Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Quadrum Capital, LLC CRD: 315159 | - | 0 | 0 | A | Unknown |
| Quaero Capital LLP CRD: 301905 | - | 0 | 0 | A | Unknown |
| Quaero Capital SA CRD: 285690 | - | 0 | 0 | A | Unknown |
| Quaero Capital SAS France CRD: 330453 | - | 0 | 0 | A | Unknown |
| Quaestor Company CRD: 129500 | - | 0 | 0 | A | Unknown |
| Quaestor Financial, LLC CRD: 304114 | - | 0 | 0 | A | Unknown |
| Quaestor Investment Counsel LLC CRD: 130175 | - | 0 | 0 | A | Unknown |
| Quaestor Municipal Group, Inc. CRD: 23777 | - | 1 | 0 | B | INACTIVE |
| Quahog Investments LLC CRD: 307577 | - | 0 | 0 | A | Unknown |
| Quahog Investments LLC CRD: 337558 | - | 0 | 1 | A | Unknown |
| Quail Place Securities Corp. CRD: 7660 | - | 0 | 0 | A | INACTIVE |
| Quake Capital CRD: 290746 | - | 0 | 1 | A | Unknown |
| Quaker Funds, Inc. CRD: 114114 | - | 0 | 0 | A | Unknown |
| Quaker Partners Management L.P. CRD: 160269 | - | 0 | 0 | A | Unknown |
| Quaker Securities, Inc. CRD: 27263 | - | 1 | 0 | B | INACTIVE |
| Quaker Wealth Management LLC CRD: 284546 | - | 0 | 3 | A | Unknown |
| Qualex Investment Management, LLC CRD: 340957 | - | 0 | 1 | A | Unknown |
| Qualia Retirement Planning CRD: 319190 | - | 0 | 0 | A | Unknown |
| Qualicorp Financial, Inc. CRD: 10503 | - | 0 | 0 | A | INACTIVE |
| Qualified Plan Advisory, LLC CRD: 135324 | - | 0 | 2 | A | Unknown |
| Qualified Planning CRD: 152546 | - | 0 | 0 | A | Unknown |
| Qualified Planning CRD: 304788 | - | 0 | 3 | A | Unknown |
| Quality Asset Management, LLC CRD: 131158 | - | 0 | 1 | A | Unknown |
| Quality Capital, Inc. CRD: 17106 | - | 0 | 0 | A | INACTIVE |
| Quality Financial Concepts CRD: 118886 | - | 0 | 1 | A | Unknown |
| Quality Financial Planning LLC CRD: 319000 | - | 0 | 2 | A | Unknown |
| Quality Financial Planning, LLC CRD: 137876 | - | 0 | 0 | A | Unknown |
| Quality Wealth Care, LLC. CRD: 137366 | - | 0 | 1 | A | Unknown |
| Quality Wealth Management CRD: 136071 | - | 0 | 1 | A | Unknown |
| Qualivest Advisors, LLC CRD: 173505 | - | 0 | 0 | A | Unknown |
| Qualivian Investment Partners CRD: 291227 | - | 0 | 2 | A | Unknown |
| Qualtus Investment Partners LLC CRD: 333274 | - | 0 | 1 | A | Unknown |
| Quam Wealth Advisory Group LLC CRD: 155903 | - | 0 | 1 | A | Unknown |
| Quam, Kelsey CRD: 324767 | - | 0 | 0 | A | Unknown |
| Quan Capital Management (US) LLC CRD: 299480 | - | 0 | 1 | A | Unknown |
| Quan Capital Management, LLC CRD: 291205 | - | 0 | 0 | A | Unknown |
| Quan Vest Consultants Inc CRD: 104714 | - | 0 | 1 | A | Unknown |
| Quangentics Inc. CRD: 338078 | - | 0 | 0 | A | Unknown |
| Quansight, LLC CRD: 306179 | - | 0 | 1 | A | Unknown |
| Quant Alpha Decisions LLC CRD: 339893 | - | 0 | 1 | A | Unknown |
| Quant Alpha LLC CRD: 336290 | - | 0 | 1 | A | Unknown |
| Quant Global Capital Advisors, LLC CRD: 167753 | - | 0 | 0 | A | Unknown |
| Quant Insight Limited CRD: 293287 | - | 0 | 0 | A | Unknown |
| Quant Investment Capital Management, LLC CRD: 337266 | - | 0 | 1 | A | Unknown |
| Quant Portfolio Management CRD: 331525 | - | 0 | 1 | A | Unknown |
| Quant Signals Trading Management, LLC CRD: 337337 | - | 0 | 1 | A | Unknown |
| Quanta Energy Management CRD: 313010 | - | 0 | 0 | A | Unknown |
| Quanta Finance SA CRD: 161725 | - | 0 | 0 | A | Unknown |
| Quantact Capital Advisors LLC CRD: 168360 | - | 0 | 1 | A | Unknown |
| Quantalis Asset Management Ltd CRD: 337611 | - | 0 | 1 | A | Unknown |