Company LLC CRD: 296946 | - | 0 | 0 | A | Unknown |
| Quadriserv Securities, Inc. CRD: 128343 | - | 0 | 0 | A | INACTIVE |
| Quadrivio Capital America Inc. CRD: 317491 | - | 0 | 1 | A | Unknown |