Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Davidson Wealth Management LLC CRD: 153227 | - | 0 | 1 | - | Unknown |
| Davidson, John Wilds CRD: 151982 | - | 0 | 0 | - | Unknown |
| Davie Kaplan Wealth Care Advisors, LLC CRD: 140436 | - | 0 | 1 | - | Unknown |
| Davies Financial Advisors, Inc. CRD: 139764 | - | 0 | 2 | - | Unknown |
| Davies Wealth Management LLC CRD: 151098 | - | 0 | 1 | - | Unknown |
| Daviman Financial, LLC CRD: 285030 | - | 0 | 3 | - | Unknown |
| Davinci Capital Management, Inc. CRD: 46897 | MA | 2 | 7 | B | Active |
| Davinci Financial Designs CRD: 163362 | - | 0 | 2 | - | Unknown |
| Davis & Seiley Wealth Management, Inc. CRD: 155348 | - | 0 | 0 | - | Unknown |
| Davis & Wehrle, LLC CRD: 144572 | - | 0 | 1 | - | Unknown |
| Davis Capital Advisors, LLC CRD: 153496 | - | 0 | 1 | - | Unknown |
| Davis Capital Management CRD: 149014 | - | 0 | 2 | - | Unknown |
| Davis Capital Partners, LLC CRD: 161279 | - | 0 | 0 | - | Unknown |
| Davis Capital Resources, Inc. CRD: 17769 | - | 1 | 0 | B | INACTIVE |
| Davis Distributors, LLC CRD: 7975 | AZ | 3 | 3 | B | Active |
| Davis Financial Management, Inc. CRD: 143410 | - | 0 | 2 | - | Unknown |
| Davis Financial Planning CRD: 154186 | - | 0 | 0 | - | Unknown |
| Davis Financial Services CRD: 316787 | - | 0 | 1 | - | Unknown |
| Davis Financial Services, LLC CRD: 138707 | - | 0 | 0 | - | Unknown |
| Davis Investment Group CRD: 156678 | - | 0 | 0 | - | Unknown |
| Davis Investment Group, Ltd. CRD: 124688 | - | 0 | 2 | - | Unknown |
| Davis Investment Management CRD: 289083 | - | 0 | 0 | - | Unknown |
| Davis Investment Partners, LLC CRD: 318783 | - | 0 | 1 | - | Unknown |
| Davis Private Wealth, LLC CRD: 285952 | - | 0 | 1 | - | Unknown |
| Davis Securities LLC CRD: 138829 | NY | 0 | 2 | A | Active |
| Davis Selected Advisers - NY, Inc. CRD: 106659 | - | 0 | 1 | - | Unknown |
| Davis Selected Advisers LP CRD: 108674 | - | 0 | 1 | - | Unknown |
| Davis Wealth Advisors CRD: 287736 | - | 0 | 5 | - | Unknown |
| Davis Wealth Management CRD: 150441 | - | 0 | 0 | - | Unknown |
| Davis Wealth Management, LLC CRD: 121053 | - | 0 | 2 | - | Unknown |
| Davis, Davis and Conover Wealth Management, LLC CRD: 286575 | - | 0 | 1 | - | Unknown |
| Davis, Mendel & Regenstein, Inc. CRD: 8521 | - | 3 | 0 | C | INACTIVE |
| Davis-Ross Investment Advisers, LLC CRD: 117751 | - | 0 | 2 | - | Unknown |
| Davisa Trading, LLC CRD: 142907 | - | 0 | 0 | A | INACTIVE |
| Davison Wealth Management, LLC CRD: 153303 | - | 0 | 1 | - | Unknown |
| Davisson Investment, LLC CRD: 141040 | - | 0 | 1 | - | Unknown |
| Davivienda Advisors CRD: 319755 | - | 0 | 1 | - | Unknown |
| Davlin Fund Advisors CRD: 146113 | - | 0 | 0 | - | Unknown |
| Davos Financial Advisors, LLC CRD: 127356 | - | 0 | 0 | - | Unknown |
| Davos Investment Group LLC CRD: 291328 | - | 0 | 0 | - | Unknown |
| Davrey Financial Services, Inc. CRD: 38914 | - | 3 | 0 | C | INACTIVE |
| Davy Securities CRD: 131901 | - | 0 | 0 | A | Active |
| Dawkins Advisory Group, LLC CRD: 333233 | - | 0 | 1 | - | Unknown |
| Dawn Capital LLP CRD: 301880 | - | 0 | 0 | - | Unknown |
| Dawnbox CRD: 333319 | - | 0 | 1 | - | Unknown |
| Dawntreader Ventures LLC CRD: 163044 | - | 0 | 0 | - | Unknown |
| Dawson Investment Management CRD: 312098 | - | 0 | 1 | - | Unknown |
| Dawson James Asset Management, Inc. CRD: 135259 | - | 0 | 1 | - | Unknown |
| Dawson James Securities, Inc. CRD: 130645 | FL | 16 | 2 | D | Active |
| Dawson Partners CRD: 339430 | - | 0 | 1 | - | Unknown |