Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Quantalytics Investment Advisors, LLC CRD: 309249 | - | 0 | 0 | A | Unknown |
| Quantamental Technologies LLC CRD: 289551 | - | 0 | 0 | A | Unknown |
| Quantamentals Management Group, LLC CRD: 170119 | - | 0 | 1 | A | Unknown |
| Quantara Research, LLC CRD: 340999 | - | 0 | 1 | A | Unknown |
| Quantaraxia LLC CRD: 308478 | - | 0 | 1 | A | Unknown |
| Quantbase CRD: 315414 | - | 0 | 1 | A | Unknown |
| Quantbot Technologies, LP CRD: 170824 | - | 0 | 1 | A | Unknown |
| Quantbridge Capital LLC CRD: 286582 | - | 0 | 0 | A | Unknown |
| Quantca Financial CRD: 329324 | - | 0 | 2 | A | Unknown |
| Quantcore Capital Management, LLC CRD: 166321 | - | 0 | 0 | A | Unknown |
| Quantech Securities LLC CRD: 47860 | - | 0 | 0 | A | INACTIVE |
| Quantech Solution Partners North America Inc. CRD: 315603 | - | 0 | 1 | A | Unknown |
| Quantedge Capital PTE Ltd. CRD: 160363 | - | 0 | 0 | A | Unknown |
| Quantedge Capital USA Inc. CRD: 281626 | - | 0 | 0 | A | INACTIVE |
| Quantel Asset Management LLC CRD: 311013 | - | 0 | 2 | A | Unknown |
| Quantelligent Solutions,LLC CRD: 142932 | - | 0 | 0 | A | Unknown |
| Quanterra Capital Management LP CRD: 306306 | - | 0 | 1 | A | Unknown |
| Quantessence Capital CRD: 330051 | - | 0 | 1 | A | Unknown |
| Quantfury Trading USA LLC CRD: 318437 | NY | 0 | 1 | A | Active |
| Quantgain Strategies LLC CRD: 155365 | - | 0 | 0 | A | Unknown |
| Quantic Capital Management LLC CRD: 288353 | - | 0 | 0 | A | Unknown |
| Quantic Capital Management LLC CRD: 169066 | - | 0 | 0 | A | Unknown |
| Quantify Funds CRD: 328864 | - | 0 | 2 | A | Unknown |
| Quantify Securities Investment Company Ltd CRD: 341578 | - | 0 | 1 | A | Unknown |
| Quantify Wealth Solutions LLC CRD: 282357 | - | 0 | 0 | A | Unknown |
| Quantimental Investments LLC CRD: 310765 | - | 0 | 0 | A | Unknown |
| Quantinno Capital Management LP CRD: 298733 | - | 0 | 1 | A | Unknown |
| Quantitative Advantage, LLC CRD: 110575 | - | 0 | 0 | A | Unknown |
| Quantitative Analysis Service, Inc. CRD: 7842 | - | 0 | 0 | A | INACTIVE |
| Quantitative Asset Allocation Decisions, LLC CRD: 290696 | - | 0 | 0 | A | Unknown |
| Quantitative Asset Management, LLC CRD: 143279 | - | 0 | 1 | A | Unknown |
| Quantitative Brokers, LLC CRD: 169876 | NY | 0 | 2 | A | Active |
| Quantitative Finance LLC CRD: 323380 | - | 0 | 1 | A | Unknown |
| Quantitative Financial Strategies CRD: 331416 | - | 0 | 1 | A | Unknown |
| Quantitative Investment Advisors & Company CRD: 156026 | - | 0 | 0 | A | Unknown |
| Quantitative Investment Management, LLC CRD: 156869 | - | 0 | 1 | A | Unknown |
| Quantitative Management CRD: 134554 | - | 0 | 0 | A | Unknown |
| Quantitative Process, LLC CRD: 165699 | - | 0 | 3 | A | Unknown |
| Quantitative Solutions, LLC CRD: 159493 | - | 0 | 1 | A | Unknown |
| Quantitative Strategies, Inc. CRD: 117908 | - | 0 | 0 | A | Unknown |
| Quantitative Systematic Strategies LLC CRD: 165895 | - | 0 | 1 | A | Unknown |
| Quantitative Value Technologies CRD: 307451 | - | 0 | 0 | A | Unknown |
| Quantitative Wealth and Investment Management, LLC CRD: 139743 | - | 0 | 0 | A | Unknown |
| Quantix Commodities LP CRD: 317784 | - | 0 | 1 | A | Unknown |
| Quantkit Investments LLC CRD: 283730 | - | 0 | 0 | A | Unknown |
| Quantlab Brokerage, LLC CRD: 299468 | TX | 0 | 2 | A | Active |
| Quantlab Capital Management, LLC CRD: 156239 | - | 0 | 0 | A | Unknown |
| Quantlab Securities LP CRD: 119955 | - | 9 | 0 | D | INACTIVE |
| Quantmetrics Capital Management LLP CRD: 170257 | - | 0 | 0 | A | Unknown |
| Quantopian Management, LP CRD: 284810 | - | 0 | 0 | A | Unknown |